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News (2)
8-K
Friday, 9/22/2023
Current report filing
8-K
Friday, 12/2/2022
Current report filing
Other (63)
NPORT-P
Tuesday, 11/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 10/5/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Tuesday, 9/12/2023
Annual Report for Registered Investment Companies
N-CSR
Friday, 9/1/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/29/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Monday, 8/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 5/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Thursday, 3/9/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 3/1/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-APP/A
Tuesday, 11/29/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
NPORT-P
Monday, 11/28/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Monday, 10/17/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Monday, 9/12/2022
Annual Report for Registered Investment Companies
N-CSR
Friday, 9/2/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-APP/A
Monday, 8/29/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
NPORT-P
Monday, 8/29/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Monday, 8/29/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Friday, 5/27/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Monday, 3/7/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-APP/A
Thursday, 3/3/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
NPORT-P
Monday, 2/28/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Tuesday, 12/14/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P/A
Tuesday, 11/30/2021
None
NPORT-P
Wednesday, 11/24/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Monday, 9/13/2021
Annual Report for Registered Investment Companies
N-CSR
Thursday, 9/2/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Monday, 8/30/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Friday, 8/27/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-APP
Tuesday, 7/20/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
NPORT-P
Friday, 5/28/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Thursday, 3/4/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 3/1/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 11/24/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 11/19/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Wednesday, 11/18/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Friday, 9/11/2020
Annual Report for Registered Investment Companies
N-CSR
Friday, 8/28/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Thursday, 8/27/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Thursday, 8/27/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 5/29/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Friday, 2/28/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 2/25/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
144
Friday, 1/31/2020
Filing for proposed sale of securities under Rule 144
NPORT-P
Tuesday, 11/26/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 10/4/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Friday, 9/13/2019
Annual Report for Registered Investment Companies
N-PX
Thursday, 8/29/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Wednesday, 8/28/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-EX
Thursday, 5/30/2019
Portfolio Holdings Exhibit to Form N-PORT
497
Wednesday, 1/30/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-2MEF
Wednesday, 1/30/2019
A new registration statement on Form N-2 filed under Securities Act Rule 462(b) by closed-end investment companies of up to an additional 20% of securities for an offering that was registered on Form N-2
CERT
Tuesday, 1/29/2019
Certification by an exchange approving securities for listing
N-2/A
Tuesday, 1/29/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Tuesday, 1/29/2019
Notice of Effectiveness
CORRESP
Monday, 1/28/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
8-A12B
Wednesday, 1/16/2019
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-2/A
Wednesday, 12/26/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Tuesday, 12/18/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Friday, 12/14/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Wednesday, 12/12/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 12/11/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Monday, 10/29/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-8A
Friday, 10/26/2018
Initial notification of registration under Section 8(a) filed on Form N-8A
Ownership (186)
3
Monday, 2/5/2024
Kersman Alejandro Eduardo: Initial statement of beneficial ownership of securities
3
Monday, 2/5/2024
Yang Jing: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 1/29/2024
Saba Capital Management, L.P.: Major Shareholders
3
Wednesday, 1/17/2024
Narain Shivanand: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Chan Carol Kar-lon: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Stern Jason Ross: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
McLaughlin Colleen Patrice: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Creighton Alyssa Michele: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Pacetti Laine Elizabeth: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Goodman Matthew Louis: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Wildermuth Paul Thomas: Initial statement of beneficial ownership of securities
3
Wednesday, 1/17/2024
Vu Quynh-Chi Hoang: Initial statement of beneficial ownership of securities
3
Thursday, 1/4/2024
Suh Sung-Hee: Initial statement of beneficial ownership of securities
3
Monday, 11/27/2023
MURATA ALFRED T: Initial statement of beneficial ownership of securities
3
Monday, 11/27/2023
Bui Giang Huong: Initial statement of beneficial ownership of securities
4
Monday, 10/30/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/25/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/18/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/10/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Monday, 10/2/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 10/2/2023
Saba Capital Management, L.P.: Major Shareholders
4
Thursday, 9/28/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Monday, 9/25/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Friday, 9/22/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/14/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/13/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Monday, 9/11/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/6/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Thursday, 8/31/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/29/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Thursday, 8/24/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/22/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Monday, 8/21/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Thursday, 8/17/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/15/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Friday, 8/11/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/9/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Monday, 8/7/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Thursday, 8/3/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/2/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Monday, 7/31/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/26/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/25/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Friday, 7/21/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/19/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Monday, 7/17/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/11/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/5/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Friday, 6/30/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/28/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Monday, 6/26/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/22/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/20/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/13/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/8/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/7/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Thursday, 5/25/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/23/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Friday, 5/19/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/17/2023
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 5/15/2023
Saba Capital Management, L.P.: Major Shareholders
3
Monday, 5/15/2023
Saba Capital Management, L.P.: Initial statement of beneficial ownership of securities
3
Wednesday, 5/3/2023
Cantrill Elizabeth Davis: Initial statement of beneficial ownership of securities
3
Friday, 3/24/2023
Golota Maria Marchenko: Initial statement of beneficial ownership of securities
3
Friday, 3/24/2023
Duran Jason Raul: Initial statement of beneficial ownership of securities
3
Friday, 3/24/2023
Mason Gregory John: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/14/2023
Saba Capital Management, L.P.: Major Shareholders
3
Friday, 2/3/2023
WANG QI: Initial statement of beneficial ownership of securities
3
Friday, 2/3/2023
Pier Sonali Shah: Initial statement of beneficial ownership of securities
3
Friday, 2/3/2023
Ananthanarayanan Vishalakshi Mangala: Initial statement of beneficial ownership of securities
3
Friday, 2/3/2023
Steiner Jason Robert: Initial statement of beneficial ownership of securities
SC 13G
Thursday, 10/20/2022
Saba Capital Management, L.P.: Major Shareholders
3
Thursday, 9/1/2022
Lee Kenneth W.: Initial statement of beneficial ownership of securities
4
Thursday, 8/25/2022
STRACKE THIBAULT CHRISTIAN: Statement of changes in beneficial ownership of securities
3
Thursday, 8/25/2022
Burrill Douglas Benjamin: Initial statement of beneficial ownership of securities
3
Friday, 7/1/2022
McCartney Kathleen Ann: Initial statement of beneficial ownership of securities
3
Thursday, 6/16/2022
Werber Keith Adam: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 2/14/2022
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
3
Thursday, 2/10/2022
Cantrill Elizabeth Davis: Initial statement of beneficial ownership of securities
3
Monday, 2/7/2022
Meggers Julie Ann: Initial statement of beneficial ownership of securities
4
Tuesday, 1/4/2022
STRACKE THIBAULT CHRISTIAN: Statement of changes in beneficial ownership of securities
4
Friday, 11/5/2021
SHARENOW GREG ELLIOT: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/5/2021
STRACKE THIBAULT CHRISTIAN: Statement of changes in beneficial ownership of securities
3
Thursday, 9/30/2021
Jelic Mark Allen: Initial statement of beneficial ownership of securities
4
Tuesday, 9/14/2021
STRACKE THIBAULT CHRISTIAN: Statement of changes in beneficial ownership of securities
4
Monday, 9/13/2021
SHARENOW GREG ELLIOT: Statement of changes in beneficial ownership of securities
4
Thursday, 8/19/2021
STRACKE THIBAULT CHRISTIAN: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/20/2021
STRACKE THIBAULT CHRISTIAN: Statement of changes in beneficial ownership of securities
3
Wednesday, 6/30/2021
Vandecruze Grace: Initial statement of beneficial ownership of securities
4
Thursday, 6/24/2021
IVASCYN DANIEL J: Statement of changes in beneficial ownership of securities
4
Monday, 6/7/2021
STRACKE THIBAULT CHRISTIAN: Statement of changes in beneficial ownership of securities
3
Thursday, 6/3/2021
Zakir Nadia: Initial statement of beneficial ownership of securities
4
Wednesday, 5/12/2021
STRACKE THIBAULT CHRISTIAN: Statement of changes in beneficial ownership of securities
3
Friday, 3/26/2021
Duggan Elizabeth A: Initial statement of beneficial ownership of securities
4
Friday, 3/12/2021
IVASCYN DANIEL J: Statement of changes in beneficial ownership of securities
4
Monday, 3/8/2021
IVASCYN DANIEL J: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 2/16/2021
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders