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Other (13)
40-APP/A
Tuesday, 11/9/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 7/30/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
D/A
Friday, 5/28/2021
Exempt (Private) Offering
APP WD/A
Monday, 5/10/2021
None
APP WD
Friday, 4/23/2021
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Friday, 4/23/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 4/13/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
D/A
Friday, 5/29/2020
Exempt (Private) Offering
40-APP
Friday, 8/9/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
D/A
Friday, 5/31/2019
Exempt (Private) Offering
D/A
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Exempt (Private) Offering
40-APP/A
Tuesday, 2/20/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
D
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Exempt (Private) Offering