EQUITABLE ADVISORS, LLC
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- ALLIANCEBERNSTEIN INVESTMENTS, INC. (4)
- SEPARATE ACCOUNT A OF AXA EQUITABLE LIFE INSURANCE CO (4)
- ALPS DISTRIBUTORS INC (4)
- AXA EQUITABLE LIFE INSURANCE CO (4)
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Other (60)
13F-NT
Tuesday, 2/13/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/15/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/15/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
X-17A-5/A
Tuesday, 3/14/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 3/1/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
13F-NT
Tuesday, 2/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/15/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/13/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
X-17A-5
Tuesday, 3/1/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/1/2022
None
13F-NT
Friday, 2/11/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/12/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/11/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/14/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/9/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/13/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/15/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/18/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
X-17A-5
Friday, 3/1/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 3/1/2019
None
FOCUSN
Thursday, 5/17/2018
None
X-17A-5
Thursday, 5/17/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP/A
Tuesday, 4/10/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 11/21/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 6/23/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Wednesday, 3/1/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 3/1/2017
None
40-APP
Tuesday, 1/10/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Tuesday, 3/1/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/1/2016
None
X-17A-5
Monday, 3/2/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/2/2015
None
X-17A-5
Tuesday, 3/4/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/4/2014
None
X-17A-5
Friday, 3/1/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 3/1/2013
None
X-17A-5
Wednesday, 2/29/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 2/29/2012
None
X-17A-5
Friday, 2/25/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 2/25/2011
None
X-17A-5
Monday, 3/1/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/1/2010
None
X-17A-5
Wednesday, 2/25/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 2/25/2009
None
X-17A-5
Monday, 4/14/2008
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/3/2008
None
X-17A-5
Thursday, 3/1/2007
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 3/1/2007
None
FOCUSN
Monday, 12/4/2006
None
X-17A-5
Monday, 12/4/2006
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Tuesday, 3/1/2005
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/1/2005
None
X-17A-5
Tuesday, 3/2/2004
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Tuesday, 3/2/2004
None
FOCUSN
Monday, 3/3/2003
None
X-17A-5
Monday, 3/3/2003
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 3/1/2002
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder