EMBARCADERO FUNDS INC

Related Filers (8)

Financials (3)

NT-NCSR
Monday, 3/14/2011
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) for period ending 2010-12-31
NT-NSAR
Tuesday, 3/1/2011
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 2010-12-31
NT-NSAR
Tuesday, 3/2/2010
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR for period ending 2009-12-31
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Other (234)

N-8F NTC
Thursday, 10/13/2011
None
N-8F ORDR
Thursday, 10/13/2011
None
N-8F
Friday, 7/8/2011
Application for deregistration made on Form N-8F
CORRESP
Monday, 5/9/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Friday, 3/25/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
24F-2NT
Wednesday, 3/23/2011
Rule 24F-2 notice filed on Form 24F-2
N-CSR
Wednesday, 3/23/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 3/16/2011
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 11/29/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Tuesday, 9/7/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/30/2010
Semi-annual report for management companies filed on Form N-SAR
N-PX
Thursday, 7/29/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Monday, 7/19/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Tuesday, 5/25/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 5/13/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Thursday, 5/13/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Wednesday, 5/5/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497K
Wednesday, 5/5/2010
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497K
Wednesday, 5/5/2010
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
N-CSR/A
Friday, 4/30/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
485BPOS
Friday, 4/30/2010
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
485BXT
Tuesday, 4/27/2010
Post-effective amendment filed pursuant to Securities Act Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
N-CSR/A
Thursday, 3/18/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
24F-2NT
Tuesday, 3/16/2010
Rule 24F-2 notice filed on Form 24F-2
N-CSR
Thursday, 3/11/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 3/11/2010
Annual report for management companies filed on Form N-SAR
485APOS
Friday, 2/26/2010
Post-effective amendment filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 2/5/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497K
Friday, 1/8/2010
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497K
Friday, 1/8/2010
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497K
Friday, 1/8/2010
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
497
Tuesday, 1/5/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 1/5/2010
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Thursday, 12/31/2009
Notice of Effectiveness
497
Thursday, 12/31/2009
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Wednesday, 12/30/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-14/A
Tuesday, 12/22/2009
Initial registration statement filed on Form N14 for open-end investment company, including those filed with automatic effectiveness under Rule 488 (business combinations)
497
Tuesday, 12/15/2009
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Thursday, 12/3/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Wednesday, 11/25/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-14
Monday, 11/23/2009
Initial registration statement filed on Form N14 for open-end investment company, including those filed with automatic effectiveness under Rule 488 (business combinations)
N-CSRS
Tuesday, 9/8/2009
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 8/28/2009
Semi-annual report for management companies filed on Form N-SAR
N-PX
Thursday, 8/27/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
APP ORDR
Tuesday, 7/21/2009
None
APP NTC
Wednesday, 6/24/2009
None
40-APP/A
Monday, 6/15/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Monday, 6/8/2009
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Friday, 5/29/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497J
Friday, 5/1/2009
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
497
Wednesday, 4/29/2009
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
485BPOS
Monday, 4/27/2009
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Thursday, 4/23/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Wednesday, 3/11/2009
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
24F-2NT
Monday, 3/9/2009
Rule 24F-2 notice filed on Form 24F-2
N-CSR
Wednesday, 3/4/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
485APOS
Thursday, 2/26/2009
Post-effective amendment filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
NSAR-B
Thursday, 2/26/2009
Annual report for management companies filed on Form N-SAR
40-APP
Wednesday, 2/18/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-Q
Thursday, 11/13/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Thursday, 10/30/2008
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 9/30/2008
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-CSRS
Thursday, 8/28/2008
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 8/19/2008
Semi-annual report for management companies filed on Form N-SAR
NSAR-B/A
Thursday, 8/14/2008
Annual report for management companies filed on Form N-SAR
EFFECT
Monday, 8/11/2008
Notice of Effectiveness
CORRESP
Monday, 8/11/2008
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-14/A
Friday, 8/8/2008
Initial registration statement filed on Form N14 for open-end investment company, including those filed with automatic effectiveness under Rule 488 (business combinations)
CORRESP
Friday, 8/8/2008
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 8/8/2008
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-14/A
Wednesday, 7/16/2008
Initial registration statement filed on Form N14 for open-end investment company, including those filed with automatic effectiveness under Rule 488 (business combinations)
N-PX
Tuesday, 7/15/2008
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-17G
Wednesday, 7/9/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Thursday, 6/19/2008
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-14
Tuesday, 6/17/2008
Initial registration statement filed on Form N14 for open-end investment company, including those filed with automatic effectiveness under Rule 488 (business combinations)
N-Q
Thursday, 5/15/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Thursday, 5/15/2008
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 5/1/2008
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497J
Wednesday, 4/16/2008
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
485BPOS
Friday, 4/11/2008
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
24F-2NT
Thursday, 3/13/2008
Rule 24F-2 notice filed on Form 24F-2
N-CSR
Friday, 3/7/2008
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 2/28/2008
Annual report for management companies filed on Form N-SAR
485APOS
Monday, 2/11/2008
Post-effective amendment filed pursuant to Securities Act Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)
N-Q
Wednesday, 11/14/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 9/5/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 8/29/2007
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 8/23/2007
Semi-annual report for management companies filed on Form N-SAR
N-PX
Wednesday, 8/22/2007
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Friday, 5/18/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-33
Thursday, 5/10/2007
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
497J
Wednesday, 5/2/2007
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
485BPOS
Friday, 4/27/2007
Post-effective amendment filed pursuant to Securities Act Rule 485(b) (this filing cannot be submitted as a 1940 Act only filing)
POS AMI
Friday, 4/27/2007
Post-effective amendment (for filings made under the 1940 Act only)
N-CSR
Thursday, 3/8/2007
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
24F-2NT
Tuesday, 3/6/2007
Rule 24F-2 notice filed on Form 24F-2
NSAR-B
Tuesday, 2/27/2007
Annual report for management companies filed on Form N-SAR
497
Thursday, 2/22/2007
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Tuesday, 11/14/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Tuesday, 9/19/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
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Ownership (16)

SC 13D
Thursday, 2/24/2000
ONHEALTH NETWORK CO: Major Shareholders
SC 13G
Tuesday, 8/10/1999
CARDIAC PATHWAYS CORP: Major Shareholders
SC 13G
Monday, 7/12/1999
FAMOUS DAVE S OF AMERICA INC: Major Shareholders
SC 13G/A
Monday, 7/12/1999
ONHEALTH NETWORK CO: Major Shareholders
SC 13G/A
Monday, 5/10/1999
ONHEALTH NETWORK CO: Major Shareholders
SC 13G/A
Tuesday, 3/9/1999
ONHEALTH NETWORK CO: Major Shareholders
SC 13G/A
Thursday, 2/11/1999
AVANT CORP: Major Shareholders
SC 13G/A
Thursday, 2/11/1999
TECHNOLOGY MODELING ASSOCIATES INC: Major Shareholders
SC 13G
Wednesday, 2/10/1999
ONHEALTH NETWORK CO: Major Shareholders
SC 13G/A
Tuesday, 2/17/1998
TECHNOLOGY MODELING ASSOCIATES INC: Major Shareholders
SC 13G/A
Tuesday, 2/17/1998
AVANT CORP: Major Shareholders
SC 13G
Wednesday, 2/12/1997
TECHNOLOGY MODELING ASSOCIATES INC: Major Shareholders
SC 13G
Wednesday, 2/12/1997
NCS HEALTHCARE INC: Major Shareholders
SC 13G
Wednesday, 2/12/1997
SQA INC: Major Shareholders
SC 13G
Wednesday, 2/12/1997
CARDIAC PATHWAYS CORP: Major Shareholders
SC 13G
Wednesday, 2/12/1997
AVANT CORP: Major Shareholders
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Proxies (12)

DEFA14A
Thursday, 2/25/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 12/15/2009
Definitive proxy statements
PRE 14A
Thursday, 11/19/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 4/30/2009
Definitive proxy statements
PRE 14A
Friday, 3/27/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 9/4/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 8/12/2008
Definitive proxy statements
PRE 14A
Wednesday, 7/23/2008
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 12/20/2006
Definitive proxy statements
DEF 14A
Monday, 3/21/2005
Definitive proxy statements
DEF 14A
Wednesday, 6/18/2003
Definitive proxy statements
PRE 14A
Tuesday, 6/10/2003
Preliminary proxy statement not related to a contested matter or merger/acquisition
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