China Hydroelectric Corp - 20-F filing on 2014-04-21

WARRANTS (Tables)

12 Months Ended

Dec. 31, 2013

Schedule of assumptions used to estimate the fair values of the outstanding warrants, which are classified as liabilities

		Vicis’ Amended Warrants		Shoen’s Amended Warrants		Vicis’/Shoen’s Amended Warrants		Vicis’/Shoen’s Amended Warrants
Commitment date/ year-end date		August 18, 2011		October 27, 2011		December 31, 2011		December 31, 2012
Average risk-free rate of return		0.24%		0.24%		0.24%		0.14%
Expected term/life		2.38 years		2.18 years		2.00 years		1.00 years
Volatility rate		52.52%		51.20%		72.00%		88.40%
Expected dividend yield		—		—		—		—
Fair value of ordinary share		0.14		0.04		0.04		0.57
Estimated forfeiture rate		0%		0%		0%		0%

Schedule of assumptions used to estimate the fair values of the outstanding warrants, which are classified as equity

		IPO Warrants		Underwriter’s Warrants
Commitment date		January 25, 2010		January 25, 2010
Average risk-free rate of return		2.40%		2.40%
Expected term/life		4.99 years		4.99 years
Volatility rate		66.00%		66.00%
Expected dividend yield		—		—
Fair value of ordinary share		4.93		4.93
Estimated forfeiture rate		0%		0%