XAI Octagon Floating Rate & Alternative Income Trust

Related Filers (29)

News (59)

8-K
Wednesday, 2/14/2024
Current report filing
8-K
Friday, 2/2/2024
Current report filing
8-K
Thursday, 1/25/2024
Current report filing
8-K
Thursday, 1/4/2024
Current report filing
8-K
Tuesday, 11/7/2023
Current report filing
8-K
Thursday, 10/26/2023
Current report filing
8-K
Tuesday, 10/10/2023
Current report filing
8-K
Wednesday, 9/13/2023
Current report filing
8-K
Tuesday, 8/29/2023
Current report filing
8-K
Friday, 8/4/2023
Current report filing
8-K
Thursday, 5/11/2023
Current report filing
8-K
Monday, 2/27/2023
Current report filing
8-K
Friday, 1/6/2023
Current report filing
8-K
Wednesday, 6/29/2022
Current report filing
8-K
Friday, 2/11/2022
Current report filing
8-K
Thursday, 12/2/2021
Current report filing
8-K
Thursday, 9/9/2021
Current report filing
8-K
Thursday, 7/22/2021
Current report filing
8-K
Thursday, 4/8/2021
Current report filing
8-K/A
Monday, 3/29/2021
Current report filing
8-K
Friday, 3/26/2021
Current report filing
8-K
Friday, 2/26/2021
Current report filing
8-K
Monday, 2/8/2021
Current report filing
8-K
Tuesday, 12/1/2020
Current report filing
8-K
Monday, 11/2/2020
Current report filing
8-K
Thursday, 10/1/2020
Current report filing
8-K
Tuesday, 9/1/2020
Current report filing
8-K
Tuesday, 8/4/2020
Current report filing
8-K
Wednesday, 7/1/2020
Current report filing
8-K
Monday, 6/1/2020
Current report filing
8-K
Friday, 5/1/2020
Current report filing
8-K
Wednesday, 4/1/2020
Current report filing
8-K
Tuesday, 3/3/2020
Current report filing
8-K
Monday, 2/3/2020
Current report filing
8-K
Thursday, 1/2/2020
Current report filing
8-K
Monday, 12/2/2019
Current report filing
8-K
Friday, 11/1/2019
Current report filing
8-K
Wednesday, 10/2/2019
Current report filing
8-K
Tuesday, 9/3/2019
Current report filing
8-K
Thursday, 8/1/2019
Current report filing
8-K
Monday, 7/1/2019
Current report filing
8-K
Monday, 6/3/2019
Current report filing
8-K
Wednesday, 5/1/2019
Current report filing
8-K
Monday, 4/1/2019
Current report filing
8-K
Friday, 3/1/2019
Current report filing
8-K
Friday, 2/1/2019
Current report filing
8-K
Wednesday, 1/2/2019
Current report filing
8-K/A
Thursday, 12/6/2018
Current report filing
8-K
Monday, 12/3/2018
Current report filing
8-K
Thursday, 11/1/2018
Current report filing
8-K
Monday, 10/1/2018
Current report filing
8-K
Tuesday, 9/4/2018
Current report filing
8-K
Wednesday, 8/1/2018
Current report filing
8-K
Monday, 7/2/2018
Current report filing
8-K
Friday, 6/1/2018
Current report filing
8-K
Tuesday, 5/1/2018
Current report filing
8-K
Monday, 4/2/2018
Current report filing
8-K
Thursday, 3/1/2018
Current report filing
8-K
Friday, 2/2/2018
Current report filing
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Other (112)

N-CEN
Tuesday, 12/12/2023
Annual Report for Registered Investment Companies
N-CSR
Wednesday, 11/29/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 11/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Monday, 10/30/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Friday, 8/25/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Friday, 8/11/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Friday, 5/26/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Wednesday, 5/24/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 2/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Wednesday, 12/14/2022
Annual Report for Registered Investment Companies
N-CSR
Thursday, 12/1/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 11/28/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 10/7/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Wednesday, 8/17/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Tuesday, 8/16/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Thursday, 5/26/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 5/26/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 2/23/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
EFFECT
Monday, 1/24/2022
Notice of Effectiveness
N-2/A
Friday, 1/21/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 1/18/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CEN
Tuesday, 12/14/2021
Annual Report for Registered Investment Companies
N-2
Tuesday, 12/7/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-CSR
Monday, 11/29/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 11/24/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 10/14/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Thursday, 8/26/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Monday, 8/16/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
497AD
Wednesday, 7/21/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 7/20/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-CSRS
Wednesday, 5/26/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 5/26/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
CERT
Tuesday, 3/30/2021
Certification by an exchange approving securities for listing
8-A12B
Friday, 3/26/2021
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Wednesday, 3/24/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 3/23/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 2/25/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 2/24/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
NPORT-P
Wednesday, 2/24/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-2/A
Tuesday, 2/2/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Tuesday, 2/2/2021
Notice of Effectiveness
N-2/A
Monday, 2/1/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 1/25/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Friday, 12/18/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
POS EX
Monday, 12/7/2020
Post-effective amendment filed solely to add exhibits to a registration statement
N-CEN
Friday, 12/4/2020
Annual Report for Registered Investment Companies
N-CSR
Wednesday, 12/2/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 11/27/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 10/15/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Wednesday, 10/7/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
NPORT-P
Tuesday, 8/11/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Monday, 8/3/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Thursday, 6/11/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NPORT-P
Thursday, 5/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Tuesday, 5/26/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
497
Tuesday, 3/3/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Tuesday, 2/25/2020
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 2/14/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Friday, 1/17/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Friday, 1/17/2020
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 1/3/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
486BPOS
Friday, 1/3/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CEN/A
Monday, 12/16/2019
Annual Report for Registered Investment Companies
N-CSR/A
Friday, 12/6/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-CEN
Wednesday, 12/4/2019
Annual Report for Registered Investment Companies
N-CSR
Monday, 12/2/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Tuesday, 11/26/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Friday, 11/15/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Friday, 11/15/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Friday, 11/15/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Thursday, 11/14/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 11/14/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Monday, 8/19/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Tuesday, 8/13/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Friday, 5/24/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
497
Thursday, 3/28/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 3/28/2019
Post-effective amendment filed solely to add exhibits to a registration statement
EFFECT
Tuesday, 3/12/2019
Notice of Effectiveness
CORRESP
Thursday, 3/7/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 3/7/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Thursday, 3/7/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-Q
Wednesday, 2/20/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-2/A
Wednesday, 1/23/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 1/22/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CEN
Wednesday, 12/12/2018
Annual Report for Registered Investment Companies
N-CSR
Friday, 12/7/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Monday, 10/15/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Monday, 10/1/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-Q
Monday, 8/27/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Monday, 8/27/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Wednesday, 6/6/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 5/30/2018
Semi-annual report for management companies filed on Form N-SAR
N-Q
Wednesday, 2/28/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 2/1/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Thursday, 12/7/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 11/29/2017
Annual report for management companies filed on Form N-SAR
497
Wednesday, 9/27/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
AW
Tuesday, 9/26/2017
Withdrawal of amendment to a registration statement filed under the Securities Act
EFFECT
Tuesday, 9/26/2017
Notice of Effectiveness
N-2/A
Monday, 9/25/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
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Ownership (164)

SC 13G/A
Tuesday, 2/13/2024
Karpus Management, Inc.: Major Shareholders
SC 13G
Thursday, 2/8/2024
Eagle Point Credit Management LLC: Major Shareholders
3
Wednesday, 1/3/2024
Meyers William T.: Initial statement of beneficial ownership of securities
4
Wednesday, 12/13/2023
Flynn Kimberly Ann: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/13/2023
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/13/2023
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/13/2023
McCulloch Benjamin: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/6/2023
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/6/2023
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Thursday, 11/16/2023
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Thursday, 11/16/2023
Spence John Yogi: Statement of changes in beneficial ownership of securities
3
Tuesday, 10/3/2023
Roessler Randi Jean: Initial statement of beneficial ownership of securities
5
Monday, 10/2/2023
Uhl Theodore: Annual statement of changes in beneficial ownership of securities
4
Wednesday, 7/26/2023
Spence John Yogi: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2023
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Monday, 2/13/2023
Eagle Point Credit Management LLC: Major Shareholders
4
Friday, 12/23/2022
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/15/2022
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/15/2022
Spence John Yogi: Statement of changes in beneficial ownership of securities
5
Tuesday, 11/15/2022
Jones Scott C: Annual statement of changes in beneficial ownership of securities
4
Monday, 11/14/2022
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Monday, 11/14/2022
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 11/9/2022
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/9/2022
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 11/9/2022
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 11/9/2022
Spence John Yogi: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 11/9/2022
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/9/2022
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Friday, 11/4/2022
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Friday, 11/4/2022
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Friday, 9/23/2022
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Friday, 9/2/2022
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Monday, 8/22/2022
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Monday, 4/11/2022
McCulloch Benjamin: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/14/2022
Karpus Management, Inc.: Major Shareholders
5/A
Friday, 1/7/2022
Spence John Yogi: Annual statement of changes in beneficial ownership of securities
4
Monday, 12/20/2021
Spence John Yogi: Statement of changes in beneficial ownership of securities
5
Monday, 12/20/2021
FRANKLIN PHILIP G: Annual statement of changes in beneficial ownership of securities
5
Monday, 12/20/2021
Jones Scott C: Annual statement of changes in beneficial ownership of securities
5
Friday, 12/17/2021
McCulloch Benjamin: Annual statement of changes in beneficial ownership of securities
5
Friday, 12/17/2021
Brombach Theodore J: Annual statement of changes in beneficial ownership of securities
5/A
Friday, 12/17/2021
Spence John Yogi: Annual statement of changes in beneficial ownership of securities
4
Thursday, 12/9/2021
McGarrity John P: Statement of changes in beneficial ownership of securities
3
Monday, 9/20/2021
Eagle Point Credit Management LLC: Initial statement of beneficial ownership of securities
SC 13D
Monday, 9/20/2021
Eagle Point Credit Management LLC: Major Shareholders
4
Tuesday, 7/27/2021
McCulloch Benjamin: Statement of changes in beneficial ownership of securities
4
Thursday, 7/22/2021
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/21/2021
Spence John Yogi: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 4/22/2021
Eagle Point Credit Management LLC: Major Shareholders
SC 13G
Friday, 4/9/2021
Karpus Management, Inc.: Major Shareholders
5
Monday, 12/7/2020
Spence John Yogi: Annual statement of changes in beneficial ownership of securities
5
Thursday, 12/3/2020
Jones Scott C: Annual statement of changes in beneficial ownership of securities
5
Wednesday, 12/2/2020
FRANKLIN PHILIP G: Annual statement of changes in beneficial ownership of securities
3
Thursday, 4/16/2020
Gleason Sean Michael: Initial statement of beneficial ownership of securities
4
Wednesday, 3/25/2020
FRANKLIN PHILIP G: Statement of changes in beneficial ownership of securities
4
Monday, 3/23/2020
Gordon Andrew David: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/18/2020
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
McGarrity John P: Statement of changes in beneficial ownership of securities
4/A
Friday, 3/13/2020
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Thursday, 3/12/2020
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/10/2020
Jones Scott C: Statement of changes in beneficial ownership of securities
3
Monday, 3/9/2020
mullins derek jason: Initial statement of beneficial ownership of securities
3
Friday, 3/6/2020
Boger Maegan Gallagher: Initial statement of beneficial ownership of securities
4
Friday, 3/6/2020
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/21/2020
McCulloch Benjamin: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 1/14/2020
Brombach Theodore J: Statement of changes in beneficial ownership of securities
5
Monday, 1/13/2020
Jones Scott C: Annual statement of changes in beneficial ownership of securities
4
Monday, 1/13/2020
Brombach Theodore J: Statement of changes in beneficial ownership of securities
5
Monday, 1/13/2020
Spence John Yogi: Annual statement of changes in beneficial ownership of securities
3
Monday, 12/9/2019
McCulloch Benjamin: Initial statement of beneficial ownership of securities
4
Wednesday, 4/3/2019
Dingens Gregory: Statement of changes in beneficial ownership of securities
4
Friday, 1/18/2019
Jones Scott C: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/15/2019
Basmadjian Lauren Michelle: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/26/2018
Jones Scott C: Statement of changes in beneficial ownership of securities
4
Friday, 12/21/2018
Spence John Yogi: Statement of changes in beneficial ownership of securities
5
Tuesday, 12/4/2018
Jones Scott C: Annual statement of changes in beneficial ownership of securities
4
Tuesday, 11/6/2018
Dingens Gregory: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/30/2018
FRANKLIN PHILIP G: Statement of changes in beneficial ownership of securities
4
Friday, 10/12/2018
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Friday, 10/12/2018
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Thursday, 10/11/2018
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Thursday, 10/11/2018
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/9/2018
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/9/2018
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/9/2018
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Friday, 10/5/2018
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Friday, 10/5/2018
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Thursday, 10/4/2018
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Thursday, 10/4/2018
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/3/2018
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/3/2018
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/2/2018
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/2/2018
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Monday, 10/1/2018
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Monday, 10/1/2018
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Friday, 9/28/2018
Brombach Theodore J: Statement of changes in beneficial ownership of securities
4
Friday, 9/28/2018
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/26/2018
Spence John Yogi: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/26/2018
Brombach Theodore J: Statement of changes in beneficial ownership of securities
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Prospectus (23)

424B2
Friday, 2/9/2024
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Friday, 2/2/2024
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Friday, 2/2/2024
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Wednesday, 7/6/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Wednesday, 6/29/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 6/28/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B8
Thursday, 2/24/2022
Prospectus filed pursuant to Rule 424(b)(8)
424B2
Friday, 2/11/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 12/2/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 9/9/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Monday, 8/23/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 7/22/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 7/20/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B3
Tuesday, 4/13/2021
Prospectus filed pursuant to Rule 424(b)(3)
424B2
Wednesday, 3/31/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 3/25/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Wednesday, 3/24/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Tuesday, 3/23/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Friday, 2/26/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Wednesday, 2/24/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Monday, 2/8/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B5
Monday, 12/7/2020
Prospectus filed pursuant to Rule 424(b)(5)
424B3
Thursday, 10/1/2020
Prospectus filed pursuant to Rule 424(b)(3)
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Proxies (17)

DEFA14A
Wednesday, 12/20/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 12/20/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 12/20/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 12/5/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 12/1/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 11/17/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 11/8/2023
Definitive proxy statements
DEFA14A
Thursday, 10/26/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Thursday, 10/26/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 5/12/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 5/5/2023
Definitive proxy statements
DEF 14A
Wednesday, 4/13/2022
Definitive proxy statements
DEF 14A
Thursday, 4/15/2021
Definitive proxy statements
DEFA14A
Wednesday, 4/29/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/8/2020
Definitive proxy statements
DEF 14A
Tuesday, 4/9/2019
Definitive proxy statements
DEF 14A
Friday, 7/13/2018
Definitive proxy statements
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