GAMCO INVESTORS, INC. ET AL - 10-K filing on 2022-03-10

Investments in Securities (Tables)

12 Months Ended

Dec. 31, 2021

Investments in equity securities at December 31, 2021 and 2020 consisted of the following (in thousands):

	December 31, 2021				December 31, 2020
	Cost		Estimated Fair Value		Cost		Estimated Fair Value
Investments in equity securities and funds:
Common stocks	$	33,575	$	16,210	$	41,341	$	19,099
Open-end funds		5,722		5,995		5,757		6,128
Actively managed semi-transparent ETFs		9,000		9,599		-		-
Closed-end funds		530		534		628		618
Other		6		6		-		-
Total investments in equity securities and funds	$	48,833	$	32,344	$	47,726	$	25,845

Short-term investments in U.S. Treasury Bills at December 31, 2021 and 2020 consisted of the following (in thousands):

December 31, 2021

Amortized

Cost

Gross Unrealized

Holding Gains

Gross Unrealized

Holding Losses

Estimated

Fair Value

Short-term investments in U.S. Treasury Bills:

U.S. Treasury Bills

Total short-term investments in U.S. Treasury Bills

	December 31, 2020
	Amortized Cost		Gross Unrealized Holding Gains		Gross Unrealized Holding Losses		Estimated Fair Value
Short-term investments in U.S. Treasury Bills:
U.S. Treasury Bills	$	64,988	$	6	$	-	$	64,994
Total short-term investments in U.S. Treasury Bills	$	64,988	$	6	$	-	$	64,994

Securities sold, not yet purchased at December 31, 2021 and 2020 consisted of the following (in thousands):

	December 31, 2021				December 31, 2020
	Cost		Estimated Fair Value		Cost		Estimated Fair Value
Investments in equity securities:
Common stocks	$	-	$	-	$	728	$	799
Total securities sold, not yet purchased	$	-	$	-	$	728	$	799