CION Ares Diversified Credit Fund

Related Filers (640)

Other (173)

40-APP/A
Wednesday, 2/7/2024
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-23C3A
Friday, 12/8/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17G
Wednesday, 11/22/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Wednesday, 11/22/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Friday, 9/8/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSRS
Friday, 9/1/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 8/29/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Thursday, 8/17/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
CORRESP
Monday, 8/7/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Wednesday, 7/12/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
D
Tuesday, 6/13/2023
Exempt (Private) Offering
N-23C3A
Friday, 6/9/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Tuesday, 5/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-2
Monday, 5/1/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
24F-2NT
Friday, 3/31/2023
Rule 24F-2 notice filed on Form 24F-2
N-CEN
Thursday, 3/16/2023
Annual Report for Registered Investment Companies
N-23C3A
Friday, 3/10/2023
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSR
Friday, 3/10/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 2/24/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Friday, 12/9/2022
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Wednesday, 11/23/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 11/18/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C3A
Friday, 9/9/2022
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSRS
Friday, 9/2/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-APP/A
Thursday, 9/1/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
NPORT-P
Monday, 8/29/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Friday, 8/26/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-APP
Friday, 7/15/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-23C3A
Friday, 6/10/2022
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Tuesday, 5/31/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
486BPOS
Friday, 4/29/2022
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
24F-2NT
Wednesday, 3/30/2022
Rule 24F-2 notice filed on Form 24F-2
N-CEN
Wednesday, 3/16/2022
Annual Report for Registered Investment Companies
N-23C3A
Friday, 3/11/2022
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSR
Thursday, 3/10/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 3/1/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
D
Wednesday, 1/12/2022
Exempt (Private) Offering
N-23C3A
Friday, 12/10/2021
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
40-17G
Tuesday, 11/30/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Friday, 11/26/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
D
Wednesday, 10/13/2021
Exempt (Private) Offering
N-23C3A
Friday, 9/10/2021
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSRS
Tuesday, 9/7/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Monday, 8/30/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Thursday, 8/26/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Friday, 6/11/2021
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Thursday, 5/27/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
486BPOS
Friday, 4/30/2021
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CEN
Friday, 3/12/2021
Annual Report for Registered Investment Companies
N-23C3A
Friday, 3/12/2021
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSR
Friday, 3/5/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 2/25/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
CORRESP
Thursday, 1/7/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Friday, 12/11/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C3A
Friday, 12/11/2020
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Monday, 11/30/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS/A
Thursday, 10/15/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
486BPOS
Thursday, 10/15/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-23C3A
Friday, 9/11/2020
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CSRS
Tuesday, 9/1/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Wednesday, 8/26/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Tuesday, 8/4/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Thursday, 7/30/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-23C3A
Friday, 6/12/2020
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
NPORT-P
Friday, 5/29/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Friday, 5/29/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Wednesday, 4/22/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497J
Friday, 4/3/2020
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
486BPOS
Tuesday, 3/31/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-23C3A
Friday, 3/13/2020
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-CEN
Thursday, 3/12/2020
Annual Report for Registered Investment Companies
N-CSR
Friday, 3/6/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
497J
Wednesday, 3/4/2020
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
486BPOS
Friday, 2/28/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
NPORT-P
Wednesday, 2/5/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
486APOS
Friday, 1/31/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Wednesday, 1/29/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
486BPOS
Monday, 1/27/2020
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-CEN
Tuesday, 1/14/2020
Annual Report for Registered Investment Companies
N-CSR
Friday, 1/3/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 12/19/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C3A
Friday, 12/13/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
486APOS
Wednesday, 11/27/2019
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Tuesday, 11/26/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Thursday, 10/31/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 10/31/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 10/31/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 10/31/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 10/31/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NPORT-EX
Friday, 9/27/2019
Portfolio Holdings Exhibit to Form N-PORT
N-23C3A
Friday, 9/13/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
497
Tuesday, 9/3/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Friday, 8/30/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
486APOS
Friday, 8/30/2019
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
EFFECT
Friday, 8/30/2019
Notice of Effectiveness
N-PX
Tuesday, 8/6/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
486APOS
Wednesday, 7/10/2019
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(a) (this filing cannot be submitted as a 1940 Act only filing)
N-CSRS
Tuesday, 7/2/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C3A
Friday, 6/14/2019
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
N-Q
Thursday, 3/28/2019
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
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Ownership (73)

SC 13G/A
Wednesday, 2/14/2024
Apollo Management Holdings GP, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/13/2024
Sun Life Assurance Co of Canada: Major Shareholders
SC 13G/A
Tuesday, 2/13/2024
SUN LIFE FINANCIAL INC: Major Shareholders
SC 13G/A
Friday, 2/9/2024
Prosperity Asset Management, LLC: Major Shareholders
SC 13G/A
Thursday, 2/8/2024
THRIVENT FINANCIAL FOR LUTHERANS: Major Shareholders
3
Thursday, 1/4/2024
Smith Michael Lewis: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 9/7/2023
GUARDIAN LIFE INSURANCE CO OF AMERICA: Major Shareholders
SC 13G
Friday, 6/30/2023
NORTHWESTERN MUTUAL LIFE INSURANCE CO: Major Shareholders
SC 13G
Friday, 6/16/2023
PRINCIPAL LIFE INSURANCE CO: Major Shareholders
SC 13G/A
Monday, 6/5/2023
Apollo Management Holdings GP, LLC: Major Shareholders
4
Monday, 6/5/2023
ATHENE ANNUITY & LIFE ASSURANCE Co: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2023
Athene Annuity & Life Co: Statement of changes in beneficial ownership of securities
4
Friday, 6/2/2023
THRIVENT FINANCIAL FOR LUTHERANS: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2023
Apollo Management Holdings GP, LLC: Major Shareholders
SC 13G
Monday, 2/13/2023
THRIVENT FINANCIAL FOR LUTHERANS: Major Shareholders
SC 13G
Monday, 2/13/2023
THRIVENT FINANCIAL FOR LUTHERANS: Major Shareholders
SC 13G
Friday, 2/10/2023
Prosperity Asset Management, LLC: Major Shareholders
3
Friday, 8/19/2022
Orr Elaine: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 2/15/2022
GUARDIAN LIFE INSURANCE CO OF AMERICA: Major Shareholders
SC 13G/A
Monday, 2/14/2022
Sun Life Assurance Co of Canada: Major Shareholders
SC 13G/A
Monday, 2/14/2022
SUN LIFE FINANCIAL INC: Major Shareholders
3
Friday, 1/14/2022
PRINCIPAL LIFE INSURANCE CO: Initial statement of beneficial ownership of securities
4
Tuesday, 1/11/2022
Athene Annuity & Life Co: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 1/11/2022
Apollo Management Holdings GP, LLC: Major Shareholders
4
Friday, 1/7/2022
THRIVENT FINANCIAL FOR LUTHERANS: Statement of changes in beneficial ownership of securities
3/A
Wednesday, 12/22/2021
THRIVENT FINANCIAL FOR LUTHERANS: Initial statement of beneficial ownership of securities
SC 13G
Friday, 10/8/2021
Voya Financial, Inc.: Major Shareholders
SC 13G
Friday, 10/8/2021
THRIVENT FINANCIAL FOR LUTHERANS: Major Shareholders
3
Friday, 10/8/2021
THRIVENT FINANCIAL FOR LUTHERANS: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 10/4/2021
SUN LIFE FINANCIAL INC: Major Shareholders
SC 13G/A
Monday, 10/4/2021
Sun Life Assurance Co of Canada: Major Shareholders
4
Monday, 10/4/2021
SUN LIFE FINANCIAL INC: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 8/10/2021
Apollo Management Holdings GP, LLC: Major Shareholders
SC 13G
Monday, 8/2/2021
Sun Life Assurance Co of Canada: Major Shareholders
3
Monday, 8/2/2021
ATHENE ANNUITY & LIFE ASSURANCE Co: Initial statement of beneficial ownership of securities
3
Monday, 8/2/2021
SUN LIFE FINANCIAL INC: Initial statement of beneficial ownership of securities
SC 13G
Monday, 8/2/2021
SUN LIFE FINANCIAL INC: Major Shareholders
3
Tuesday, 5/11/2021
Morgan Lisa A: Initial statement of beneficial ownership of securities
3
Monday, 11/16/2020
Perlowitz Jeffrey A.: Initial statement of beneficial ownership of securities
4
Friday, 4/17/2020
CION Ares Management, LLC: Statement of changes in beneficial ownership of securities
4
Monday, 7/29/2019
CION Ares Management, LLC: Statement of changes in beneficial ownership of securities
3
Tuesday, 6/11/2019
Sagati Aghili Naseem: Initial statement of beneficial ownership of securities
4
Friday, 12/21/2018
CION Ares Management, LLC: Statement of changes in beneficial ownership of securities
3
Tuesday, 11/27/2018
Atherton John R: Initial statement of beneficial ownership of securities
3
Monday, 11/19/2018
Early Kevin: Initial statement of beneficial ownership of securities
3
Thursday, 10/25/2018
Dennis Michael: Initial statement of beneficial ownership of securities
3
Thursday, 10/25/2018
Jacobson Blair: Initial statement of beneficial ownership of securities
3
Tuesday, 10/16/2018
Fitzgerald Ian: Initial statement of beneficial ownership of securities
4
Monday, 11/6/2017
CION Ares Management, LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/10/2017
CION Ares Management, LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/10/2017
CION Ares Management, LLC: Statement of changes in beneficial ownership of securities
3
Monday, 7/10/2017
KRIEGER MIRIAM G: Initial statement of beneficial ownership of securities
4
Tuesday, 2/14/2017
CION Ares Management, LLC: Statement of changes in beneficial ownership of securities
3
Thursday, 12/1/2016
Reisner Michael A: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Schill Gregory Michael: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
SACHS DAVID A: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Pretlow Paula B: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Shaw John Joseph: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
CION Ares Management, LLC: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Dell Anthony S: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
WEINER MICHAEL D: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Yosowitz Mark R: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Lem Scott C: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Bloomstein Joshua M: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
SPECTOR BRUCE H: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
KOOPER KEITH: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
ROLL PENELOPE F: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Hall Daniel J: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
HUNT JAMES KELSO: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
FEINGOLD ANTON: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Goldstein Mitchell S: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Gatto Mark: Initial statement of beneficial ownership of securities
3
Thursday, 12/1/2016
Margolies Gregory A: Initial statement of beneficial ownership of securities
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Proxies (6)

DEFA14A
Thursday, 4/23/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 4/17/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 4/1/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 2/5/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 1/30/2020
Definitive proxy statements
PRE 14A
Friday, 1/3/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition
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