JOHN HANCOCK INVESTMENT MANAGEMENT LLC
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- JOHN HANCOCK PREFERRED INCOME FUND II (12)
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- HANCOCK JOHN PATRIOT PREMIUM DIVIDEND FUND I (5)
- HANCOCK JOHN PATRIOT GLOBAL DIVIDEND FUND (5)
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- HANCOCK JOHN SOVEREIGN BOND FUND (4)
- HANCOCK JOHN EQUITY TRUST (4)
- HANCOCK JOHN STRATEGIC SERIES (4)
- HANCOCK JOHN TAX EXEMPT SERIES FUND (4)
- HANCOCK JOHN SERIES TRUST (4)
- HANCOCK JOHN INVESTMENT TRUST /MA/ (4)
- HANCOCK JOHN BANK & THRIFT OPPORTUNITY FUND (4)
- HANCOCK JOHN CALIFORNIA TAX FREE INCOME FUND (4)
- HANCOCK JOHN INVESTMENT TRUST III (4)
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Other (66)
13F-NT
Tuesday, 2/13/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Thursday, 2/1/2024
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Tuesday, 11/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/12/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/10/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/12/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Monday, 8/8/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 5/19/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Wednesday, 5/11/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Monday, 2/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Monday, 1/10/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 12/20/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 12/1/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 11/5/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 11/4/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Thursday, 10/21/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Thursday, 8/5/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Friday, 7/16/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 6/2/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 5/7/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/2/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/3/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 7/27/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/12/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Tuesday, 11/7/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 11/7/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP ORDR
Monday, 5/4/2015
None
APP NTC
Friday, 5/1/2015
None
40-APP/A
Tuesday, 3/17/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 11/6/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP NTC
Monday, 10/7/2013
None
APP ORDR
Monday, 10/7/2013
None
40-APP/A
Thursday, 3/28/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 1/14/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 8/9/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Tuesday, 8/30/2011
Withdrawal of an application for exemptive or other relief from the federal securities laws
APP WD
Tuesday, 8/30/2011
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP/A
Monday, 8/29/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 8/29/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 8/26/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 8/26/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 8/27/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 6/18/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 12/23/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 10/5/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 8/21/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 7/8/2009
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 12/31/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 7/18/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 7/18/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 4/21/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 10/30/2007
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-6C/A
Tuesday, 10/30/2007
None
40-6C/A
Friday, 6/1/2007
None
40-6C/A
Wednesday, 5/23/2007
None
40-6C
Thursday, 4/26/2007
None
40-6C/A
Monday, 3/5/2007
None
40-6C
Thursday, 1/18/2007
None
40-6C
Tuesday, 11/7/2006
None
APP WD
Monday, 11/6/2006
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-6C/A
Monday, 10/30/2006
None
40-6C/A
Tuesday, 2/7/2006
None
40-6C
Friday, 5/2/2003
None