LM FUNDING AMERICA, INC.
Related Filers (40)
- Rodgers Bruce M. (21)
- Graham Andrew L. (13)
- Gould Carollinn (10)
- Duran Ryan H (10)
- Craven House Capital North America LLC (8)
- Peter Gyllenhammar AB (8)
- Russell Richard D. (8)
- McCree Douglas I. (7)
- User-Friendly Phone Book, LLC (6)
- MINT CAPITAL ADVISORS LTD (5)
- CVI Investments, Inc. (4)
- Mills Frederick J (4)
- Weclew Stephen (3)
- Gordon Aaron (3)
- Sigety C. Birge (3)
- TRABER MARTIN A (3)
- BARD ASSOCIATES INC (3)
- BZ Industrial Ltd (3)
- Hudson Bay Capital Management LP (3)
- Rodgers Joel E. Sr. (3)
- Silcox Frank Charles (3)
- CGR63, LLC (2)
- Galaris Sean (2)
- The Nasdaq Stock Market LLC (2)
- Akers R. Dean (2)
- User-Friendly Holding, LLC (2)
- BIGGER CAPITAL FUND L P (2)
- SeaStar Medical Holding Corp (2)
- L1 Capital Global Opportunities Master Fund, Ltd. (2)
- Borqs Technologies, Inc. (2)
- Custodian Ventures LLC. (2)
- Eva Pacific PTY LTD (2)
- AGN HOLDINGS LTD (2)
- Caravel CAD Fund Ltd. (2)
- Zhang Tian (2)
- BAYFIELD EQUITY PARTNERS LTD (2)
- Pajak Mark J (1)
- Thomson Group International LLC (1)
- Han Xueyuan (1)
- FOLEY & LARDNER/ FA (1)
- Show More ...
Financials (44)
10-Q
Tuesday, 11/14/2023
Quarterly Report for period ending 2023-09-30
10-Q
Monday, 8/14/2023
Quarterly Report for period ending 2023-06-30
10-Q
Monday, 5/15/2023
Quarterly Report for period ending 2023-03-31
10-K/A
Friday, 4/28/2023
Annual Report for period ending 2022-12-31
10-K
Friday, 3/31/2023
Annual Report for period ending 2022-12-31
10-Q
Thursday, 11/17/2022
Quarterly Report for period ending 2022-09-30
NT 10-Q
Monday, 11/14/2022
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2022-09-30
10-Q
Wednesday, 8/17/2022
Quarterly Report for period ending 2022-06-30
NT 10-Q
Tuesday, 8/16/2022
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2022-06-30
10-Q
Monday, 5/16/2022
Quarterly Report for period ending 2022-03-31
10-K/A
Monday, 5/2/2022
Annual Report for period ending 2021-12-31
10-K
Thursday, 3/31/2022
Annual Report for period ending 2021-12-31
10-Q
Monday, 11/15/2021
Quarterly Report for period ending 2021-09-30
10-Q
Monday, 8/16/2021
Quarterly Report for period ending 2021-06-30
10-Q
Friday, 5/14/2021
Quarterly Report for period ending 2021-03-31
10-K/A
Friday, 4/30/2021
Annual Report for period ending 2020-12-31
10-K
Wednesday, 3/31/2021
Annual Report for period ending 2020-12-31
10-Q
Monday, 11/16/2020
Quarterly Report for period ending 2020-09-30
10-Q
Friday, 8/7/2020
Quarterly Report for period ending 2020-06-30
NT 10-Q
Monday, 5/18/2020
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2020-03-31
10-Q
Monday, 5/18/2020
Quarterly Report for period ending 2020-03-31
10-K
Tuesday, 4/14/2020
Annual Report for period ending 2019-12-31
NT 10-K
Tuesday, 3/31/2020
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2019-12-31
10-Q
Thursday, 11/14/2019
Quarterly Report for period ending 2019-09-30
10-Q
Wednesday, 8/14/2019
Quarterly Report for period ending 2019-06-30
10-Q
Wednesday, 5/15/2019
Quarterly Report for period ending 2019-03-31
10-K
Tuesday, 4/16/2019
Annual Report for period ending 2018-12-31
NT 10-K
Monday, 4/1/2019
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2018-12-31
10-Q
Wednesday, 11/14/2018
Quarterly Report for period ending 2018-09-30
10-Q
Tuesday, 8/14/2018
Quarterly Report for period ending 2018-06-30
10-Q
Monday, 5/14/2018
Quarterly Report for period ending 2018-03-31
10-K
Tuesday, 4/17/2018
Annual Report for period ending 2017-12-31
NT 10-K
Tuesday, 4/3/2018
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2017-12-31
10-Q
Tuesday, 11/14/2017
Quarterly Report for period ending 2017-09-30
10-Q
Monday, 8/21/2017
Quarterly Report for period ending 2017-06-30
NT 10-Q
Tuesday, 8/15/2017
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2017-06-30
10-Q
Monday, 5/15/2017
Quarterly Report for period ending 2017-03-31
10-K/A
Tuesday, 4/4/2017
Annual Report for period ending 2016-12-31
10-K
Friday, 3/31/2017
Annual Report for period ending 2016-12-31
10-Q
Monday, 11/14/2016
Quarterly Report for period ending 2016-09-30
10-Q
Monday, 8/15/2016
Quarterly Report for period ending 2016-06-30
10-Q
Monday, 5/16/2016
Quarterly Report for period ending 2016-03-31
10-K
Wednesday, 3/30/2016
Annual Report for period ending 2015-12-31
10-Q
Thursday, 12/3/2015
Quarterly Report for period ending 2015-09-30
News (113)
8-K
Thursday, 2/15/2024
Current report filing
8-K
Thursday, 1/18/2024
Current report filing
8-K
Thursday, 1/18/2024
Current report filing
8-K
Thursday, 12/28/2023
Current report filing
8-K
Wednesday, 11/15/2023
Current report filing
8-K
Monday, 11/13/2023
Current report filing
8-K
Wednesday, 10/18/2023
Current report filing
8-K
Friday, 10/13/2023
Current report filing
8-K
Thursday, 9/21/2023
Current report filing
8-K
Monday, 9/11/2023
Current report filing
8-K
Monday, 8/14/2023
Current report filing
8-K
Wednesday, 7/12/2023
Current report filing
8-K
Tuesday, 6/27/2023
Current report filing
8-K
Tuesday, 6/6/2023
Current report filing
8-K
Monday, 5/15/2023
Current report filing
8-K/A
Monday, 5/15/2023
Current report filing
8-K
Wednesday, 4/26/2023
Current report filing
8-K
Monday, 4/17/2023
Current report filing
8-K
Friday, 3/31/2023
Current report filing
8-K
Thursday, 3/2/2023
Current report filing
8-K
Tuesday, 1/3/2023
Current report filing
8-K
Friday, 12/16/2022
Current report filing
8-K
Friday, 11/18/2022
Current report filing
8-K
Friday, 11/18/2022
Current report filing
8-K
Thursday, 11/3/2022
Current report filing
8-K
Tuesday, 9/13/2022
Current report filing
8-K
Thursday, 9/8/2022
Current report filing
8-K
Wednesday, 8/17/2022
Current report filing
8-K
Wednesday, 8/3/2022
Current report filing
8-K
Monday, 6/27/2022
Current report filing
8-K
Monday, 5/16/2022
Current report filing
8-K
Friday, 2/4/2022
Current report filing
8-K
Tuesday, 12/28/2021
Current report filing
8-K/A
Tuesday, 12/14/2021
Current report filing
8-K
Monday, 12/13/2021
Current report filing
8-K
Monday, 12/13/2021
Current report filing
8-K
Tuesday, 12/7/2021
Current report filing
8-K
Wednesday, 11/10/2021
Current report filing
8-K
Monday, 11/1/2021
Current report filing
8-K
Wednesday, 10/20/2021
Current report filing
8-K/A
Friday, 10/8/2021
Current report filing
8-K
Wednesday, 10/6/2021
Current report filing
8-K
Wednesday, 9/15/2021
Current report filing
8-K
Monday, 8/16/2021
Current report filing
8-K
Friday, 5/14/2021
Current report filing
8-K
Thursday, 5/6/2021
Current report filing
8-K
Wednesday, 3/3/2021
Current report filing
8-K
Tuesday, 2/16/2021
Current report filing
8-K
Thursday, 2/11/2021
Current report filing
8-K
Friday, 1/29/2021
Current report filing
8-K
Monday, 1/25/2021
Current report filing
8-K
Friday, 1/8/2021
Current report filing
8-K
Monday, 12/21/2020
Current report filing
8-K
Monday, 10/26/2020
Current report filing
8-K
Friday, 10/2/2020
Current report filing
8-K
Thursday, 10/1/2020
Current report filing
8-K
Tuesday, 8/18/2020
Current report filing
8-K
Monday, 7/20/2020
Current report filing
8-K
Tuesday, 7/7/2020
Current report filing
8-K
Thursday, 6/25/2020
Current report filing
8-K
Monday, 6/22/2020
Current report filing
8-K
Wednesday, 5/13/2020
Current report filing
8-K
Tuesday, 3/31/2020
Current report filing
8-K
Friday, 3/27/2020
Current report filing
8-K
Monday, 3/23/2020
Current report filing
8-K
Friday, 3/20/2020
Current report filing
8-K
Friday, 1/10/2020
Current report filing
8-K
Wednesday, 1/8/2020
Current report filing
8-K
Thursday, 1/2/2020
Current report filing
8-K
Tuesday, 10/1/2019
Current report filing
8-K
Wednesday, 8/14/2019
Current report filing
8-K
Thursday, 5/16/2019
Current report filing
8-K
Wednesday, 4/24/2019
Current report filing
8-K
Tuesday, 4/16/2019
Current report filing
8-K
Monday, 4/8/2019
Current report filing
8-K/A
Friday, 3/29/2019
Current report filing
8-K
Thursday, 1/17/2019
Current report filing
8-K
Thursday, 12/20/2018
Current report filing
8-K
Wednesday, 11/14/2018
Current report filing
8-K
Wednesday, 11/14/2018
Current report filing
8-K
Monday, 11/5/2018
Current report filing
8-K
Tuesday, 10/23/2018
Current report filing
8-K/A
Tuesday, 10/16/2018
Current report filing
8-K
Tuesday, 10/16/2018
Current report filing
8-K
Wednesday, 9/5/2018
Current report filing
8-K
Tuesday, 8/14/2018
Current report filing
8-K
Monday, 7/23/2018
Current report filing
8-K
Wednesday, 7/11/2018
Current report filing
8-K/A
Monday, 5/21/2018
Current report filing
8-K
Monday, 5/14/2018
Current report filing
8-K
Wednesday, 4/25/2018
Current report filing
8-K
Tuesday, 4/3/2018
Current report filing
8-K/A
Friday, 3/2/2018
Current report filing
8-K
Friday, 3/2/2018
Current report filing
8-K
Thursday, 2/1/2018
Current report filing
8-K
Thursday, 1/4/2018
Current report filing
8-K
Friday, 12/22/2017
Current report filing
8-K
Tuesday, 12/12/2017
Current report filing
8-K
Friday, 12/1/2017
Current report filing
8-K
Thursday, 8/24/2017
Current report filing
Other (21)
ARS
Monday, 9/25/2023
Annual report to security holders
CORRESP
Monday, 10/18/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 10/18/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Monday, 10/18/2021
Notice of Effectiveness
CORRESP
Tuesday, 10/12/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 10/12/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Monday, 8/16/2021
Notice of Effectiveness
CORRESP
Thursday, 8/12/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
25-NSE
Wednesday, 10/21/2020
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
EFFECT
Friday, 8/14/2020
Notice of Effectiveness
CORRESP
Thursday, 8/13/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 8/13/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Monday, 10/29/2018
Notice of Effectiveness
CORRESP
Monday, 10/29/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 10/29/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 10/22/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
25-NSE
Monday, 12/7/2015
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
8-A12B
Thursday, 10/22/2015
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERTNAS
Thursday, 10/22/2015
None
EFFECT
Wednesday, 10/21/2015
Notice of Effectiveness
CORRESP
Tuesday, 10/20/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
Ownership (161)
4
Friday, 2/16/2024
Duran Ryan H: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 2/7/2024
AGN HOLDINGS LTD: Major Shareholders
4
Friday, 2/2/2024
Duran Ryan H: Statement of changes in beneficial ownership of securities
4
Thursday, 1/18/2024
Duran Ryan H: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2024
Duran Ryan H: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 12/22/2023
MINT CAPITAL ADVISORS LTD: Major Shareholders
SC 13D/A
Monday, 12/18/2023
Eva Pacific PTY LTD: Major Shareholders
SC 13D/A
Tuesday, 12/12/2023
BAYFIELD EQUITY PARTNERS LTD: Major Shareholders
SC 13D/A
Monday, 11/27/2023
MINT CAPITAL ADVISORS LTD: Major Shareholders
SC 13D
Friday, 10/6/2023
MINT CAPITAL ADVISORS LTD: Major Shareholders
3
Thursday, 10/5/2023
MINT CAPITAL ADVISORS LTD: Initial statement of beneficial ownership of securities
4
Wednesday, 9/20/2023
Duran Ryan H: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 7/17/2023
Rodgers Bruce M.: Major Shareholders
SC 13D
Monday, 7/10/2023
Russell Richard D.: Major Shareholders
4/A
Monday, 5/15/2023
Duran Ryan H: Statement of changes in beneficial ownership of securities
4/A
Monday, 5/15/2023
Russell Richard D.: Statement of changes in beneficial ownership of securities
4/A
Monday, 5/15/2023
Rodgers Bruce M.: Statement of changes in beneficial ownership of securities
4
Monday, 4/24/2023
Rodgers Bruce M.: Statement of changes in beneficial ownership of securities
4
Monday, 4/24/2023
Russell Richard D.: Statement of changes in beneficial ownership of securities
4
Monday, 4/24/2023
Duran Ryan H: Statement of changes in beneficial ownership of securities
4
Friday, 4/14/2023
Graham Andrew L.: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 3/9/2023
Rodgers Bruce M.: Major Shareholders
5
Tuesday, 2/14/2023
Rodgers Bruce M.: Annual statement of changes in beneficial ownership of securities
4
Tuesday, 1/3/2023
Gould Carollinn: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/3/2023
McCree Douglas I.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/3/2023
Silcox Frank Charles: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/3/2023
Graham Andrew L.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/3/2023
Mills Frederick J: Statement of changes in beneficial ownership of securities
4
Monday, 12/5/2022
Zhang Tian: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 11/28/2022
FOLEY & LARDNER/ FA: Major Shareholders
3
Wednesday, 11/23/2022
Zhang Tian: Initial statement of beneficial ownership of securities
4
Tuesday, 11/22/2022
Rodgers Bruce M.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/22/2022
Russell Richard D.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2022
SeaStar Medical Holding Corp: Statement of changes in beneficial ownership of securities
SC 13D
Thursday, 9/8/2022
Rodgers Bruce M.: Major Shareholders
4
Friday, 6/17/2022
McCree Douglas I.: Statement of changes in beneficial ownership of securities
4
Monday, 6/13/2022
Graham Andrew L.: Statement of changes in beneficial ownership of securities
4
Monday, 5/23/2022
Graham Andrew L.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/16/2022
Russell Richard D.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/16/2022
Rodgers Bruce M.: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/14/2022
Caravel CAD Fund Ltd.: Major Shareholders
SC 13G/A
Friday, 2/4/2022
Hudson Bay Capital Management LP: Major Shareholders
SC 13G
Wednesday, 11/3/2021
MINT CAPITAL ADVISORS LTD: Major Shareholders
4
Monday, 11/1/2021
Duran Ryan H: Statement of changes in beneficial ownership of securities
4
Monday, 11/1/2021
Rodgers Joel E. Sr.: Statement of changes in beneficial ownership of securities
4
Monday, 11/1/2021
Graham Andrew L.: Statement of changes in beneficial ownership of securities
4
Monday, 11/1/2021
Mills Frederick J: Statement of changes in beneficial ownership of securities
4
Monday, 11/1/2021
Rodgers Bruce M.: Statement of changes in beneficial ownership of securities
4
Monday, 11/1/2021
McCree Douglas I.: Statement of changes in beneficial ownership of securities
4
Monday, 11/1/2021
Silcox Frank Charles: Statement of changes in beneficial ownership of securities
4
Monday, 11/1/2021
Gould Carollinn: Statement of changes in beneficial ownership of securities
4
Monday, 11/1/2021
Russell Richard D.: Statement of changes in beneficial ownership of securities
SC 13D
Friday, 10/29/2021
Eva Pacific PTY LTD: Major Shareholders
SC 13D
Friday, 10/29/2021
AGN HOLDINGS LTD: Major Shareholders
SC 13D
Friday, 10/29/2021
BAYFIELD EQUITY PARTNERS LTD: Major Shareholders
SC 13G
Tuesday, 10/26/2021
Caravel CAD Fund Ltd.: Major Shareholders
SC 13D/A
Monday, 10/18/2021
Custodian Ventures LLC.: Major Shareholders
SC 13D
Thursday, 7/29/2021
Custodian Ventures LLC.: Major Shareholders
SC 13G/A
Tuesday, 2/16/2021
CVI Investments, Inc.: Major Shareholders
SC 13D/A
Thursday, 2/11/2021
Borqs Technologies, Inc.: Major Shareholders
SC 13D
Thursday, 2/11/2021
Borqs Technologies, Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/10/2021
Hudson Bay Capital Management LP: Major Shareholders
SC 13G/A
Tuesday, 2/9/2021
L1 Capital Global Opportunities Master Fund, Ltd.: Major Shareholders
3
Wednesday, 2/3/2021
Silcox Frank Charles: Initial statement of beneficial ownership of securities
3
Monday, 1/25/2021
LMF Acquisition Opportunities Inc: Initial statement of beneficial ownership of securities
SC 13D/A
Friday, 1/15/2021
User-Friendly Phone Book, LLC: Major Shareholders
SC 13D/A
Friday, 10/23/2020
BZ Industrial Ltd: Major Shareholders
SC 13G/A
Thursday, 10/8/2020
BIGGER CAPITAL FUND L P: Major Shareholders
SC 13G/A
Tuesday, 9/29/2020
Peter Gyllenhammar AB: Major Shareholders
SC 13G/A
Tuesday, 9/22/2020
Peter Gyllenhammar AB: Major Shareholders
SC 13G/A
Thursday, 9/3/2020
Peter Gyllenhammar AB: Major Shareholders
SC 13G/A
Wednesday, 9/2/2020
Peter Gyllenhammar AB: Major Shareholders
SC 13G/A
Friday, 8/28/2020
Peter Gyllenhammar AB: Major Shareholders
SC 13G
Thursday, 8/27/2020
Peter Gyllenhammar AB: Major Shareholders
SC 13G
Wednesday, 8/26/2020
Peter Gyllenhammar AB: Major Shareholders
SC 13G/A
Wednesday, 8/26/2020
Peter Gyllenhammar AB: Major Shareholders
SC 13G
Tuesday, 8/25/2020
BIGGER CAPITAL FUND L P: Major Shareholders
SC 13D
Tuesday, 8/25/2020
Craven House Capital North America LLC: Major Shareholders
4
Monday, 8/24/2020
User-Friendly Holding, LLC: Statement of changes in beneficial ownership of securities
SC 13D
Monday, 8/24/2020
User-Friendly Phone Book, LLC: Major Shareholders
SC 13D/A
Monday, 8/24/2020
User-Friendly Phone Book, LLC: Major Shareholders
3
Monday, 8/24/2020
User-Friendly Holding, LLC: Initial statement of beneficial ownership of securities
SC 13G
Monday, 8/24/2020
L1 Capital Global Opportunities Master Fund, Ltd.: Major Shareholders
SC 13D/A
Monday, 8/24/2020
User-Friendly Phone Book, LLC: Major Shareholders
SC 13G
Monday, 8/24/2020
CVI Investments, Inc.: Major Shareholders
3
Wednesday, 4/15/2020
Han Xueyuan: Initial statement of beneficial ownership of securities
3
Wednesday, 4/15/2020
BZ Industrial Ltd: Initial statement of beneficial ownership of securities
SC 13D
Wednesday, 4/15/2020
BZ Industrial Ltd: Major Shareholders
SC 13D
Friday, 10/11/2019
Thomson Group International LLC: Major Shareholders
4
Wednesday, 8/28/2019
Craven House Capital North America LLC: Statement of changes in beneficial ownership of securities
SC 13D
Wednesday, 8/28/2019
Craven House Capital North America LLC: Major Shareholders
SC 13D
Wednesday, 8/28/2019
Craven House Capital North America LLC: Major Shareholders
4
Tuesday, 8/20/2019
McCree Douglas I.: Statement of changes in beneficial ownership of securities
SC 13D
Friday, 6/7/2019
Craven House Capital North America LLC: Major Shareholders
4
Friday, 6/7/2019
Craven House Capital North America LLC: Statement of changes in beneficial ownership of securities
SC 13D
Monday, 6/3/2019
Craven House Capital North America LLC: Major Shareholders
SC 13G/A
Thursday, 2/14/2019
CVI Investments, Inc.: Major Shareholders
SC 13G
Monday, 2/4/2019
Hudson Bay Capital Management LP: Major Shareholders
3
Thursday, 1/24/2019
Pajak Mark J: Initial statement of beneficial ownership of securities
4
Tuesday, 12/4/2018
Mills Frederick J: Statement of changes in beneficial ownership of securities
Prospectus (32)
424B5
Monday, 6/26/2023
Prospectus filed pursuant to Rule 424(b)(5)
S-8
Monday, 1/24/2022
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B4
Monday, 10/18/2021
Prospectus filed pursuant to Rule 424(b)(4)
S-1MEF
Monday, 10/18/2021
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-1
S-1/A
Friday, 10/8/2021
General form of registration statement for all companies including face-amount certificate companies
S-1
Thursday, 9/9/2021
General form of registration statement for all companies including face-amount certificate companies
S-3
Friday, 7/30/2021
Registration statement for specified transactions by certain issuers
424B4
Tuesday, 8/18/2020
Prospectus filed pursuant to Rule 424(b)(4)
S-1/A
Wednesday, 8/12/2020
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 8/3/2020
General form of registration statement for all companies including face-amount certificate companies
S-1
Wednesday, 7/22/2020
General form of registration statement for all companies including face-amount certificate companies
424B4
Wednesday, 10/31/2018
Prospectus filed pursuant to Rule 424(b)(4)
S-1MEF
Tuesday, 10/30/2018
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-1
S-1/A
Tuesday, 10/23/2018
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 10/22/2018
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 10/17/2018
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 10/17/2018
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 10/9/2018
General form of registration statement for all companies including face-amount certificate companies
S-1
Wednesday, 9/5/2018
General form of registration statement for all companies including face-amount certificate companies
RW
Wednesday, 7/25/2018
Registration Withdrawal Request
S-1
Tuesday, 5/22/2018
General form of registration statement for all companies including face-amount certificate companies
424B3
Friday, 8/19/2016
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 5/13/2016
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 4/29/2016
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Thursday, 1/21/2016
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Thursday, 12/3/2015
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 10/23/2015
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Tuesday, 9/29/2015
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 8/27/2015
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 8/7/2015
General form of registration statement for all companies including face-amount certificate companies
S-1
Thursday, 6/25/2015
General form of registration statement for all companies including face-amount certificate companies
DRS
Monday, 5/4/2015
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
Proxies (26)
DEFA14A
Tuesday, 9/26/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 9/25/2023
Definitive proxy statements
DEF 14A
Monday, 9/25/2023
Definitive proxy statements
PRER14A
Friday, 9/15/2023
Preliminary revised proxy soliciting materials
PRE 14A
Monday, 9/11/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 11/28/2022
Definitive proxy statements
DEFA14A
Monday, 12/6/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 11/17/2021
Definitive proxy statements
PRE 14A
Friday, 11/5/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 4/15/2020
Definitive proxy statements
DEFA14A
Friday, 3/27/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 3/23/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Tuesday, 3/17/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 3/5/2019
Definitive proxy statements
PRE 14A
Tuesday, 2/12/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 8/7/2018
Definitive proxy statements
PRER14A
Thursday, 7/26/2018
Preliminary revised proxy soliciting materials
DEFA14A
Monday, 7/23/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Thursday, 6/7/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 5/21/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 4/3/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14C
Wednesday, 1/31/2018
Definitive information statements
PRER14C
Wednesday, 1/10/2018
Preliminary revised information statements
PRE 14C
Thursday, 1/4/2018
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 5/1/2017
Definitive proxy statements
DEF 14A
Friday, 4/29/2016
Definitive proxy statements