THOMPSON DAVIS & CO., INC.

Related Filers (3)

Other (74)

13F-HR
Monday, 2/5/2024
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 11/9/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 7/13/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 5/10/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5/A
Tuesday, 2/28/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 2/27/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Monday, 2/6/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 11/9/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Thursday, 8/4/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 8/2/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/13/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
FOCUSN
Friday, 2/25/2022
None
X-17A-5
Wednesday, 2/23/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Monday, 2/14/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
FOCUSN
Wednesday, 3/3/2021
None
X-17A-5
Monday, 3/1/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 2/28/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/28/2020
None
X-17A-5
Tuesday, 2/26/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Wednesday, 11/14/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 8/3/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 5/2/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5/A
Thursday, 3/1/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 2/26/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Monday, 2/5/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 10/30/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/10/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/8/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Monday, 2/27/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 2/27/2017
None
13F-HR
Tuesday, 2/7/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/8/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 8/9/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/2/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
FOCUSN
Thursday, 2/25/2016
None
X-17A-5
Thursday, 2/25/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-HR
Monday, 2/1/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 10/30/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 7/24/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 4/28/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Friday, 2/27/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/27/2015
None
13F-HR
Friday, 2/6/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 11/5/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/4/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 8/12/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/9/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
X-17A-5
Friday, 2/28/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/28/2014
None
13F-HR
Wednesday, 2/12/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
FOCUSN
Thursday, 2/21/2013
None
X-17A-5
Thursday, 2/21/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 2/27/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 2/27/2012
None
X-17A-5
Friday, 2/25/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/25/2011
None
X-17A-5
Thursday, 2/25/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 2/25/2010
None
FOCUSN
Friday, 2/27/2009
None
X-17A-5
Thursday, 2/26/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 2/28/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 2/28/2008
None
X-17A-5/A
Tuesday, 4/17/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 2/27/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 2/27/2007
None
X-17A-5
Monday, 2/27/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 2/27/2006
None
FOCUSN
Friday, 2/25/2005
None
X-17A-5
Friday, 2/25/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/27/2004
None
X-17A-5
Friday, 2/27/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 3/5/2003
None
X-17A-5
Wednesday, 3/5/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/4/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
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Ownership (18)

SC 13D/A
Monday, 2/5/2024
SMITH MIDLAND CORP: Major Shareholders
SC 13D/A
Wednesday, 1/3/2024
SMITH MIDLAND CORP: Major Shareholders
SC 13D/A
Thursday, 12/7/2023
Sotherly Hotels Inc.: Major Shareholders
SC 13D/A
Tuesday, 12/5/2023
SMITH MIDLAND CORP: Major Shareholders
SC 13D/A
Tuesday, 10/3/2023
SMITH MIDLAND CORP: Major Shareholders
SC 13G
Wednesday, 9/20/2023
Energy Services of America CORP: Major Shareholders
SC 13D/A
Tuesday, 8/8/2023
SMITH MIDLAND CORP: Major Shareholders
SC 13D/A
Tuesday, 5/16/2023
SMITH MIDLAND CORP: Major Shareholders
SC 13G/A
Wednesday, 11/6/2019
SMITH MIDLAND CORP: Major Shareholders
SC 13G/A
Tuesday, 3/12/2019
SMITH MIDLAND CORP: Major Shareholders
SC 13G/A
Friday, 2/1/2019
Major Shareholders
SC 13G
Wednesday, 1/31/2018
Major Shareholders
SC 13G/A
Wednesday, 1/31/2018
Major Shareholders
SC 13G
Thursday, 2/5/2015
Major Shareholders
SC 13D
Wednesday, 5/14/2014
Major Shareholders
SC 13G/A
Thursday, 2/6/2014
Major Shareholders
SC 13G/A
Monday, 2/4/2013
Major Shareholders
SC 13G
Tuesday, 4/10/2012
Major Shareholders
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