SIMPLICITY ESPORTS & GAMING Co
Related Filers (29)
- K2 PRINCIPAL FUND, L.P. (17)
- Polar Asset Management Partners Inc. (14)
- Franklin Roman Nehemiah (14)
- Shawn Kimel Investments, Inc. (13)
- K2 & Associates Investment Management Inc. (13)
- Kaplan Jed Philip (9)
- Kimel Shawn (8)
- K2 GENPAR 2009 INC (8)
- K2 GENPAR LP (8)
- Herrmann William H Jr (8)
- BOOTHBAY FUND MANAGEMENT, LLC (5)
- K2 Genpar 2017 Inc. (5)
- HENNESSEY NANCY L. (5)
- I-AM Capital Partners LLC (4)
- AQR CAPITAL MANAGEMENT LLC (4)
- Jaroski Edward L (4)
- Kanuga Suhel (3)
- Cherian F Jacob (3)
- The Nasdaq Stock Market LLC (3)
- Hudson Bay Capital Management LP (3)
- Loss Laila Cavalcanti (3)
- Hooper Max Wayne (3)
- Leavy Frank (3)
- CALDWELL DONALD R (3)
- Karpus Management, Inc. (2)
- Grossman Steven Michael (2)
- Knicks Lau (2)
- HGC Investment Management Inc. (1)
- Tarka Beatrice (1)
- Show More ...
Financials (30)
10-Q
Thursday, 4/20/2023
Quarterly Report for period ending 2023-02-28
NT 10-Q
Tuesday, 4/18/2023
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2023-02-28
10-Q
Friday, 3/10/2023
Quarterly Report for period ending 2022-11-30
NT 10-Q
Tuesday, 1/17/2023
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2022-11-30
10-Q
Wednesday, 11/9/2022
Quarterly Report for period ending 2022-08-31
NT 10-Q
Monday, 10/17/2022
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2022-08-31
10-K
Tuesday, 9/27/2022
Annual Report for period ending 2022-05-31
NT 10-K
Tuesday, 8/30/2022
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2022-05-31
10-Q
Thursday, 4/14/2022
Quarterly Report for period ending 2022-02-28
10-Q
Friday, 1/14/2022
Quarterly Report for period ending 2021-11-30
10-Q/A
Wednesday, 12/8/2021
Quarterly Report for period ending 2021-08-31
10-Q
Tuesday, 10/12/2021
Quarterly Report for period ending 2021-08-31
10-K
Monday, 8/30/2021
Annual Report for period ending 2021-05-31
10-Q
Wednesday, 4/14/2021
Quarterly Report for period ending 2021-02-28
10-Q
Thursday, 1/14/2021
Quarterly Report for period ending 2020-11-30
10-Q
Thursday, 10/15/2020
Quarterly Report for period ending 2020-08-31
10-K
Monday, 8/31/2020
Annual Report for period ending 2020-05-31
10-Q
Tuesday, 4/14/2020
Quarterly Report for period ending 2020-02-29
10-Q
Monday, 1/13/2020
Quarterly Report for period ending 2019-11-30
10-Q
Tuesday, 10/15/2019
Quarterly Report for period ending 2019-08-31
10-K
Thursday, 8/29/2019
Annual Report for period ending 2019-05-31
10-Q
Monday, 4/15/2019
Quarterly Report for period ending 2019-02-28
10-Q
Tuesday, 1/22/2019
Quarterly Report for period ending 2018-11-30
NT 10-Q
Tuesday, 1/15/2019
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-11-30
NT 10-Q
Tuesday, 10/16/2018
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-08-31
10-Q
Tuesday, 10/16/2018
Quarterly Report for period ending 2018-08-31
10-K
Tuesday, 7/24/2018
Annual Report for period ending 2018-05-31
10-Q
Monday, 4/16/2018
Quarterly Report for period ending 2018-02-28
10-Q
Tuesday, 1/16/2018
Quarterly Report for period ending 2017-11-30
10-Q
Monday, 10/16/2017
Quarterly Report for period ending 2017-08-31
News (84)
8-K
Wednesday, 4/19/2023
Current report filing
8-K
Friday, 3/31/2023
Current report filing
8-K
Thursday, 2/2/2023
Current report filing
8-K
Thursday, 1/26/2023
Current report filing
8-K
Friday, 12/16/2022
Current report filing
8-K
Tuesday, 11/15/2022
Current report filing
8-K
Thursday, 9/29/2022
Current report filing
8-K
Wednesday, 9/28/2022
Current report filing
8-K
Monday, 9/19/2022
Current report filing
8-K
Thursday, 9/15/2022
Current report filing
8-K
Friday, 9/2/2022
Current report filing
8-K
Friday, 7/22/2022
Current report filing
8-K
Friday, 7/22/2022
Current report filing
8-K
Friday, 7/8/2022
Current report filing
8-K
Wednesday, 5/25/2022
Current report filing
8-K
Tuesday, 5/24/2022
Current report filing
8-K
Friday, 4/29/2022
Current report filing
8-K
Thursday, 4/28/2022
Current report filing
8-K
Thursday, 4/7/2022
Current report filing
8-K
Friday, 3/25/2022
Current report filing
8-K
Thursday, 10/21/2021
Current report filing
8-K
Friday, 10/1/2021
Current report filing
8-K
Thursday, 9/9/2021
Current report filing
8-K
Tuesday, 9/7/2021
Current report filing
8-K
Friday, 8/27/2021
Current report filing
8-K
Tuesday, 8/24/2021
Current report filing
8-K
Tuesday, 6/29/2021
Current report filing
8-K
Thursday, 6/17/2021
Current report filing
8-K
Monday, 5/24/2021
Current report filing
8-K
Thursday, 5/13/2021
Current report filing
8-K
Monday, 5/10/2021
Current report filing
8-K
Tuesday, 4/6/2021
Current report filing
8-K
Monday, 3/29/2021
Current report filing
8-K
Tuesday, 3/16/2021
Current report filing
8-K
Wednesday, 2/24/2021
Current report filing
8-K
Wednesday, 12/2/2020
Current report filing
8-K
Wednesday, 11/18/2020
Current report filing
8-K
Wednesday, 11/4/2020
Current report filing
8-K
Tuesday, 10/13/2020
Current report filing
8-K
Monday, 10/5/2020
Current report filing
8-K
Thursday, 8/13/2020
Current report filing
8-K
Thursday, 6/25/2020
Current report filing
8-K
Wednesday, 6/24/2020
Current report filing
8-K
Monday, 5/18/2020
Current report filing
8-K
Tuesday, 5/5/2020
Current report filing
8-K
Tuesday, 4/14/2020
Current report filing
8-K
Wednesday, 3/18/2020
Current report filing
8-K
Wednesday, 1/22/2020
Current report filing
8-K
Monday, 1/6/2020
Current report filing
8-K
Friday, 12/6/2019
Current report filing
8-K/A
Thursday, 8/29/2019
Current report filing
8-K
Monday, 8/26/2019
Current report filing
8-K
Wednesday, 8/14/2019
Current report filing
8-K
Thursday, 8/1/2019
Current report filing
8-K
Wednesday, 7/31/2019
Current report filing
8-K
Monday, 7/29/2019
Current report filing
8-K
Tuesday, 4/2/2019
Current report filing
8-K
Thursday, 3/28/2019
Current report filing
8-K/A
Monday, 3/18/2019
Current report filing
8-K
Friday, 1/18/2019
Current report filing
8-K
Thursday, 1/10/2019
Current report filing
8-K
Monday, 1/7/2019
Current report filing
8-K
Friday, 12/28/2018
Current report filing
8-K
Wednesday, 12/26/2018
Current report filing
8-K
Wednesday, 12/26/2018
Current report filing
8-K
Friday, 12/14/2018
Current report filing
8-K
Friday, 11/30/2018
Current report filing
8-K/A
Thursday, 11/15/2018
Current report filing
8-K
Tuesday, 11/13/2018
Current report filing
8-K
Wednesday, 11/7/2018
Current report filing
8-K
Thursday, 10/4/2018
Current report filing
8-K
Monday, 9/24/2018
Current report filing
8-K
Thursday, 9/6/2018
Current report filing
8-K
Wednesday, 8/22/2018
Current report filing
8-K
Tuesday, 8/14/2018
Current report filing
8-K
Thursday, 6/28/2018
Current report filing
8-K
Wednesday, 6/27/2018
Current report filing
8-K
Tuesday, 5/15/2018
Current report filing
8-K
Wednesday, 5/9/2018
Current report filing
8-K
Tuesday, 5/8/2018
Current report filing
8-K
Friday, 10/6/2017
Current report filing
8-K
Wednesday, 9/13/2017
Current report filing
8-K
Monday, 8/28/2017
Current report filing
8-K
Tuesday, 8/22/2017
Current report filing
Other (36)
EFFECT
Friday, 6/24/2022
Notice of Effectiveness
CORRESP
Wednesday, 6/22/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
AW
Thursday, 6/2/2022
Withdrawal of amendment to a registration statement filed under the Securities Act
EFFECT
Thursday, 5/12/2022
Notice of Effectiveness
POS AM
Wednesday, 5/11/2022
Post-effective amendment to a registration statement that is not immediately effective upon filing
CORRESP
Tuesday, 5/10/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Wednesday, 12/1/2021
Notice of Effectiveness
POS AM
Tuesday, 11/16/2021
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Tuesday, 10/12/2021
Notice of Effectiveness
CORRESP
Thursday, 10/7/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Monday, 5/10/2021
Notice of Effectiveness
CORRESP
Thursday, 5/6/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Tuesday, 10/13/2020
Notice of Effectiveness
POS AM
Monday, 10/5/2020
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Monday, 3/30/2020
Notice of Effectiveness
CORRESP
Thursday, 3/26/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Monday, 9/30/2019
Notice of Effectiveness
CORRESP
Thursday, 9/26/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 9/23/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 7/18/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
25-NSE
Tuesday, 4/2/2019
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
25-NSE
Wednesday, 11/21/2018
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
EFFECT
Wednesday, 9/19/2018
Notice of Effectiveness
CORRESP
Monday, 9/17/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 9/12/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 8/2/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 7/27/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 6/22/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
25-NSE
Friday, 10/6/2017
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
CERTNAS
Wednesday, 8/16/2017
None
EFFECT
Wednesday, 8/16/2017
Notice of Effectiveness
8-A12B
Tuesday, 8/15/2017
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CORRESP
Tuesday, 8/15/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 8/15/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 8/14/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 8/7/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
Ownership (113)
3
Wednesday, 5/4/2022
Tarka Beatrice: Initial statement of beneficial ownership of securities
4
Friday, 4/29/2022
CALDWELL DONALD R: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/26/2022
Loss Laila Cavalcanti: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/26/2022
Hooper Max Wayne: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/26/2022
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/26/2022
Jaroski Edward L: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/26/2022
Kaplan Jed Philip: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/26/2022
Leavy Frank: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/26/2022
HENNESSEY NANCY L.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/26/2022
Herrmann William H Jr: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/16/2022
Herrmann William H Jr: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/15/2022
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/9/2022
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
4
Friday, 1/28/2022
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
4
Monday, 1/24/2022
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
4
Thursday, 1/20/2022
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 12/22/2021
AQR CAPITAL MANAGEMENT LLC: Major Shareholders
4
Friday, 11/26/2021
Jaroski Edward L: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/24/2021
Herrmann William H Jr: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/24/2021
Kaplan Jed Philip: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/24/2021
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
4
Thursday, 11/18/2021
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
4
Thursday, 11/18/2021
HENNESSEY NANCY L.: Statement of changes in beneficial ownership of securities
4
Thursday, 11/4/2021
HENNESSEY NANCY L.: Statement of changes in beneficial ownership of securities
4
Friday, 10/29/2021
Kaplan Jed Philip: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/28/2021
Hooper Max Wayne: Statement of changes in beneficial ownership of securities
4
Thursday, 9/23/2021
Leavy Frank: Statement of changes in beneficial ownership of securities
4
Friday, 9/3/2021
CALDWELL DONALD R: Statement of changes in beneficial ownership of securities
4
Friday, 9/3/2021
Jaroski Edward L: Statement of changes in beneficial ownership of securities
4
Thursday, 9/2/2021
HENNESSEY NANCY L.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/2/2021
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
4
Thursday, 9/2/2021
Loss Laila Cavalcanti: Statement of changes in beneficial ownership of securities
4
Thursday, 9/2/2021
Herrmann William H Jr: Statement of changes in beneficial ownership of securities
4
Thursday, 9/2/2021
Kaplan Jed Philip: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 8/31/2021
Herrmann William H Jr: Statement of changes in beneficial ownership of securities
3
Monday, 7/26/2021
Loss Laila Cavalcanti: Initial statement of beneficial ownership of securities
3
Thursday, 7/15/2021
HENNESSEY NANCY L.: Initial statement of beneficial ownership of securities
4
Tuesday, 7/13/2021
Knicks Lau: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/16/2021
Herrmann William H Jr: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/6/2021
Kaplan Jed Philip: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/6/2021
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
3
Monday, 3/29/2021
Knicks Lau: Initial statement of beneficial ownership of securities
4
Monday, 3/8/2021
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
4
Monday, 3/8/2021
Kaplan Jed Philip: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/17/2021
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/16/2021
Kaplan Jed Philip: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 2/16/2021
AQR CAPITAL MANAGEMENT LLC: Major Shareholders
SC 13G/A
Thursday, 2/11/2021
Hudson Bay Capital Management LP: Major Shareholders
SC 13G/A
Thursday, 2/11/2021
Polar Asset Management Partners Inc.: Major Shareholders
3
Monday, 2/1/2021
Kaplan Jed Philip: Initial statement of beneficial ownership of securities
4
Monday, 2/1/2021
Franklin Roman Nehemiah: Statement of changes in beneficial ownership of securities
4
Monday, 2/1/2021
Kaplan Jed Philip: Statement of changes in beneficial ownership of securities
3
Thursday, 6/4/2020
Grossman Steven Michael: Initial statement of beneficial ownership of securities
4
Thursday, 6/4/2020
Grossman Steven Michael: Statement of changes in beneficial ownership of securities
4
Friday, 5/15/2020
Herrmann William H Jr: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/13/2020
K2 PRINCIPAL FUND, L.P.: Major Shareholders
SC 13G/A
Wednesday, 2/12/2020
Polar Asset Management Partners Inc.: Major Shareholders
4
Monday, 11/4/2019
K2 & Associates Investment Management Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 4/22/2019
Polar Asset Management Partners Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 3/29/2019
K2 Genpar 2017 Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 3/22/2019
K2 PRINCIPAL FUND, L.P.: Statement of changes in beneficial ownership of securities
4
Friday, 3/15/2019
K2 PRINCIPAL FUND, L.P.: Statement of changes in beneficial ownership of securities
4
Friday, 3/8/2019
K2 PRINCIPAL FUND, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/20/2019
Kimel Shawn: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/15/2019
AQR CAPITAL MANAGEMENT LLC: Major Shareholders
SC 13G/A
Thursday, 2/14/2019
BOOTHBAY FUND MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Thursday, 2/14/2019
K2 PRINCIPAL FUND, L.P.: Major Shareholders
SC 13G/A
Monday, 2/11/2019
Polar Asset Management Partners Inc.: Major Shareholders
SC 13G/A
Tuesday, 2/5/2019
Hudson Bay Capital Management LP: Major Shareholders
4
Wednesday, 1/23/2019
K2 PRINCIPAL FUND, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/23/2019
Polar Asset Management Partners Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 1/14/2019
K2 PRINCIPAL FUND, L.P.: Statement of changes in beneficial ownership of securities
4
Friday, 1/11/2019
Polar Asset Management Partners Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 1/10/2019
K2 PRINCIPAL FUND, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/9/2019
Polar Asset Management Partners Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/8/2019
Polar Asset Management Partners Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 1/7/2019
K2 PRINCIPAL FUND, L.P.: Statement of changes in beneficial ownership of securities
4
Friday, 1/4/2019
Polar Asset Management Partners Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 1/3/2019
K2 PRINCIPAL FUND, L.P.: Statement of changes in beneficial ownership of securities
4
Monday, 12/31/2018
Polar Asset Management Partners Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 12/31/2018
K2 PRINCIPAL FUND, L.P.: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 12/13/2018
K2 PRINCIPAL FUND, L.P.: Major Shareholders
3
Monday, 12/10/2018
K2 GENPAR 2009 INC: Initial statement of beneficial ownership of securities
3/A
Monday, 12/10/2018
Polar Asset Management Partners Inc.: Initial statement of beneficial ownership of securities
SC 13G
Monday, 12/10/2018
Polar Asset Management Partners Inc.: Major Shareholders
3
Friday, 11/30/2018
Polar Asset Management Partners Inc.: Initial statement of beneficial ownership of securities
SC 13G
Friday, 8/24/2018
Karpus Management, Inc.: Major Shareholders
3
Friday, 5/18/2018
Herrmann William H Jr: Initial statement of beneficial ownership of securities
3
Thursday, 5/17/2018
Jaroski Edward L: Initial statement of beneficial ownership of securities
SC 13G
Wednesday, 2/14/2018
AQR CAPITAL MANAGEMENT LLC: Major Shareholders
SC 13G
Wednesday, 2/14/2018
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Monday, 2/12/2018
BOOTHBAY FUND MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Monday, 2/12/2018
BOOTHBAY FUND MANAGEMENT, LLC: Major Shareholders
SC 13G
Friday, 2/9/2018
Polar Asset Management Partners Inc.: Major Shareholders
SC 13G
Friday, 2/2/2018
Hudson Bay Capital Management LP: Major Shareholders
SC 13G
Thursday, 2/1/2018
HGC Investment Management Inc.: Major Shareholders
SC 13G
Friday, 10/20/2017
BOOTHBAY FUND MANAGEMENT, LLC: Major Shareholders
4
Friday, 9/15/2017
Kanuga Suhel: Statement of changes in beneficial ownership of securities
4
Friday, 9/15/2017
Cherian F Jacob: Statement of changes in beneficial ownership of securities
4
Friday, 9/15/2017
I-AM Capital Partners LLC: Statement of changes in beneficial ownership of securities
Prospectus (43)
RW
Friday, 7/22/2022
Registration Withdrawal Request
424B3
Wednesday, 6/29/2022
Prospectus filed pursuant to Rule 424(b)(3)
S-1
Friday, 6/10/2022
General form of registration statement for all companies including face-amount certificate companies
RW WD
Thursday, 6/2/2022
Withdrawal of a Registration Withdrawal Request
RW
Friday, 5/27/2022
Registration Withdrawal Request
424B3
Monday, 5/16/2022
Prospectus filed pursuant to Rule 424(b)(3)
S-1
Thursday, 4/21/2022
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 4/8/2022
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 1/10/2022
General form of registration statement for all companies including face-amount certificate companies
424B3
Friday, 12/3/2021
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 10/13/2021
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Tuesday, 10/12/2021
General form of registration statement for all companies including face-amount certificate companies
S-1
Friday, 10/1/2021
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 7/15/2021
General form of registration statement for all companies including face-amount certificate companies
S-8
Friday, 6/4/2021
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B3
Tuesday, 5/11/2021
Prospectus filed pursuant to Rule 424(b)(3)
S-1
Wednesday, 4/28/2021
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 4/16/2021
General form of registration statement for all companies including face-amount certificate companies
S-8
Thursday, 3/18/2021
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-1/A
Tuesday, 1/19/2021
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 10/23/2020
General form of registration statement for all companies including face-amount certificate companies
424B3
Wednesday, 10/14/2020
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Monday, 9/28/2020
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 7/2/2020
General form of registration statement for all companies including face-amount certificate companies
S-1
Friday, 4/10/2020
General form of registration statement for all companies including face-amount certificate companies
424B3
Tuesday, 3/31/2020
Prospectus filed pursuant to Rule 424(b)(3)
S-1
Tuesday, 3/24/2020
General form of registration statement for all companies including face-amount certificate companies
424B3
Monday, 9/30/2019
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Tuesday, 9/24/2019
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 9/23/2019
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 7/15/2019
General form of registration statement for all companies including face-amount certificate companies
S-1
Wednesday, 12/19/2018
General form of registration statement for all companies including face-amount certificate companies
RW
Wednesday, 11/14/2018
Registration Withdrawal Request
424B3
Wednesday, 9/19/2018
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Monday, 9/17/2018
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 9/12/2018
General form of registration statement for all companies including face-amount certificate companies
S-1
Friday, 8/24/2018
General form of registration statement for all companies including face-amount certificate companies
424B4
Thursday, 8/17/2017
Prospectus filed pursuant to Rule 424(b)(4)
S-1/A
Tuesday, 8/15/2017
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 8/14/2017
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 7/31/2017
General form of registration statement for all companies including face-amount certificate companies
S-1
Wednesday, 7/12/2017
General form of registration statement for all companies including face-amount certificate companies
DRS
Wednesday, 6/7/2017
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
Proxies (23)
DEF 14C
Friday, 12/16/2022
Definitive information statements
PRE 14C
Thursday, 10/20/2022
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 9/17/2021
Definitive proxy statements
DEF 14A
Tuesday, 6/9/2020
Definitive proxy statements
PRE 14A
Monday, 5/4/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 7/24/2019
Definitive proxy statements
PRER14A
Thursday, 7/18/2019
Preliminary revised proxy soliciting materials
PRE 14A
Wednesday, 6/5/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 11/7/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 11/5/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 9/24/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 9/19/2018
Definitive proxy statements
PRER14A
Monday, 9/17/2018
Preliminary revised proxy soliciting materials
PRER14A
Tuesday, 8/14/2018
Preliminary revised proxy soliciting materials
PRER14A
Thursday, 8/2/2018
Preliminary revised proxy soliciting materials
PRER14A
Friday, 7/27/2018
Preliminary revised proxy soliciting materials
PRER14A
Tuesday, 7/24/2018
Preliminary revised proxy soliciting materials
DEFA14A
Thursday, 6/28/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/27/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRER14A
Friday, 6/22/2018
Preliminary revised proxy soliciting materials
PRE 14A
Wednesday, 5/16/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 5/9/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/8/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.