DWS DISTRIBUTORS, INC.
Related Filers (13)
- DWS Alternatives Global Ltd (3)
- DWS Investments Australia Ltd (3)
- DBX Advisors LLC (3)
- DWS INVESTMENT MANAGEMENT AMERICAS, INC (3)
- RREEF AMERICA LLC (3)
- Harvest Global Investments Ltd (3)
- DWS Investments Hong Kong Ltd (2)
- DWS International GmbH (2)
- DEUTSCHE BANK AKTIENGESELLSCHAFT (2)
- Deutsche Asset & Wealth Management International GmbH (1)
- DEUTSCHE BANK AG\ (1)
- DBX Strategic Advisors LLC (1)
- DB Group Services (UK) Ltd. (1)
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Other (44)
X-17A-5
Monday, 3/20/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 3/31/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 3/31/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP/A
Thursday, 9/24/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 9/24/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Monday, 3/2/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/2/2020
None
X-17A-5
Monday, 4/1/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 4/1/2019
None
X-17A-5
Tuesday, 6/26/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 6/26/2018
None
FOCUSN/A
Monday, 3/6/2017
None
X-17A-5
Wednesday, 3/1/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 3/1/2017
None
X-17A-5
Monday, 2/29/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 2/29/2016
None
40-APP
Thursday, 4/23/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Monday, 3/2/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/2/2015
None
X-17A-5
Friday, 2/28/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/28/2014
None
X-17A-5
Friday, 3/1/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 3/1/2013
None
X-17A-5
Wednesday, 2/29/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 2/29/2012
None
X-17A-5
Tuesday, 3/1/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/1/2011
None
FOCUSN
Monday, 3/1/2010
None
X-17A-5
Monday, 3/1/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/2/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/2/2009
None
FOCUSN
Friday, 2/29/2008
None
X-17A-5
Friday, 2/29/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 3/1/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 3/1/2007
None
X-17A-5
Friday, 8/25/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 2/25/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/25/2005
None
X-17A-5/A
Wednesday, 11/10/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 11/10/2004
None
X-17A-5
Monday, 3/1/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 2/28/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/28/2003
None
X-17A-5
Wednesday, 2/27/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder