X0306 4/A 2020-04-03 2020-04-07 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001683568 FELENSTEIN CRAIG 96 MORTON STREET 9TH FLOOR NEW YORK NY 10014 0 1 0 0 Chief Financial Officer Common Stock 2020-04-03 4 M 0 7440 0 A 56393 D Common Stock 2020-04-03 4 F 0 2461 3.70 D 53932 D Common Stock 2020-04-03 4 A 0 12498 0 A 66430 D Common Stock 2020-04-03 4 F 0 4200 3.70 D 62230 D Restricted Stock Units Common Stock 6492 6492 D Restricted Stock Units 2020-04-03 4 M 0 7440 0 D Common Stock 7440 0 D Stock Options (Right to Buy) 9.47 Common Stock 200000 200000 D Restricted Stock Units Common Stock 9005 9005 D Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. The options vest annually pro rata over a four-year period. The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Amendment is filed solely to correct the dates of the transactions listed herein. /s/ John J. Wolfel, Attorney-in-Fact for Craig Felenstein 2020-07-08