Eco-Shift Power Corp.
Related Filers (35)
- ROSENWALD LINDSAY A MD (7)
- KURTZ RICHARD (7)
- ARIES FINANCIAL SERVICES INC (5)
- ARIES TRUST (3)
- ARIES DOMESTIC FUND L P (3)
- Larkin Jay (3)
- EagleRock Capital Management, L.L.C. (3)
- MIDSUMMER INVESTMENT LTD (3)
- WEISS MICHAEL S (2)
- AENEAS VENTURE CORP (2)
- DIMENSIONAL FUND ADVISORS INC (2)
- MILLER LLOYD I III (2)
- Shamus Gareb (2)
- Otto Kurt (2)
- Keefe Michael C (2)
- Waldman Kevin (2)
- JAGID JEFFREY M (2)
- BALYASNY ASSET MANAGEMENT LLC (2)
- TUDOR INVESTMENT CORP ET AL (2)
- KNIGHT SECURITIES L P (2)
- Insurance Marketing Solutions, LLC (2)
- SMITH C LEO (2)
- Scott Martin P (2)
- JESSELSON MICHAEL G (1)
- Molnar Michael (1)
- Otto Keith (1)
- Bucci Salvatore A (1)
- Ehrlich Joel (1)
- INTERNATIONAL FIGHT LEAGUE INC (1)
- John Brian (1)
- Miller Richard A (1)
- Seto Wei-Ken (1)
- HUGHES JAMES WILLIAM (1)
- Wood Gib George (1)
- St George Investments LLC (1)
- Show More ...
Financials (110)
10-Q
Wednesday, 5/20/2015
Quarterly Report for period ending 2015-03-31
NT 10-Q
Friday, 5/15/2015
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2015-03-31
10-K
Wednesday, 4/15/2015
Annual Report for period ending 2014-12-31
NT 10-K
Tuesday, 3/31/2015
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2014-12-31
10-Q
Friday, 11/14/2014
Quarterly Report for period ending 2014-09-30
10-Q
Tuesday, 8/19/2014
Quarterly Report for period ending 2014-06-30
NT 10-Q
Thursday, 8/14/2014
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2014-06-30
10-Q
Thursday, 5/15/2014
Quarterly Report for period ending 2014-03-31
10-K
Tuesday, 4/8/2014
Annual Report for period ending 2013-12-31
10-K/A
Tuesday, 4/8/2014
Annual Report for period ending 2013-12-31
NT 10-K
Tuesday, 4/1/2014
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2013-12-31
10-Q
Tuesday, 11/19/2013
Quarterly Report for period ending 2013-09-30
NT 10-Q
Friday, 11/15/2013
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2013-09-30
NT 10-Q
Thursday, 8/15/2013
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2013-06-30
10-Q
Thursday, 8/15/2013
Quarterly Report for period ending 2013-06-30
10-Q
Friday, 6/7/2013
Quarterly Report for period ending 2013-03-31
NT 10-Q
Tuesday, 5/14/2013
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2013-03-31
10-K/A
Friday, 5/10/2013
Annual Report for period ending 2012-12-31
10-K
Tuesday, 4/16/2013
Annual Report for period ending 2012-12-31
NT 10-K
Friday, 3/29/2013
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2012-12-31
10-Q
Tuesday, 11/27/2012
Quarterly Report for period ending 2012-09-30
NT 10-Q
Wednesday, 11/14/2012
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2012-09-30
10-Q/A
Thursday, 8/30/2012
Quarterly Report for period ending 2012-06-30
10-Q
Monday, 8/20/2012
Quarterly Report for period ending 2012-06-30
NT 10-Q
Wednesday, 8/15/2012
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2012-06-30
10-K/A
Monday, 6/18/2012
Annual Report for period ending 2011-12-31
10-Q/A
Monday, 6/18/2012
Quarterly Report for period ending 2012-03-31
10-Q
Tuesday, 5/15/2012
Quarterly Report for period ending 2012-03-31
10-K
Thursday, 3/29/2012
Annual Report for period ending 2011-12-31
10-Q
Tuesday, 10/18/2011
Quarterly Report for period ending 2011-09-30
10-Q
Wednesday, 8/10/2011
Quarterly Report for period ending 2011-06-30
10-Q
Wednesday, 5/11/2011
Quarterly Report for period ending 2011-03-31
10-K
Wednesday, 3/30/2011
Annual Report for period ending 2010-12-31
10-Q
Tuesday, 11/2/2010
Quarterly Report for period ending 2010-09-30
10-Q
Monday, 8/9/2010
Quarterly Report for period ending 2010-06-30
10-Q
Friday, 5/14/2010
Quarterly Report for period ending 2010-03-31
10-K
Tuesday, 4/13/2010
Annual Report for period ending 2009-12-31
NT 10-K
Tuesday, 3/30/2010
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2009-12-31
10-Q
Monday, 11/23/2009
Quarterly Report for period ending 2009-09-30
NT 10-Q
Tuesday, 11/17/2009
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2009-09-30
10-Q
Wednesday, 8/19/2009
Quarterly Report for period ending 2009-06-30
NT 10-Q
Friday, 8/14/2009
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2009-06-30
10-Q
Wednesday, 5/20/2009
Quarterly Report for period ending 2009-03-31
NT 10-Q
Monday, 5/18/2009
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2009-03-31
10-K
Wednesday, 4/15/2009
Annual Report for period ending 2008-12-31
NT 10-K
Tuesday, 3/31/2009
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2008-12-31
10-Q
Thursday, 11/20/2008
Quarterly Report for period ending 2008-09-30
NT 10-Q
Monday, 11/17/2008
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2008-09-30
10-Q
Wednesday, 8/27/2008
Quarterly Report for period ending 2008-06-30
NT 10-Q
Wednesday, 8/13/2008
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2008-06-30
10-Q
Tuesday, 5/20/2008
Quarterly Report for period ending 2008-03-31
NT 10-Q
Thursday, 5/15/2008
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2008-03-31
10-K
Tuesday, 4/15/2008
Annual Report for period ending 2007-12-31
NT 10-K
Friday, 3/28/2008
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2007-12-31
10-Q/A
Thursday, 12/6/2007
Quarterly Report for period ending 2007-06-30
10-Q/A
Thursday, 12/6/2007
Quarterly Report for period ending 2007-03-31
10-K/A
Wednesday, 11/28/2007
Annual Report for period ending 2006-12-31
10-Q
Monday, 11/19/2007
Quarterly Report for period ending 2007-09-30
NT 10-Q
Wednesday, 11/14/2007
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2007-09-30
10-Q
Tuesday, 8/14/2007
Quarterly Report for period ending 2007-06-30
10-Q
Tuesday, 5/15/2007
Quarterly Report for period ending 2007-03-31
10-K
Monday, 4/2/2007
Annual Report for period ending 2006-12-31
10-Q
Tuesday, 11/14/2006
Quarterly Report for period ending 2006-09-30
10-Q
Friday, 8/11/2006
Quarterly Report for period ending 2006-06-30
10-Q
Friday, 5/12/2006
Quarterly Report for period ending 2006-03-31
10-K
Friday, 3/10/2006
Annual Report for period ending 2005-12-31
10-Q
Monday, 11/14/2005
Quarterly Report for period ending 2005-09-30
10-Q
Friday, 8/12/2005
Quarterly Report for period ending 2005-06-30
10-Q
Friday, 5/13/2005
Quarterly Report for period ending 2005-03-31
10-K
Friday, 4/8/2005
Annual Report for period ending 2005-03-31
NT 10-K
Thursday, 3/31/2005
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2004-12-31
10-Q
Friday, 11/12/2004
Quarterly Report for period ending 2004-09-30
10-Q
Friday, 8/13/2004
Quarterly Report for period ending 2004-06-30
10-Q
Thursday, 5/13/2004
Quarterly Report for period ending 2004-03-31
10-K
Wednesday, 4/14/2004
Annual Report for period ending 2003-12-31
NT 10-K
Tuesday, 3/30/2004
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2003-12-31
10-Q
Friday, 2/6/2004
Quarterly Report for period ending 2003-09-30
NT 10-Q
Monday, 11/17/2003
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2003-09-30
10-Q
Friday, 8/8/2003
Quarterly Report for period ending 2003-06-30
10-Q
Monday, 5/19/2003
Quarterly Report for period ending 2003-03-31
10-K
Friday, 5/16/2003
Annual Report for period ending 2002-12-31
NT 10-Q
Thursday, 5/15/2003
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2003-03-31
NT 10-K
Tuesday, 4/1/2003
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2002-12-31
10-Q
Thursday, 11/14/2002
Quarterly Report for period ending 2002-09-30
10-Q
Wednesday, 8/14/2002
Quarterly Report for period ending 2002-06-30
10-Q
Wednesday, 5/15/2002
Quarterly Report for period ending 2002-03-31
10-Q
Wednesday, 11/14/2001
Quarterly Report for period ending 2001-09-30
10-Q
Friday, 8/10/2001
Quarterly Report for period ending 2001-06-30
10-Q
Friday, 5/11/2001
Quarterly Report for period ending 2001-03-31
10-K
Monday, 4/2/2001
Annual Report for period ending 2000-12-31
10-Q
Tuesday, 11/14/2000
Quarterly Report for period ending 2000-09-30
10-Q
Monday, 8/14/2000
Quarterly Report for period ending 2000-06-30
10-Q
Monday, 5/15/2000
Quarterly Report for period ending 2000-03-31
10-K
Tuesday, 4/11/2000
Annual Report for period ending 1999-12-31
NT 10-K
Friday, 3/31/2000
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 1999-12-31
10-Q
Friday, 11/12/1999
Quarterly Report for period ending 1999-09-30
10-Q
Monday, 8/16/1999
Quarterly Report for period ending 1999-06-30
10-Q/A
Monday, 6/7/1999
Quarterly Report for period ending 1999-03-31
10-Q
Monday, 5/24/1999
Quarterly Report for period ending 1999-03-31
NT 10-Q/A
Monday, 5/17/1999
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 1999-03-31
News (76)
8-K
Tuesday, 1/24/2017
Current report filing
8-K
Tuesday, 2/24/2015
Current report filing
8-K/A
Tuesday, 1/6/2015
Current report filing
8-K
Friday, 10/24/2014
Current report filing
8-K
Tuesday, 9/16/2014
Current report filing
8-K/A
Friday, 8/1/2014
Current report filing
8-K
Wednesday, 7/16/2014
Current report filing
8-K
Wednesday, 6/4/2014
Current report filing
8-K
Friday, 5/30/2014
Current report filing
8-K
Friday, 5/9/2014
Current report filing
8-K
Friday, 4/18/2014
Current report filing
8-K
Monday, 3/17/2014
Current report filing
8-K
Thursday, 3/6/2014
Current report filing
8-K
Thursday, 2/27/2014
Current report filing
8-K
Thursday, 2/20/2014
Current report filing
8-K
Tuesday, 2/4/2014
Current report filing
8-K/A
Friday, 1/17/2014
Current report filing
8-K/A
Tuesday, 12/31/2013
Current report filing
8-K
Friday, 11/22/2013
Current report filing
8-K/A
Friday, 11/8/2013
Current report filing
8-K
Monday, 11/4/2013
Current report filing
8-K/A
Tuesday, 10/15/2013
Current report filing
8-K
Wednesday, 7/24/2013
Current report filing
8-K/A
Tuesday, 6/4/2013
Current report filing
8-K
Tuesday, 3/12/2013
Current report filing
8-K
Thursday, 2/14/2013
Current report filing
8-K
Tuesday, 1/15/2013
Current report filing
8-K
Tuesday, 11/13/2012
Current report filing
8-K
Friday, 9/7/2012
Current report filing
8-K
Friday, 8/3/2012
Current report filing
8-K
Tuesday, 5/1/2012
Current report filing
8-K
Tuesday, 2/21/2012
Current report filing
8-K
Thursday, 1/26/2012
Current report filing
8-K
Wednesday, 1/4/2012
Current report filing
8-K
Friday, 12/16/2011
Current report filing
8-K
Thursday, 12/15/2011
Current report filing
8-K
Thursday, 11/17/2011
Current report filing
8-K
Monday, 11/7/2011
Current report filing
8-K
Monday, 11/7/2011
Current report filing
8-K
Thursday, 10/20/2011
Current report filing
8-K
Monday, 7/12/2010
Current report filing
8-K
Friday, 1/15/2010
Current report filing
8-K
Thursday, 1/14/2010
Current report filing
8-K
Friday, 9/18/2009
Current report filing
8-K
Friday, 11/14/2008
Current report filing
8-K
Thursday, 10/30/2008
Current report filing
8-K
Wednesday, 9/24/2008
Current report filing
8-K
Tuesday, 9/16/2008
Current report filing
8-K
Tuesday, 6/10/2008
Current report filing
8-K
Tuesday, 6/3/2008
Current report filing
8-K
Tuesday, 12/18/2007
Current report filing
8-K
Tuesday, 11/20/2007
Current report filing
8-K
Monday, 11/19/2007
Current report filing
8-K
Wednesday, 10/24/2007
Current report filing
8-K
Thursday, 10/4/2007
Current report filing
8-K
Thursday, 9/27/2007
Current report filing
8-K
Thursday, 8/9/2007
Current report filing
8-K
Friday, 6/22/2007
Current report filing
8-K
Thursday, 6/14/2007
Current report filing
8-K
Tuesday, 5/22/2007
Current report filing
8-K
Tuesday, 5/1/2007
Current report filing
8-K
Friday, 1/19/2007
Current report filing
8-K
Friday, 1/5/2007
Current report filing
8-K
Tuesday, 12/5/2006
Current report filing
8-K
Thursday, 8/31/2006
Current report filing
8-K
Friday, 4/28/2006
Current report filing
8-K
Friday, 7/30/2004
Current report filing
8-K
Tuesday, 1/20/2004
Current report filing
8-K
Monday, 9/22/2003
Current report filing
8-K
Friday, 4/18/2003
Current report filing
8-K
Monday, 2/28/2000
Current report filing
8-K
Tuesday, 3/30/1999
Current report filing
8-K/A
Tuesday, 6/23/1998
Current report filing
8-K
Tuesday, 4/14/1998
Current report filing
8-K
Friday, 12/12/1997
Current report filing
8-K
Tuesday, 7/15/1997
Current report filing
Other (29)
REVOKED
Friday, 1/8/2021
None
D/A
Wednesday, 7/23/2014
Exempt (Private) Offering
D
Tuesday, 7/15/2014
Exempt (Private) Offering
SC 14F1
Monday, 3/11/2013
Statement regarding change in majority of directors pursuant to Rule 14f-1
D
Wednesday, 2/6/2013
Exempt (Private) Offering
D
Friday, 8/10/2012
Exempt (Private) Offering
D
Friday, 8/3/2012
Exempt (Private) Offering
D
Friday, 2/17/2012
Exempt (Private) Offering
D
Wednesday, 1/11/2012
Exempt (Private) Offering
D
Wednesday, 11/23/2011
Exempt (Private) Offering
SC 14F1
Thursday, 10/20/2011
Statement regarding change in majority of directors pursuant to Rule 14f-1
EFFECT
Wednesday, 5/14/2008
Notice of Effectiveness
POS AM
Thursday, 5/8/2008
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Friday, 1/18/2008
Notice of Effectiveness
CORRESP
Tuesday, 12/18/2007
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 11/27/2007
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 10/30/2007
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 10/17/2007
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 9/6/2007
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
REGDEX
Tuesday, 8/21/2007
Form D (PDF)
ARS
Thursday, 6/7/2007
Annual report to security holders
EFFECT
Tuesday, 5/29/2007
Notice of Effectiveness
REGDEX
Monday, 12/18/2006
Form D (PDF)
REGDEX
Monday, 12/18/2006
Form D (PDF)
10-K405
Monday, 4/1/2002
Annual Report with disclosure of delinquent filers
10-K405
Wednesday, 3/31/1999
Annual Report with disclosure of delinquent filers
10-K405/A
Tuesday, 6/23/1998
Annual Report with disclosure of delinquent filers
10-K405
Tuesday, 3/31/1998
Annual Report with disclosure of delinquent filers
PRES14A
Wednesday, 8/27/1997
None
Ownership (75)
SC 13G
Friday, 4/22/2016
St George Investments LLC: Major Shareholders
3
Tuesday, 3/25/2014
Wood Gib George: Initial statement of beneficial ownership of securities
3
Monday, 3/24/2014
HUGHES JAMES WILLIAM: Initial statement of beneficial ownership of securities
4
Friday, 2/10/2012
Scott Martin P: Statement of changes in beneficial ownership of securities
3
Friday, 1/27/2012
Seto Wei-Ken: Initial statement of beneficial ownership of securities
3
Monday, 11/14/2011
Scott Martin P: Initial statement of beneficial ownership of securities
3
Thursday, 11/10/2011
John Brian: Initial statement of beneficial ownership of securities
3
Thursday, 11/10/2011
Miller Richard A: Initial statement of beneficial ownership of securities
4
Monday, 11/7/2011
SMITH C LEO: Statement of changes in beneficial ownership of securities
4
Monday, 11/7/2011
Insurance Marketing Solutions, LLC: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 12/8/2010
KNIGHT SECURITIES L P: Major Shareholders
SC 13G
Friday, 2/12/2010
KNIGHT SECURITIES L P: Major Shareholders
3
Friday, 1/22/2010
Insurance Marketing Solutions, LLC: Initial statement of beneficial ownership of securities
3
Friday, 1/22/2010
SMITH C LEO: Initial statement of beneficial ownership of securities
SC 13D
Thursday, 1/21/2010
INTERNATIONAL FIGHT LEAGUE INC: Major Shareholders
SC 13G/A
Wednesday, 5/6/2009
MIDSUMMER INVESTMENT LTD: Major Shareholders
SC 13G
Tuesday, 2/17/2009
EagleRock Capital Management, L.L.C.: Major Shareholders
SC 13G/A
Monday, 2/9/2009
TUDOR INVESTMENT CORP ET AL: Major Shareholders
SC 13G/A
Thursday, 2/14/2008
EagleRock Capital Management, L.L.C.: Major Shareholders
4
Wednesday, 2/13/2008
Larkin Jay: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/8/2008
BALYASNY ASSET MANAGEMENT LLC: Major Shareholders
SC 13G/A
Monday, 1/28/2008
MIDSUMMER INVESTMENT LTD: Major Shareholders
SC 13G
Thursday, 10/18/2007
MIDSUMMER INVESTMENT LTD: Major Shareholders
3
Thursday, 9/27/2007
Larkin Jay: Initial statement of beneficial ownership of securities
4
Thursday, 9/27/2007
Larkin Jay: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 9/12/2007
BALYASNY ASSET MANAGEMENT LLC: Major Shareholders
4
Tuesday, 8/28/2007
JAGID JEFFREY M: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/28/2007
Waldman Kevin: Statement of changes in beneficial ownership of securities
3
Wednesday, 6/20/2007
Waldman Kevin: Initial statement of beneficial ownership of securities
4
Tuesday, 5/29/2007
Keefe Michael C: Statement of changes in beneficial ownership of securities
3
Friday, 5/4/2007
JAGID JEFFREY M: Initial statement of beneficial ownership of securities
3
Thursday, 4/12/2007
Ehrlich Joel: Initial statement of beneficial ownership of securities
3
Wednesday, 4/11/2007
Keefe Michael C: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 1/9/2007
EagleRock Capital Management, L.L.C.: Major Shareholders
SC 13G
Friday, 1/5/2007
TUDOR INVESTMENT CORP ET AL: Major Shareholders
4
Friday, 12/22/2006
KURTZ RICHARD: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 12/22/2006
KURTZ RICHARD: Major Shareholders
4
Wednesday, 12/20/2006
Bucci Salvatore A: Statement of changes in beneficial ownership of securities
SC 13D
Tuesday, 12/12/2006
Otto Keith: Major Shareholders
SC 13D
Monday, 12/11/2006
Otto Kurt: Major Shareholders
SC 13D
Monday, 12/11/2006
Shamus Gareb: Major Shareholders
3
Monday, 12/11/2006
Otto Kurt: Initial statement of beneficial ownership of securities
3
Monday, 12/11/2006
Molnar Michael: Initial statement of beneficial ownership of securities
3
Monday, 12/11/2006
Shamus Gareb: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/15/2005
ROSENWALD LINDSAY A MD: Major Shareholders
SC 13D/A
Wednesday, 6/4/2003
KURTZ RICHARD: Major Shareholders
SC 13D/A
Wednesday, 3/5/2003
KURTZ RICHARD: Major Shareholders
SC 13G
Wednesday, 2/19/2003
ROSENWALD LINDSAY A MD: Major Shareholders
SC 13D/A
Friday, 1/10/2003
KURTZ RICHARD: Major Shareholders
4
Friday, 1/3/2003
ROSENWALD LINDSAY A MD: Statement of changes in beneficial ownership of securities
SC 13D
Thursday, 2/28/2002
KURTZ RICHARD: Major Shareholders
SC 13D/A
Thursday, 2/28/2002
KURTZ RICHARD: Major Shareholders
SC 13G/A
Friday, 1/4/2002
MILLER LLOYD I III: Major Shareholders
SC 13G
Wednesday, 2/28/2001
MILLER LLOYD I III: Major Shareholders
SC 13G
Friday, 2/2/2001
DIMENSIONAL FUND ADVISORS INC: Major Shareholders
4
Monday, 7/10/2000
ROSENWALD LINDSAY A MD: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 2/3/2000
DIMENSIONAL FUND ADVISORS INC: Major Shareholders
SC 13D/A
Tuesday, 6/1/1999
ARIES FINANCIAL SERVICES INC: Major Shareholders
SC 13G/A
Friday, 2/12/1999
AENEAS VENTURE CORP: Major Shareholders
3
Thursday, 9/10/1998
ROSENWALD LINDSAY A MD: Initial statement of beneficial ownership of securities
SC 13D/A
Thursday, 9/10/1998
ARIES FINANCIAL SERVICES INC: Major Shareholders
4
Thursday, 9/10/1998
ROSENWALD LINDSAY A MD: Statement of changes in beneficial ownership of securities
4
Thursday, 9/10/1998
WEISS MICHAEL S: Statement of changes in beneficial ownership of securities
4
Thursday, 9/10/1998
ARIES DOMESTIC FUND L P: Statement of changes in beneficial ownership of securities
4
Thursday, 9/10/1998
ARIES TRUST: Statement of changes in beneficial ownership of securities
4
Monday, 5/11/1998
ARIES TRUST: Statement of changes in beneficial ownership of securities
4
Monday, 5/11/1998
ARIES DOMESTIC FUND L P: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 4/21/1998
ARIES FINANCIAL SERVICES INC: Major Shareholders
SC 13G
Monday, 4/13/1998
AENEAS VENTURE CORP: Major Shareholders
SC 13D/A
Wednesday, 9/3/1997
ARIES FINANCIAL SERVICES INC: Major Shareholders
SC 13D
Thursday, 7/10/1997
JESSELSON MICHAEL G: Major Shareholders
3
Thursday, 7/10/1997
WEISS MICHAEL S: Initial statement of beneficial ownership of securities
3
Thursday, 7/10/1997
ARIES DOMESTIC FUND L P: Initial statement of beneficial ownership of securities
3
Thursday, 7/10/1997
ARIES TRUST: Initial statement of beneficial ownership of securities
SC 13D
Thursday, 7/10/1997
ARIES FINANCIAL SERVICES INC: Major Shareholders
Prospectus (38)
S-1
Monday, 10/1/2012
General form of registration statement for all companies including face-amount certificate companies
424B3
Friday, 12/19/2008
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 6/17/2008
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 6/6/2008
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Thursday, 5/22/2008
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 2/1/2008
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 1/22/2008
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Thursday, 12/20/2007
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 11/28/2007
General form of registration statement for all companies including face-amount certificate companies
424B3
Friday, 11/23/2007
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Thursday, 10/25/2007
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Thursday, 10/11/2007
Prospectus filed pursuant to Rule 424(b)(3)
S-1
Thursday, 10/11/2007
General form of registration statement for all companies including face-amount certificate companies
424B3
Tuesday, 10/9/2007
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 7/17/2007
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 6/22/2007
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 6/15/2007
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Thursday, 5/31/2007
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Wednesday, 5/23/2007
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 5/2/2007
General form of registration statement for all companies including face-amount certificate companies
S-1
Monday, 2/12/2007
General form of registration statement for all companies including face-amount certificate companies
S-8
Tuesday, 9/5/2000
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Tuesday, 9/5/2000
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3/A
Thursday, 12/23/1999
Registration statement for specified transactions by certain issuers
424B3
Wednesday, 12/22/1999
Prospectus filed pursuant to Rule 424(b)(3)
S-4
Monday, 12/13/1999
Registration of securities issued in business combination transactions
S-8
Tuesday, 8/31/1999
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3
Friday, 5/7/1999
Registration statement for specified transactions by certain issuers
S-4/A
Tuesday, 2/9/1999
Registration of securities issued in business combination transactions
S-4
Tuesday, 12/29/1998
Registration of securities issued in business combination transactions
S-8
Friday, 11/6/1998
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Friday, 11/6/1998
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3/A
Friday, 7/10/1998
Registration statement for specified transactions by certain issuers
S-3/A
Tuesday, 6/23/1998
Registration statement for specified transactions by certain issuers
S-3
Tuesday, 4/28/1998
Registration statement for specified transactions by certain issuers
S-8
Tuesday, 9/23/1997
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Tuesday, 9/23/1997
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Tuesday, 9/23/1997
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
Proxies (21)
DEF 14C
Wednesday, 8/14/2013
Definitive information statements
PRER14C
Monday, 8/12/2013
Preliminary revised information statements
PRE 14C
Thursday, 7/25/2013
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14C
Monday, 11/21/2011
Definitive information statements
PRE 14C
Thursday, 11/10/2011
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14C
Monday, 6/14/2010
Definitive information statements
PRE 14C
Friday, 6/4/2010
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 6/6/2007
Definitive proxy statements
PRE 14A
Friday, 5/18/2007
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFR14A
Tuesday, 10/31/2006
Definitive revised proxy soliciting materials
DEF 14A
Friday, 10/27/2006
Definitive proxy statements
PREM14A
Wednesday, 10/4/2006
Preliminary proxy statement relating to a merger, acquisition, or disposition
DEF 14A
Monday, 5/8/2000
Definitive proxy statements
PRE 14A
Thursday, 4/13/2000
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 4/30/1999
Definitive proxy statements
DEFA14A
Wednesday, 5/6/1998
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 4/28/1998
Definitive proxy statements
PRE 14A
Friday, 4/17/1998
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 7/3/1997
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/30/1997
Definitive proxy statements
PRE 14A
Friday, 4/11/1997
Preliminary proxy statement not related to a contested matter or merger/acquisition