NOMURA INTERNATIONAL PLC
Related Filers (32)
- Nomura Phase4 Ventures LP (8)
- Nomura Phase4 Ventures GP LTD (6)
- Nomura Phase4 Ventures LTD (6)
- Altus Pharmaceuticals Inc. (6)
- TARGACEPT INC (5)
- ACADIA PHARMACEUTICALS INC (4)
- PROTHERICS PLC (3)
- ARYx Therapeutics, Inc. (3)
- ADVANTAGE BANCORP INC (2)
- PONCE FED BANK (2)
- THERAPEUTIC ANTIBODIES INC /DE (2)
- AVANT IMMUNOTHERAPEUTICS INC (1)
- SECURITY ASSOCIATES INTERNATIONAL INC (1)
- PHARMION CORP (1)
- AMERICAN CENTURY COMPANIES INC (1)
- AMERICAN CENTURY WORLD MUTUAL FUNDS INC (1)
- AMERICAN CENTURY GROWTH FUNDS, INC. (1)
- NOMURA SECURITIES INTERNATIONAL, INC. (1)
- AMERICAN CENTURY GOVERNMENT INCOME TRUST (1)
- AMERICAN CENTURY ASSET ALLOCATION PORTFOLIOS, INC. (1)
- AMERICAN CENTURY CAPITAL PORTFOLIOS INC (1)
- AMERICAN CENTURY MUNICIPAL TRUST (1)
- AMERICAN CENTURY MUTUAL FUNDS, INC. (1)
- AMERICAN CENTURY INVESTMENT MANAGEMENT INC (1)
- AMERICAN CENTURY STRATEGIC ASSET ALLOCATIONS INC (1)
- AMERICAN CENTURY VARIABLE PORTFOLIOS INC (1)
- AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS (1)
- AMERICAN CENTURY INTERNATIONAL BOND FUNDS (1)
- AMERICAN CENTURY INVESTMENT TRUST (1)
- AMERICAN CENTURY VARIABLE PORTFOLIOS II INC (1)
- AMERICAN CENTURY TARGET MATURITIES TRUST (1)
- AMERICAN CENTURY QUANTITATIVE EQUITY FUNDS, INC. (1)
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Other (104)
13F-NT
Wednesday, 2/14/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
SBSE-A/A
Wednesday, 1/24/2024
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants that are Registered or Registering with the Commodity Futures Trading Commission as a Swap Dealer or Major Swap Participant
SBSE-A/A
Wednesday, 12/27/2023
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants that are Registered or Registering with the Commodity Futures Trading Commission as a Swap Dealer or Major Swap Participant
SBSE-A/A
Tuesday, 11/14/2023
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants that are Registered or Registering with the Commodity Futures Trading Commission as a Swap Dealer or Major Swap Participant
X-17A-5
Thursday, 8/10/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
SBSE-A/A
Thursday, 7/13/2023
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants that are Registered or Registering with the Commodity Futures Trading Commission as a Swap Dealer or Major Swap Participant
13F-NT
Tuesday, 2/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/15/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/15/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
SBSE-A/A
Friday, 7/8/2022
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants that are Registered or Registering with the Commodity Futures Trading Commission as a Swap Dealer or Major Swap Participant
13F-NT
Wednesday, 5/18/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
SBSE-A/A
Wednesday, 2/16/2022
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants that are Registered or Registering with the Commodity Futures Trading Commission as a Swap Dealer or Major Swap Participant
13F-NT
Monday, 2/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
SBSE-A/A
Thursday, 12/9/2021
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants that are Registered or Registering with the Commodity Futures Trading Commission as a Swap Dealer or Major Swap Participant
13F-NT
Monday, 11/15/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
SBSE-A
Monday, 11/1/2021
Application for Registration of Security-based Swap Dealers and Major Security-based Swap Participants that are Registered or Registering with the Commodity Futures Trading Commission as a Swap Dealer or Major Swap Participant
SBSE-C
Thursday, 10/28/2021
Certifications for Registration of Security-based Swap Dealers and Major Security-based Swap Participants
13F-NT
Monday, 8/16/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/17/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/16/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/12/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/14/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/14/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/14/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 2/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Friday, 4/28/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 2/14/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/14/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/16/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/12/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/16/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/14/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/15/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/17/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/14/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/13/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/14/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/14/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/19/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/14/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/9/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/8/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 10/17/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 7/26/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 4/23/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/14/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/9/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/4/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 4/20/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 1/14/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 10/29/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/9/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/6/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/12/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/10/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 7/28/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/11/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/17/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/14/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/12/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/15/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/14/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/14/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/14/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/14/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/15/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/15/2006
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/15/2006
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/15/2006
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/14/2006
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/15/2005
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/15/2005
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/16/2005
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/14/2005
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/15/2004
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/16/2004
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/17/2004
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/17/2004
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/17/2003
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/13/2003
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/15/2003
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/13/2003
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/14/2002
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/15/2002
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/15/2002
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 2/13/2002
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 2/13/2002
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/13/2001
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/11/2001
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/13/2001
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/13/2000
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/15/2000
Initial Quarterly Form 13F Notice Report filed by institutional managers
Ownership (30)
SC 13G/A
Friday, 2/11/2011
ARYx Therapeutics, Inc.: Major Shareholders
SC 13G/A
Friday, 2/12/2010
ARYx Therapeutics, Inc.: Major Shareholders
SC 13G/A
Friday, 2/12/2010
ACADIA PHARMACEUTICALS INC: Major Shareholders
SC 13G/A
Friday, 2/12/2010
TARGACEPT INC: Major Shareholders
SC 13G/A
Tuesday, 2/12/2008
ACADIA PHARMACEUTICALS INC: Major Shareholders
SC 13G/A
Tuesday, 2/12/2008
Altus Pharmaceuticals Inc.: Major Shareholders
SC 13G
Tuesday, 2/12/2008
ARYx Therapeutics, Inc.: Major Shareholders
SC 13G
Wednesday, 2/14/2007
Altus Pharmaceuticals Inc.: Major Shareholders
SC 13G
Wednesday, 2/14/2007
TARGACEPT INC: Major Shareholders
4/A
Wednesday, 11/15/2006
Altus Pharmaceuticals Inc.: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 11/14/2006
Altus Pharmaceuticals Inc.: Statement of changes in beneficial ownership of securities
4/A
Monday, 5/8/2006
TARGACEPT INC: Statement of changes in beneficial ownership of securities
4
Thursday, 4/20/2006
TARGACEPT INC: Statement of changes in beneficial ownership of securities
3
Tuesday, 4/11/2006
TARGACEPT INC: Initial statement of beneficial ownership of securities
4
Wednesday, 2/1/2006
Altus Pharmaceuticals Inc.: Statement of changes in beneficial ownership of securities
3
Thursday, 1/26/2006
Altus Pharmaceuticals Inc.: Initial statement of beneficial ownership of securities
3
Friday, 8/26/2005
ACADIA PHARMACEUTICALS INC: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 4/26/2005
ACADIA PHARMACEUTICALS INC: Major Shareholders
SC 13G
Friday, 4/30/2004
PHARMION CORP: Major Shareholders
3
Friday, 8/17/2001
SECURITY ASSOCIATES INTERNATIONAL INC: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/13/2001
PROTHERICS PLC: Major Shareholders
SC 13G/A
Friday, 3/24/2000
PROTHERICS PLC: Major Shareholders
SC 13G/A
Friday, 2/11/2000
PROTHERICS PLC: Major Shareholders
SC 13G
Friday, 10/1/1999
AVANT IMMUNOTHERAPEUTICS INC: Major Shareholders
SC 13G
Thursday, 12/31/1998
THERAPEUTIC ANTIBODIES INC /DE: Major Shareholders
3
Monday, 12/7/1998
THERAPEUTIC ANTIBODIES INC /DE: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 7/31/1998
PONCE FED BANK: Major Shareholders
SC 13D
Tuesday, 4/14/1998
ADVANTAGE BANCORP INC: Major Shareholders
SC 13G
Wednesday, 4/1/1998
PONCE FED BANK: Major Shareholders
SC 13D
Monday, 2/2/1998
ADVANTAGE BANCORP INC: Major Shareholders