WEDBUSH SECURITIES INC.
Related Filers (5)
- VACATION OWNERSHIP MARKETING INC (2)
- SPORT CHALET INC (1)
- ENVIRONMENTAL ELEMENTS CORP (1)
- GZA GEOENVIRONMENTAL TECHNOLOGIES INC (1)
- KEITH COMPANIES INC (1)
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Other (43)
X-17A-5
Monday, 8/28/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 8/29/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 8/30/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 8/31/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 9/16/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 8/30/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 8/29/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 8/25/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5/A
Tuesday, 12/20/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 9/9/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 9/21/2015
None
X-17A-5
Monday, 9/21/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 9/2/2014
None
X-17A-5
Tuesday, 9/2/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 9/27/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 9/27/2013
None
X-17A-5
Wednesday, 8/29/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 8/20/2012
None
X-17A-5
Monday, 8/29/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 8/29/2011
None
FOCUSN/A
Thursday, 11/4/2010
None
FOCUSN
Friday, 8/27/2010
None
X-17A-5
Friday, 8/27/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN/A
Tuesday, 7/6/2010
None
X-17A-5
Friday, 8/28/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 8/28/2009
None
X-17A-5
Wednesday, 8/27/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 8/27/2008
None
X-17A-5
Tuesday, 8/28/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 8/28/2007
None
X-17A-5
Tuesday, 8/29/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 8/29/2006
None
FOCUSN
Wednesday, 8/31/2005
None
X-17A-5
Wednesday, 8/31/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 9/15/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 9/15/2004
None
FOCUSN/A
Wednesday, 11/19/2003
None
X-17A-5/A
Wednesday, 11/19/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 9/8/2003
None
X-17A-5
Monday, 9/8/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 9/3/2002
None
X-17A-5
Tuesday, 9/3/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
NO ACT
Wednesday, 3/13/2002
None
Ownership (6)
SC 13G
Wednesday, 11/15/2000
KEITH COMPANIES INC: Major Shareholders
SC 13G
Monday, 11/13/2000
GZA GEOENVIRONMENTAL TECHNOLOGIES INC: Major Shareholders
SC 13G
Thursday, 11/9/2000
ENVIRONMENTAL ELEMENTS CORP: Major Shareholders
SC 13G
Monday, 11/6/2000
SPORT CHALET INC: Major Shareholders
SC 13G
Friday, 10/20/2000
VACATION OWNERSHIP MARKETING INC: Major Shareholders
SC 13G
Friday, 10/20/2000
VACATION OWNERSHIP MARKETING INC: Major Shareholders