DIAMOND HILL FINANCIAL TRENDS FUND, INC
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- HANCOCK JOHN PATRIOT PREMIUM DIVIDEND FUND II (2)
- HANCOCK JOHN STRATEGIC SERIES (2)
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- LAIRD JAMES F JR (2)
- GOLDEN FRANKLIN C (2)
- TOMLIN DONALD R (2)
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Other (126)
N-8F ORDR
Thursday, 5/30/2013
None
NSAR-A
Thursday, 5/2/2013
Semi-annual report for management companies filed on Form N-SAR
N-8F NTC
Tuesday, 4/30/2013
None
N-8F
Wednesday, 4/10/2013
Application for deregistration made on Form N-8F
N-CSR
Wednesday, 3/6/2013
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 2/28/2013
Annual report for management companies filed on Form N-SAR
CORRESP
Wednesday, 1/9/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Wednesday, 11/21/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
CORRESP
Wednesday, 10/3/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Tuesday, 9/11/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 9/6/2012
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Wednesday, 8/29/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 8/27/2012
Semi-annual report for management companies filed on Form N-SAR
CORRESP
Wednesday, 7/25/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Thursday, 5/24/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR/A
Tuesday, 3/13/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Wednesday, 3/7/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 2/28/2012
Annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 11/23/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 9/16/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 9/7/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 8/26/2011
Semi-annual report for management companies filed on Form N-SAR
N-PX
Friday, 8/19/2011
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Wednesday, 5/25/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR/A
Monday, 3/21/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Thursday, 3/3/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 2/28/2011
Annual report for management companies filed on Form N-SAR
NSAR-B/A
Monday, 2/28/2011
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 11/22/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Monday, 9/13/2010
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Thursday, 9/2/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 8/27/2010
Semi-annual report for management companies filed on Form N-SAR
N-PX
Friday, 8/20/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Thursday, 5/27/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Wednesday, 3/10/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 3/1/2010
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 11/23/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 9/10/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Wednesday, 8/19/2009
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 8/19/2009
Semi-annual report for management companies filed on Form N-SAR
N-PX
Monday, 8/17/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Thursday, 5/21/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Tuesday, 3/10/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/27/2009
Annual report for management companies filed on Form N-SAR
40-17G
Wednesday, 12/10/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Tuesday, 11/25/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 9/4/2008
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Thursday, 8/28/2008
Semi-annual report for management companies filed on Form N-SAR
N-PX
Wednesday, 8/27/2008
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Tuesday, 5/20/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 3/10/2008
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/29/2008
Annual report for management companies filed on Form N-SAR
40-17G
Tuesday, 12/11/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 11/28/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Wednesday, 9/5/2007
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 8/29/2007
Semi-annual report for management companies filed on Form N-SAR
N-PX
Tuesday, 8/28/2007
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-6C/A
Friday, 6/1/2007
None
N-Q
Friday, 5/25/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 4/20/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-6C/A
Monday, 3/5/2007
None
N-CSR
Wednesday, 2/28/2007
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B/A
Tuesday, 2/27/2007
Annual report for management companies filed on Form N-SAR
40-6C
Thursday, 1/18/2007
None
N-Q
Wednesday, 11/29/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 8/31/2006
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/29/2006
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A/A
Monday, 8/28/2006
Semi-annual report for management companies filed on Form N-SAR
40-17G
Friday, 7/28/2006
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Friday, 5/26/2006
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Wednesday, 3/1/2006
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B/A
Monday, 2/27/2006
Annual report for management companies filed on Form N-SAR
40-6C/A
Tuesday, 2/7/2006
None
NSAR-A/A
Thursday, 1/26/2006
Semi-annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 11/29/2005
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Tuesday, 9/6/2005
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 8/30/2005
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Friday, 8/26/2005
Semi-annual report for management companies filed on Form N-SAR
N-Q
Tuesday, 5/31/2005
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Tuesday, 3/1/2005
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 2/24/2005
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 11/29/2004
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 11/18/2004
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Wednesday, 9/1/2004
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Monday, 8/30/2004
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 8/27/2004
Semi-annual report for management companies filed on Form N-SAR
N-PX
Thursday, 8/26/2004
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSR
Friday, 2/27/2004
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 2/24/2004
Annual report for management companies filed on Form N-SAR
N-CSR
Thursday, 8/28/2003
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CSR
Thursday, 8/28/2003
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 8/27/2003
Semi-annual report for management companies filed on Form N-SAR
40-6C
Friday, 5/2/2003
None
40-17G
Thursday, 3/27/2003
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-B
Friday, 2/28/2003
Annual report for management companies filed on Form N-SAR
N-30D
Monday, 2/24/2003
Initial annual and semi-annual reports mailed to investment company shareholders pursuant to Rule 30e-1 (other than those required to be submitted as part of Form NCSR.)
N-30D
Friday, 8/23/2002
Initial annual and semi-annual reports mailed to investment company shareholders pursuant to Rule 30e-1 (other than those required to be submitted as part of Form NCSR.)
NSAR-A
Friday, 8/16/2002
Semi-annual report for management companies filed on Form N-SAR
NSAR-B
Friday, 3/1/2002
Annual report for management companies filed on Form N-SAR
N-30D
Friday, 2/22/2002
Initial annual and semi-annual reports mailed to investment company shareholders pursuant to Rule 30e-1 (other than those required to be submitted as part of Form NCSR.)
Ownership (141)
4
Tuesday, 3/26/2013
GOLDEN FRANKLIN C: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/26/2013
LAIRD JAMES F JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/26/2013
TOMLIN DONALD R: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/26/2013
PAGE RUSSELL JACOB: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 2/26/2013
Bulldog Investors: Major Shareholders
SC 13D/A
Thursday, 2/21/2013
Bulldog Investors: Major Shareholders
SC 13D/A
Tuesday, 2/19/2013
Bulldog Investors: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/12/2013
WELLS FARGO & COMPANY/MN: Major Shareholders
SC 13G/A
Tuesday, 2/12/2013
WELLS FARGO & COMPANY/MN: Major Shareholders
SC 13D/A
Thursday, 1/17/2013
Bulldog Investors: Major Shareholders
SC 13D/A
Friday, 1/11/2013
Bulldog Investors: Major Shareholders
4
Thursday, 12/27/2012
STEINGRABER FRED G: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 12/26/2012
Bulldog Investors: Major Shareholders
4
Wednesday, 12/12/2012
Young Gary R: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 10/24/2012
Bulldog Investors: Major Shareholders
SC 13D/A
Wednesday, 8/22/2012
Bulldog Investors: Major Shareholders
SC 13D/A
Wednesday, 6/20/2012
Bulldog Investors: Major Shareholders
SC 13D/A
Tuesday, 5/22/2012
Bulldog Investors: Major Shareholders
SC 13D/A
Wednesday, 3/28/2012
Bulldog Investors: Major Shareholders
4
Tuesday, 3/13/2012
GOLDEN FRANKLIN C: Statement of changes in beneficial ownership of securities
4
Monday, 3/12/2012
GOLDEN FRANKLIN C: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 3/5/2012
Bulldog Investors: Major Shareholders
SC 13D/A
Thursday, 2/16/2012
Bulldog Investors: Major Shareholders
SC 13G
Tuesday, 2/14/2012
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Thursday, 2/9/2012
Cutler Melvin S.: Major Shareholders
SC 13D/A
Wednesday, 2/1/2012
Bulldog Investors: Major Shareholders
SC 13G
Thursday, 1/26/2012
WELLS FARGO & CO/MN: Major Shareholders
SC 13D/A
Wednesday, 1/25/2012
Bulldog Investors: Major Shareholders
SC 13D/A
Tuesday, 1/17/2012
Bulldog Investors: Major Shareholders
SC 13D
Friday, 1/13/2012
Bulldog Investors: Major Shareholders
4
Wednesday, 9/28/2011
LAIRD JAMES F JR: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 4/4/2011
Cutler Melvin S.: Major Shareholders
SC 13G
Thursday, 4/29/2010
Cutler Melvin S.: Major Shareholders
4/A
Friday, 5/29/2009
Young Gary R: Statement of changes in beneficial ownership of securities
4
Thursday, 5/28/2009
Young Gary R: Statement of changes in beneficial ownership of securities
4
Thursday, 2/12/2009
Young Gary R: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/3/2008
Young Gary R: Statement of changes in beneficial ownership of securities
4
Thursday, 8/28/2008
TOMLIN DONALD R: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/26/2008
FREEDMAN ROBERT G: Statement of changes in beneficial ownership of securities
4
Monday, 8/25/2008
GOLDEN FRANKLIN C: Statement of changes in beneficial ownership of securities
4
Monday, 8/25/2008
PAGE RUSSELL JACOB: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/19/2008
LAIRD JAMES F JR: Statement of changes in beneficial ownership of securities
3
Monday, 12/3/2007
Young Gary R: Initial statement of beneficial ownership of securities
3
Monday, 12/3/2007
LAIRD JAMES F JR: Initial statement of beneficial ownership of securities
3
Monday, 12/3/2007
Risinger Brian David: Initial statement of beneficial ownership of securities
SC 13D/A
Friday, 11/16/2007
Schultz Investment Advisors, Inc.: Major Shareholders
3
Wednesday, 9/26/2007
Vasquez Darlene Anderson: Initial statement of beneficial ownership of securities
3
Wednesday, 8/29/2007
Kinzler Thomas M: Initial statement of beneficial ownership of securities
3
Monday, 6/18/2007
Rizzo Charles: Initial statement of beneficial ownership of securities
5
Tuesday, 1/9/2007
MEHLMAN HENRY E: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/9/2007
MOORHEAD JAMES T: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/9/2007
NORTON ALAN E: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/9/2007
NORTON THOMAS P: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/9/2007
O Keefe Christopher: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/9/2007
Paspal Steve: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/9/2007
Perry Christopher J: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/9/2007
Tucker Donald M: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 1/9/2007
SALES DIANNE M: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
FINUCANE THOMAS: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
SNYDER JOHN F III: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
CAVANAUGH FREDERICK L JR: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
GREENE HOWARD C: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
LITZOW JOHN T: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
PANDIT ANURAG: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
PHELPS GREGORY K: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
CALAVRITINOS ARTHUR N: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
Callahan Frederic D: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
Crockett Lee P: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
Cronin Timothy S: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
FERRARA RONALD: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
HAMILTON ROGER C: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
Iles John F: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
JANIS DANIEL S III: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
GRAMER ROBERT: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
JUNKIN ROBERT C: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
Lucibella Frank A: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
Maloney Mark T: Annual statement of changes in beneficial ownership of securities
5
Monday, 1/8/2007
MATTHEWS BENJAMIN A: Annual statement of changes in beneficial ownership of securities
3
Monday, 5/8/2006
Speca Bruce: Initial statement of beneficial ownership of securities
3
Monday, 5/8/2006
Boyda Robert: Initial statement of beneficial ownership of securities
3
Monday, 5/8/2006
Medina Steven: Initial statement of beneficial ownership of securities
3
Monday, 5/8/2006
Danello John: Initial statement of beneficial ownership of securities
3
Monday, 5/8/2006
Shone Gordon: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 4/10/2006
Schultz Investment Advisors, Inc.: Major Shareholders
SC 13D
Wednesday, 2/8/2006
Schultz Investment Advisors, Inc.: Major Shareholders
5
Friday, 1/27/2006
Fagan Timothy M: Annual statement of changes in beneficial ownership of securities
5
Friday, 1/27/2006
Shepherdson James A: Annual statement of changes in beneficial ownership of securities
5
Friday, 1/27/2006
SCHOFIELD PETER M: Annual statement of changes in beneficial ownership of securities
5
Friday, 1/27/2006
NEWTON SUSAN S: Annual statement of changes in beneficial ownership of securities
5
Friday, 1/27/2006
COLBY JAMES T III: Annual statement of changes in beneficial ownership of securities
5
Friday, 1/27/2006
MILLER LINDA: Annual statement of changes in beneficial ownership of securities
5
Friday, 1/27/2006
Costantini Marc: Annual statement of changes in beneficial ownership of securities
5
Friday, 1/27/2006
DesPrez John D III: Annual statement of changes in beneficial ownership of securities
SC 13G
Friday, 12/2/2005
Schultz Investment Advisors, Inc.: Major Shareholders
3
Friday, 9/23/2005
Boyle James: Initial statement of beneficial ownership of securities
3
Thursday, 9/15/2005
Cronin Timothy S: Initial statement of beneficial ownership of securities
3
Thursday, 9/15/2005
Tucker Donald M: Initial statement of beneficial ownership of securities
3
Thursday, 8/25/2005
Lucibella Frank A: Initial statement of beneficial ownership of securities
3
Monday, 8/15/2005
Schmeer Mark: Initial statement of beneficial ownership of securities
Proxies (10)
DEFA14A
Friday, 2/22/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 1/9/2013
Definitive proxy statements
PRE 14A
Friday, 12/28/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 10/3/2012
Definitive proxy statements
PRE 14A
Monday, 9/17/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 3/8/2012
Definitive proxy statements
DEFA14A
Friday, 12/14/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 12/14/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 11/20/2007
Definitive proxy statements
PRE 14A
Friday, 11/9/2007
Preliminary proxy statement not related to a contested matter or merger/acquisition