| Schedule of stockholders' equity note, warrants or rights |
| |
|
|
Number |
|
|
|
Shares
issuable |
| Warrant |
Exercise
price |
|
outstanding |
|
Expiry |
|
upon
exercise |
| |
|
|
|
|
|
|
|
| June 2016 Warrants |
$ 19.30 |
|
277,478 |
|
June 02, 2021 |
138,739 |
| October 2017 Warrants |
$ 12.50 |
|
181,818 |
|
October 13, 2020 |
181,818 |
| October 2017 Placement |
|
|
|
|
|
|
|
| Agent Warrants |
$ 13.75 |
|
18,181 |
|
October 13, 2020 |
18,181 |
| March 2018 Warrants |
$ 6.00 |
|
291,666 |
|
March 16, 2021 |
291,666 |
| March 2018 Warrants |
$ 6.00 |
|
150,000 |
|
March 21, 2021 |
150,000 |
| March 2018 Placement |
|
|
|
|
|
|
|
| Agent Warrants |
$ 7.50 |
|
29,166 |
|
March 16, 2021 |
29,166 |
| March 2018 Placement |
|
|
|
|
|
|
|
| Agent Warrants |
$ 7.50 |
|
15,000 |
|
March 21, 2021 |
15,000 |
| 2018 Firm Warrants |
$ 0.75 |
|
20,000,000 |
|
October 16, 2023 |
20,000,000 |
| October 2018 Placement |
|
|
|
|
|
|
|
| Agent Warrants |
$ 0.9375 |
|
1,160,314 |
|
October 16, 2023 |
1,160,314 |
| |
|
|
22,123,623 |
|
|
|
21,984,884 |
|
| Schedule of warrant transactions |
| |
|
Outstanding, December
1, 2019 |
Issued |
Expired |
Exercised |
Outstanding, February
29, 2020 |
| June 2016 Warrants |
277,478 |
- |
- |
- |
277,478 |
| October 2017 Warrants |
181,818 |
- |
- |
- |
181,818 |
| October 2017 Placement |
|
|
|
|
|
| |
Agent Warrants |
18,181 |
- |
- |
- |
18,181 |
| March 2018 Warrants |
441,666 |
- |
- |
- |
441,666 |
| March
2018 Placement |
|
|
|
|
|
| |
Agent Warrants |
44,166 |
- |
- |
- |
44,166 |
| 2018 Firm Warrants |
20,000,000 |
- |
- |
- |
20,000,000 |
| 2018 Pre-Funded Warrants |
1,616,667 |
- |
- |
(1,616,667) |
- |
| October 2018 Placement |
|
|
|
|
|
| |
Agent Warrants |
1,160,314 |
- |
- |
- |
1,160,314 |
| |
|
23,740,290 |
- |
- |
(1,616,667) |
22,123,623 |
| |
|
Outstanding, December
1, 2018 |
Issued |
Expired |
Exercised |
Outstanding, February
28, 2019 |
| June 2016 Warrants |
277,478 |
- |
- |
- |
277,478 |
| October 2017 Warrants |
181,818 |
- |
- |
- |
181,818 |
| October
2017 Placement |
|
|
|
|
|
| |
Agent Warrants |
18,181 |
- |
- |
- |
18,181 |
| March 2018 Warrants |
441,666 |
- |
- |
- |
441,666 |
| March
2018 Placement |
|
|
|
|
|
| |
Agent Warrants |
44,166 |
- |
- |
- |
44,166 |
| 2018 Firm Warrants |
20,000,000 |
- |
- |
- |
20,000,000 |
| 2018 Pre-Funded Warrants |
4,410,001 |
- |
- |
(2,643,334) |
1,766,667 |
| October 2018 Placement |
|
|
|
|
|
| |
Agent Warrants |
1,160,314 |
- |
- |
- |
1,160,314 |
| |
|
26,533,624 |
- |
- |
(2,643,334) |
23,890,290 |
|