LORD ABBETT DISTRIBUTOR LLC
Related Filers (6)
- LORD, ABBETT & CO. LLC (8)
- LORD ABBETT SECURITIES TRUST (4)
- Lord Abbett Credit Opportunities Fund (3)
- Lord Abbett Floating Rate High Income Fund (3)
- LORD ABBETT GLOBAL FUND INC (2)
- LORD ABBETT INVESTMENT TRUST (2)
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Other (50)
X-17A-5
Monday, 11/27/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 11/28/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 11/24/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP/A
Tuesday, 2/23/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Wednesday, 11/25/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP/A
Friday, 9/11/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 2/21/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
FOCUSN
Wednesday, 11/27/2019
None
X-17A-5
Wednesday, 11/27/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP/A
Friday, 3/1/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Friday, 3/1/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
FOCUSN
Wednesday, 11/21/2018
None
X-17A-5
Wednesday, 11/21/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP
Friday, 10/5/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Monday, 11/27/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 11/24/2017
None
X-17A-5
Monday, 11/28/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 11/28/2016
None
FOCUSN
Friday, 11/27/2015
None
X-17A-5
Friday, 11/27/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 12/1/2014
None
X-17A-5
Monday, 12/1/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 12/2/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 12/2/2013
None
CORRESP
Friday, 5/10/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 1/18/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Friday, 11/30/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Monday, 11/26/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 11/26/2012
None
40-APP/A
Friday, 10/26/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
FOCUSN
Monday, 11/28/2011
None
X-17A-5
Monday, 11/28/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 11/23/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 11/23/2010
None
X-17A-5
Monday, 11/30/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 11/30/2009
None
X-17A-5
Friday, 11/21/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 11/21/2008
None
X-17A-5
Tuesday, 11/27/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 11/27/2007
None
FOCUSN
Friday, 11/24/2006
None
X-17A-5
Friday, 11/24/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 11/23/2005
None
X-17A-5
Wednesday, 11/23/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 11/26/2004
None
X-17A-5
Friday, 11/26/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 11/26/2003
None
X-17A-5
Wednesday, 11/26/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 12/2/2002
None
X-17A-5
Monday, 12/2/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder