Trinity Capital Inc.
Related Filers (17)
- Brown Kyle Steven (16)
- Estes Ronald E. (15)
- Brown Steve Louis (14)
- Lund David Michael (11)
- Zacharia Michael (10)
- Harder Gerald (10)
- Kundich Ronald (7)
- Stanton Sarah (6)
- HAMADA RICHARD P (5)
- Lockridge Irma (5)
- Zito Edmund G. (4)
- Eagle Point Credit Management LLC (3)
- Ward Richard R. (3)
- Majewski Thomas P. (2)
- Echard Susan (1)
- Harvey Scott H (1)
- Testa Michael (1)
- Show More ...
Financials (16)
10-Q
Wednesday, 11/1/2023
Quarterly Report for period ending 2023-09-30
10-Q
Wednesday, 8/2/2023
Quarterly Report for period ending 2023-06-30
10-Q
Thursday, 5/4/2023
Quarterly Report for period ending 2023-03-31
10-K
Thursday, 3/2/2023
Annual Report for period ending 2022-12-31
10-Q
Thursday, 11/3/2022
Quarterly Report for period ending 2022-09-30
10-Q
Thursday, 8/4/2022
Quarterly Report for period ending 2022-06-30
10-Q
Monday, 5/9/2022
Quarterly Report for period ending 2022-03-31
10-K
Thursday, 3/3/2022
Annual Report for period ending 2021-12-31
10-Q
Thursday, 11/4/2021
Quarterly Report for period ending 2021-09-30
10-Q
Thursday, 8/5/2021
Quarterly Report for period ending 2021-06-30
10-K/A
Friday, 7/23/2021
Annual Report for period ending 2020-12-31
10-Q
Thursday, 5/6/2021
Quarterly Report for period ending 2021-03-31
10-K
Thursday, 3/4/2021
Annual Report for period ending 2020-12-31
10-Q
Thursday, 11/12/2020
Quarterly Report for period ending 2020-09-30
10-Q
Wednesday, 8/12/2020
Quarterly Report for period ending 2020-06-30
10-Q
Thursday, 5/14/2020
Quarterly Report for period ending 2020-03-31
News (64)
8-K
Monday, 1/8/2024
Current report filing
8-K
Friday, 1/5/2024
Current report filing
8-K
Friday, 12/29/2023
Current report filing
8-K
Friday, 12/1/2023
Current report filing
8-K
Wednesday, 11/1/2023
Current report filing
8-K
Tuesday, 10/3/2023
Current report filing
8-K
Wednesday, 9/6/2023
Current report filing
8-K
Tuesday, 8/8/2023
Current report filing
8-K
Wednesday, 8/2/2023
Current report filing
8-K
Friday, 6/30/2023
Current report filing
8-K
Wednesday, 6/21/2023
Current report filing
8-K
Thursday, 5/4/2023
Current report filing
8-K
Friday, 3/31/2023
Current report filing
8-K
Wednesday, 3/15/2023
Current report filing
8-K
Monday, 3/13/2023
Current report filing
8-K
Thursday, 3/2/2023
Current report filing
8-K
Friday, 12/30/2022
Current report filing
8-K
Wednesday, 12/14/2022
Current report filing
8-K
Tuesday, 12/6/2022
Current report filing
8-K
Monday, 11/14/2022
Current report filing
8-K
Thursday, 11/3/2022
Current report filing
8-K
Friday, 9/30/2022
Current report filing
8-K
Thursday, 8/18/2022
Current report filing
8-K
Thursday, 8/4/2022
Current report filing
8-K
Friday, 7/22/2022
Current report filing
8-K
Thursday, 6/30/2022
Current report filing
8-K
Monday, 6/13/2022
Current report filing
8-K
Monday, 5/9/2022
Current report filing
8-K
Tuesday, 4/19/2022
Current report filing
8-K
Thursday, 4/7/2022
Current report filing
8-K
Thursday, 3/31/2022
Current report filing
8-K
Thursday, 3/17/2022
Current report filing
8-K
Thursday, 3/3/2022
Current report filing
8-K
Wednesday, 2/2/2022
Current report filing
8-K
Monday, 1/10/2022
Current report filing
8-K
Thursday, 12/30/2021
Current report filing
8-K
Wednesday, 12/15/2021
Current report filing
8-K
Tuesday, 12/7/2021
Current report filing
8-K
Tuesday, 11/9/2021
Current report filing
8-K
Thursday, 11/4/2021
Current report filing
8-K
Monday, 11/1/2021
Current report filing
8-K
Wednesday, 9/29/2021
Current report filing
8-K
Tuesday, 8/24/2021
Current report filing
8-K
Monday, 8/23/2021
Current report filing
8-K
Thursday, 8/5/2021
Current report filing
8-K
Wednesday, 8/4/2021
Current report filing
8-K
Wednesday, 6/23/2021
Current report filing
8-K
Thursday, 5/6/2021
Current report filing
8-K
Monday, 3/29/2021
Current report filing
8-K
Thursday, 3/25/2021
Current report filing
8-K
Thursday, 3/4/2021
Current report filing
8-K
Wednesday, 2/3/2021
Current report filing
8-K
Thursday, 1/21/2021
Current report filing
8-K
Monday, 12/28/2020
Current report filing
8-K
Saturday, 12/26/2020
Current report filing
8-K
Wednesday, 12/16/2020
Current report filing
8-K
Monday, 12/14/2020
Current report filing
8-K
Wednesday, 12/9/2020
Current report filing
8-K
Wednesday, 12/2/2020
Current report filing
8-K
Thursday, 11/19/2020
Current report filing
8-K
Thursday, 11/12/2020
Current report filing
8-K
Wednesday, 8/12/2020
Current report filing
8-K
Thursday, 5/14/2020
Current report filing
8-K
Tuesday, 4/14/2020
Current report filing
Other (79)
N-2/A
Thursday, 2/1/2024
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Friday, 1/26/2024
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Friday, 12/8/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497AD
Friday, 8/4/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 8/3/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 8/3/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CORRESP
Thursday, 4/27/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Wednesday, 1/18/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Monday, 11/7/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497AD
Tuesday, 8/16/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 8/15/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 8/15/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-APP/A
Friday, 8/5/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CERT
Thursday, 7/28/2022
Certification by an exchange approving securities for listing
8-A12B
Friday, 7/22/2022
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Wednesday, 7/20/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
305B2
Friday, 7/8/2022
Application for designation of a new trustee under the Trust Indenture Act
497AD
Tuesday, 4/5/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 4/4/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 4/4/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Thursday, 1/27/2022
Notice of Effectiveness
CORRESP
Wednesday, 1/26/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 1/26/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Wednesday, 1/19/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Tuesday, 12/21/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497AD
Friday, 12/10/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 8/20/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 8/20/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 8/19/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 8/13/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Thursday, 8/12/2021
Notice of Effectiveness
CORRESP
Wednesday, 8/11/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 8/11/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 8/10/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Thursday, 8/5/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Monday, 8/2/2021
Notice of Effectiveness
EFFECT
Monday, 8/2/2021
Notice of Effectiveness
CORRESP
Friday, 7/30/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 7/30/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 7/30/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Friday, 7/30/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 7/26/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Friday, 7/9/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 7/8/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Wednesday, 6/2/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Tuesday, 5/18/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP/A
Thursday, 4/29/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Friday, 4/23/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 4/8/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497AD
Friday, 1/29/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
8-A12B
Thursday, 1/28/2021
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERT
Thursday, 1/28/2021
Certification by an exchange approving securities for listing
EFFECT
Thursday, 1/28/2021
Notice of Effectiveness
CORRESP
Wednesday, 1/27/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 1/27/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 1/26/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Tuesday, 1/26/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Thursday, 1/21/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497AD
Thursday, 1/21/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-2/A
Thursday, 1/21/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497AD
Thursday, 1/21/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-APP/A
Wednesday, 1/6/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
D
Monday, 12/21/2020
Exempt (Private) Offering
N-2
Wednesday, 12/16/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Tuesday, 10/20/2020
Notice of Effectiveness
CORRESP
Tuesday, 10/20/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Monday, 10/19/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 10/19/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 10/19/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 10/8/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 9/16/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Wednesday, 9/16/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP/A
Wednesday, 7/29/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 3/19/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
10-12G/A
Friday, 3/13/2020
Initial general form for registration of a class of securities pursuant to Section 12(g)
40-17G
Friday, 1/31/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
D
Thursday, 1/30/2020
Exempt (Private) Offering
N-54A
Thursday, 1/16/2020
Notification of election by business development companies filed on Form N-54A
10-12G
Thursday, 1/16/2020
Initial general form for registration of a class of securities pursuant to Section 12(g)
Ownership (112)
3
Wednesday, 1/10/2024
Testa Michael: Initial statement of beneficial ownership of securities
4
Tuesday, 12/19/2023
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/19/2023
Harder Gerald: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/19/2023
Stanton Sarah: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/19/2023
Lund David Michael: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/19/2023
Kundich Ronald: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/19/2023
Brown Steve Louis: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/8/2023
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/19/2023
Stanton Sarah: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/19/2023
Brown Steve Louis: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/19/2023
Kundich Ronald: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/19/2023
Harder Gerald: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/19/2023
Lund David Michael: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/19/2023
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Monday, 8/7/2023
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
Zacharia Michael: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
HAMADA RICHARD P: Statement of changes in beneficial ownership of securities
4
Thursday, 6/15/2023
Lockridge Irma: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
Brown Steve Louis: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2023
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Friday, 3/17/2023
Harder Gerald: Statement of changes in beneficial ownership of securities
4
Friday, 3/17/2023
Stanton Sarah: Statement of changes in beneficial ownership of securities
4
Friday, 3/17/2023
Lund David Michael: Statement of changes in beneficial ownership of securities
4
Friday, 3/17/2023
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Friday, 3/17/2023
Kundich Ronald: Statement of changes in beneficial ownership of securities
4
Friday, 3/17/2023
Brown Steve Louis: Statement of changes in beneficial ownership of securities
4
Monday, 3/13/2023
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Monday, 3/13/2023
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
5
Tuesday, 2/14/2023
Estes Ronald E.: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 2/14/2023
Harder Gerald: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 2/14/2023
Lockridge Irma: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 2/14/2023
Lund David Michael: Annual statement of changes in beneficial ownership of securities
4
Tuesday, 12/13/2022
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/13/2022
Lund David Michael: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/13/2022
Kundich Ronald: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/13/2022
Lund David Michael: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/13/2022
Brown Steve Louis: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/13/2022
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/13/2022
Harder Gerald: Statement of changes in beneficial ownership of securities
4
Friday, 8/19/2022
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/10/2022
Brown Steve Louis: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/10/2022
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/21/2022
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/21/2022
Zacharia Michael: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/21/2022
HAMADA RICHARD P: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/21/2022
Lockridge Irma: Statement of changes in beneficial ownership of securities
4
Thursday, 5/26/2022
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Thursday, 5/26/2022
HAMADA RICHARD P: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/24/2022
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Monday, 5/16/2022
Zacharia Michael: Statement of changes in beneficial ownership of securities
4
Monday, 5/16/2022
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Monday, 5/16/2022
Lund David Michael: Statement of changes in beneficial ownership of securities
4
Monday, 5/16/2022
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Monday, 5/16/2022
Harder Gerald: Statement of changes in beneficial ownership of securities
4
Friday, 3/25/2022
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/24/2022
Zacharia Michael: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/22/2022
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/22/2022
Brown Steve Louis: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/22/2022
Zacharia Michael: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2022
Brown Steve Louis: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2022
HAMADA RICHARD P: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2022
Lund David Michael: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2022
Stanton Sarah: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2022
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2022
Kundich Ronald: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2022
Lockridge Irma: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2022
Harder Gerald: Statement of changes in beneficial ownership of securities
3
Thursday, 12/16/2021
Lockridge Irma: Initial statement of beneficial ownership of securities
3
Thursday, 12/16/2021
HAMADA RICHARD P: Initial statement of beneficial ownership of securities
4
Tuesday, 11/16/2021
Zacharia Michael: Statement of changes in beneficial ownership of securities
4
Friday, 9/17/2021
Harder Gerald: Statement of changes in beneficial ownership of securities
4
Friday, 9/17/2021
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Friday, 9/17/2021
Zacharia Michael: Statement of changes in beneficial ownership of securities
4
Friday, 9/17/2021
Brown Steve Louis: Statement of changes in beneficial ownership of securities
4
Friday, 9/17/2021
Kundich Ronald: Statement of changes in beneficial ownership of securities
4
Friday, 9/17/2021
Stanton Sarah: Statement of changes in beneficial ownership of securities
4
Friday, 9/17/2021
Zito Edmund G.: Statement of changes in beneficial ownership of securities
4
Friday, 9/17/2021
Ward Richard R.: Statement of changes in beneficial ownership of securities
4
Friday, 9/17/2021
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 9/2/2021
Harder Gerald: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/25/2021
Lund David Michael: Statement of changes in beneficial ownership of securities
4
Thursday, 8/12/2021
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/2/2021
Brown Steve Louis: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/1/2021
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/1/2021
Zito Edmund G.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/17/2021
Zito Edmund G.: Statement of changes in beneficial ownership of securities
4
Friday, 3/12/2021
Zacharia Michael: Statement of changes in beneficial ownership of securities
4
Friday, 3/12/2021
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/2/2021
Brown Steve Louis: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/2/2021
Brown Kyle Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/2/2021
Estes Ronald E.: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/2/2021
Lund David Michael: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/2/2021
Ward Richard R.: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/2/2021
Zacharia Michael: Statement of changes in beneficial ownership of securities
4
Monday, 2/1/2021
Eagle Point Credit Management LLC: Statement of changes in beneficial ownership of securities
3
Thursday, 12/31/2020
Zacharia Michael: Initial statement of beneficial ownership of securities
SC 13G
Monday, 12/21/2020
Eagle Point Credit Management LLC: Major Shareholders
3
Monday, 12/21/2020
Eagle Point Credit Management LLC: Initial statement of beneficial ownership of securities
4
Monday, 8/10/2020
Brown Steve Louis: Statement of changes in beneficial ownership of securities
Prospectus (30)
424B2
Friday, 12/1/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Friday, 8/4/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 8/3/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 8/16/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Monday, 8/15/2022
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Wednesday, 7/20/2022
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B3
Wednesday, 7/20/2022
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 7/19/2022
Prospectus filed pursuant to Rule 424(b)(3)
RW
Tuesday, 5/17/2022
Registration Withdrawal Request
424B2
Wednesday, 4/6/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Monday, 4/4/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Monday, 12/13/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Friday, 12/10/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Friday, 12/10/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 11/9/2021
Prospectus filed pursuant to Rule 424(b)(2)
S-8
Tuesday, 9/14/2021
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B2
Monday, 8/23/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Friday, 8/20/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Thursday, 8/19/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B3
Tuesday, 8/3/2021
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 8/3/2021
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Thursday, 5/13/2021
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 3/8/2021
Prospectus filed pursuant to Rule 424(b)(3)
424B1
Friday, 1/29/2021
Prospectus filed pursuant to Rule 424(b)(1)
FWP
Friday, 1/29/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B3
Tuesday, 12/29/2020
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 11/23/2020
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 10/21/2020
Prospectus filed pursuant to Rule 424(b)(3)
DRS
Monday, 7/27/2020
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
DRS
Monday, 7/6/2020
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
Proxies (17)
DEFA14A
Thursday, 4/27/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 4/27/2023
Definitive proxy statements
PRE 14A
Monday, 4/10/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 5/20/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/27/2022
Definitive proxy statements
DEFA14A
Wednesday, 4/27/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Monday, 4/11/2022
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 5/28/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 4/28/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/28/2021
Definitive proxy statements
PRE 14A
Friday, 4/9/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 11/16/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 11/2/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 10/27/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 10/13/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 10/8/2020
Definitive proxy statements
PRE 14A
Friday, 10/2/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition