Stellus Capital Investment Corp

Related Filers (45)

Financials (44)

10-Q
Tuesday, 11/7/2023
Quarterly Report for period ending 2023-09-30
10-Q
Wednesday, 8/9/2023
Quarterly Report for period ending 2023-06-30
10-Q
Tuesday, 5/9/2023
Quarterly Report for period ending 2023-03-31
10-K
Tuesday, 2/28/2023
Annual Report for period ending 2022-12-31
10-Q
Thursday, 11/3/2022
Quarterly Report for period ending 2022-09-30
10-Q
Wednesday, 8/3/2022
Quarterly Report for period ending 2022-06-30
10-Q
Wednesday, 5/11/2022
Quarterly Report for period ending 2022-03-31
10-K
Tuesday, 3/1/2022
Annual Report for period ending 2021-12-31
10-Q
Thursday, 10/28/2021
Quarterly Report for period ending 2021-09-30
10-Q
Monday, 8/2/2021
Quarterly Report for period ending 2021-06-30
10-Q
Thursday, 5/6/2021
Quarterly Report for period ending 2021-03-31
10-K
Thursday, 3/4/2021
Annual Report for period ending 2020-12-31
10-Q
Friday, 10/30/2020
Quarterly Report for period ending 2020-09-30
10-Q
Friday, 7/31/2020
Quarterly Report for period ending 2020-06-30
10-Q
Monday, 5/11/2020
Quarterly Report for period ending 2020-03-31
10-K
Tuesday, 3/3/2020
Annual Report for period ending 2019-12-31
10-Q
Thursday, 11/7/2019
Quarterly Report for period ending 2019-09-30
10-Q
Friday, 8/9/2019
Quarterly Report for period ending 2019-06-30
10-Q
Friday, 5/10/2019
Quarterly Report for period ending 2019-03-31
10-K
Wednesday, 3/6/2019
Annual Report for period ending 2018-12-31
10-Q
Wednesday, 11/7/2018
Quarterly Report for period ending 2018-09-30
10-Q
Wednesday, 8/8/2018
Quarterly Report for period ending 2018-06-30
10-Q
Tuesday, 5/8/2018
Quarterly Report for period ending 2018-03-31
10-K
Tuesday, 3/6/2018
Annual Report for period ending 2017-12-31
10-Q
Thursday, 11/9/2017
Quarterly Report for period ending 2017-09-30
10-Q
Thursday, 8/3/2017
Quarterly Report for period ending 2017-06-30
10-Q
Thursday, 5/4/2017
Quarterly Report for period ending 2017-03-31
10-K
Thursday, 3/9/2017
Annual Report for period ending 2016-12-31
10-Q
Thursday, 11/3/2016
Quarterly Report for period ending 2016-09-30
10-Q
Thursday, 8/4/2016
Quarterly Report for period ending 2016-06-30
10-Q
Thursday, 5/5/2016
Quarterly Report for period ending 2016-03-31
10-K
Thursday, 3/3/2016
Annual Report for period ending 2015-12-31
10-Q
Friday, 11/6/2015
Quarterly Report for period ending 2015-09-30
10-Q
Friday, 8/7/2015
Quarterly Report for period ending 2015-06-30
10-Q
Friday, 5/8/2015
Quarterly Report for period ending 2015-03-31
10-K
Monday, 3/9/2015
Annual Report for period ending 2014-12-31
10-Q
Thursday, 11/6/2014
Quarterly Report for period ending 2014-09-30
10-Q
Monday, 8/11/2014
Quarterly Report for period ending 2014-06-30
10-Q
Thursday, 5/8/2014
Quarterly Report for period ending 2014-03-31
10-K
Thursday, 3/6/2014
Annual Report for period ending 2013-12-31
10-Q
Tuesday, 11/12/2013
Quarterly Report for period ending 2013-09-30
10-Q
Tuesday, 8/6/2013
Quarterly Report for period ending 2013-06-30
10-Q
Thursday, 5/9/2013
Quarterly Report for period ending 2013-03-31
10-K
Monday, 3/11/2013
Annual Report for period ending 2012-12-31
Show More

News (37)

8-K
Wednesday, 11/22/2023
Current report filing
8-K
Monday, 8/14/2023
Current report filing
8-K
Thursday, 6/22/2023
Current report filing
8-K
Monday, 8/29/2022
Current report filing
8-K
Friday, 6/24/2022
Current report filing
8-K
Thursday, 5/19/2022
Current report filing
8-K
Wednesday, 12/22/2021
Current report filing
8-K
Tuesday, 12/14/2021
Current report filing
8-K
Tuesday, 11/16/2021
Current report filing
8-K
Monday, 11/15/2021
Current report filing
8-K
Friday, 6/25/2021
Current report filing
8-K
Thursday, 1/14/2021
Current report filing
8-K
Wednesday, 1/13/2021
Current report filing
8-K
Tuesday, 1/12/2021
Current report filing
8-K
Monday, 9/21/2020
Current report filing
8-K
Wednesday, 7/8/2020
Current report filing
8-K
Friday, 6/26/2020
Current report filing
8-K
Monday, 5/18/2020
Current report filing
8-K
Tuesday, 4/21/2020
Current report filing
8-K
Wednesday, 9/18/2019
Current report filing
8-K
Wednesday, 8/21/2019
Current report filing
8-K
Friday, 7/26/2019
Current report filing
8-K
Monday, 7/2/2018
Current report filing
8-K
Friday, 4/6/2018
Current report filing
8-K
Tuesday, 11/7/2017
Current report filing
8-K
Friday, 10/13/2017
Current report filing
8-K
Monday, 8/21/2017
Current report filing
8-K
Thursday, 5/25/2017
Current report filing
8-K
Friday, 9/2/2016
Current report filing
8-K
Thursday, 6/30/2016
Current report filing
8-K
Wednesday, 7/1/2015
Current report filing
8-K
Tuesday, 11/25/2014
Current report filing
8-K
Wednesday, 7/9/2014
Current report filing
8-K
Monday, 4/28/2014
Current report filing
8-K
Tuesday, 11/12/2013
Current report filing
8-K
Tuesday, 7/30/2013
Current report filing
8-K
Wednesday, 5/22/2013
Current report filing
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Other (131)

40-17G
Friday, 11/17/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Tuesday, 11/15/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Monday, 8/22/2022
Notice of Effectiveness
CORRESP
Monday, 8/22/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 8/19/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 8/19/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Friday, 6/17/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
APP ORDR
Monday, 5/9/2022
None
APP NTC
Monday, 4/11/2022
None
40-APP/A
Wednesday, 4/6/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 3/21/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 2/18/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497AD
Friday, 11/12/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Tuesday, 11/9/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP
Thursday, 8/12/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
25-NSE
Tuesday, 2/16/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-23C-2
Wednesday, 1/13/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
POS EX
Monday, 1/11/2021
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Monday, 1/11/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 1/11/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Monday, 11/23/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Wednesday, 4/15/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Tuesday, 2/18/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Friday, 11/22/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Monday, 9/9/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497
Monday, 9/9/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Friday, 6/21/2019
Notice of Effectiveness
CORRESP
Thursday, 6/20/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 6/20/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Thursday, 6/20/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Monday, 4/29/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 4/3/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS EX
Monday, 3/18/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497
Monday, 3/18/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Friday, 3/15/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 3/14/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Thursday, 3/14/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 3/14/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
APP ORDR
Tuesday, 12/4/2018
None
40-17G
Thursday, 11/8/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
APP NTC
Wednesday, 11/7/2018
None
40-APP/A
Tuesday, 9/18/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Friday, 6/29/2018
Notice of Effectiveness
POS 8C
Thursday, 6/28/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS 8C
Wednesday, 6/27/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Wednesday, 6/27/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Monday, 5/14/2018
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 4/27/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 4/27/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 4/6/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Tuesday, 12/19/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Monday, 11/13/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Friday, 11/3/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
25-NSE
Wednesday, 9/20/2017
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
POS EX
Wednesday, 8/23/2017
Post-effective amendment filed solely to add exhibits to a registration statement
497
Wednesday, 8/23/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Monday, 8/21/2017
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Monday, 8/21/2017
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-23C-2
Monday, 8/21/2017
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Thursday, 8/17/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 8/17/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 8/17/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 8/16/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 8/16/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Thursday, 4/6/2017
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 4/6/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 4/5/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 4/4/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 4/4/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-2/A
Monday, 4/3/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Monday, 4/3/2017
Notice of Effectiveness
CORRESP
Monday, 4/3/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 4/3/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 2/21/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Tuesday, 2/21/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Thursday, 11/10/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Monday, 11/9/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Friday, 12/12/2014
Notice of Effectiveness
POS 8C
Thursday, 12/11/2014
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Friday, 11/7/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS 8C
Wednesday, 10/8/2014
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
497
Friday, 8/15/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
APP ORDR
Tuesday, 8/12/2014
None
APP NTC
Thursday, 7/17/2014
None
40-APP/A
Wednesday, 7/9/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Thursday, 6/5/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Thursday, 6/5/2014
Post-effective amendment filed solely to add exhibits to a registration statement
POS EX
Friday, 5/2/2014
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Friday, 5/2/2014
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Wednesday, 4/30/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 4/30/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Tuesday, 4/29/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Monday, 4/28/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-APP/A
Wednesday, 4/2/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Thursday, 1/30/2014
Notice of Effectiveness
N-2/A
Wednesday, 1/29/2014
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP
Thursday, 12/12/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-2/A
Wednesday, 12/4/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Friday, 11/8/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
APP ORDR
Wednesday, 10/30/2013
None
Show More

Ownership (114)

4
Wednesday, 6/22/2022
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/21/2022
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/21/2022
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/18/2022
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Friday, 12/17/2021
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/15/2021
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4/A
Friday, 12/18/2020
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4/A
Friday, 12/18/2020
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Friday, 12/18/2020
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Thursday, 9/24/2020
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/2/2020
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Thursday, 8/6/2020
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Friday, 6/12/2020
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Thursday, 5/21/2020
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2020
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Monday, 3/23/2020
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Monday, 3/23/2020
Arnoult J Tim: Statement of changes in beneficial ownership of securities
4
Friday, 3/20/2020
Davis Joshua T.: Statement of changes in beneficial ownership of securities
4
Friday, 3/20/2020
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/18/2020
Davis Joshua T.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/17/2020
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Friday, 3/13/2020
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/11/2020
Arnoult J Tim: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/26/2018
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Friday, 12/21/2018
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Thursday, 12/20/2018
Huskinson W. Todd: Statement of changes in beneficial ownership of securities
4
Thursday, 12/20/2018
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/19/2018
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/14/2018
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Friday, 6/1/2018
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Monday, 3/19/2018
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Monday, 3/19/2018
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Monday, 3/12/2018
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Friday, 3/9/2018
Davis Joshua T.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/20/2017
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Monday, 12/11/2017
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/21/2017
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Thursday, 11/16/2017
Davis Joshua T.: Statement of changes in beneficial ownership of securities
4
Thursday, 11/16/2017
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Thursday, 11/16/2017
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/14/2017
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/12/2017
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/22/2017
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/21/2017
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/13/2017
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/13/2017
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Friday, 5/12/2017
Ladd Robert T.: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 4/10/2017
Advisors Asset Management, Inc.: Major Shareholders
4
Thursday, 3/16/2017
Bilger Bruce R: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/13/2017
Advisors Asset Management, Inc.: Major Shareholders
4
Thursday, 11/10/2016
Ladd Robert T.: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/10/2016
Advisors Asset Management, Inc.: Major Shareholders
4
Tuesday, 12/22/2015
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/22/2015
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Monday, 12/21/2015
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/15/2015
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/15/2015
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Friday, 11/20/2015
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/24/2015
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Friday, 9/4/2015
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/26/2015
LADD ROBERT: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/25/2015
Davis Joshua T.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/19/2015
LADD ROBERT: Statement of changes in beneficial ownership of securities
4
Friday, 8/14/2015
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Friday, 8/14/2015
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Friday, 8/14/2015
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Friday, 8/14/2015
Davis Joshua T.: Statement of changes in beneficial ownership of securities
4
Friday, 6/26/2015
Keglevic Paul: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 5/29/2015
DC Funding SPV 2, L.L.C.: Major Shareholders
4
Friday, 5/29/2015
SHAW DAVID E: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/17/2015
DC Funding SPV 2, L.L.C.: Major Shareholders
SC 13G
Wednesday, 2/11/2015
Advisors Asset Management, Inc.: Major Shareholders
4
Thursday, 12/18/2014
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/9/2014
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Monday, 12/8/2014
Davis Joshua T.: Statement of changes in beneficial ownership of securities
4
Monday, 12/8/2014
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/24/2014
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Thursday, 9/18/2014
Davis Joshua T.: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/17/2014
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Friday, 8/15/2014
SHAW DAVID E: Statement of changes in beneficial ownership of securities
4
Monday, 6/16/2014
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/12/2014
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Thursday, 6/12/2014
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Friday, 3/21/2014
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Friday, 3/21/2014
Davis Joshua T.: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 3/19/2014
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/19/2014
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/19/2014
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 3/18/2014
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/18/2014
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Friday, 3/14/2014
D'Angelo Dean: Statement of changes in beneficial ownership of securities
4
Friday, 3/14/2014
Bilger Bruce R: Statement of changes in beneficial ownership of securities
4
Thursday, 3/13/2014
Ladd Robert T.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/13/2014
Davis Joshua T.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/13/2014
Bilger Bruce R: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/14/2014
DC Funding SPV 2, L.L.C.: Major Shareholders
4
Monday, 9/16/2013
SHAW DAVID E: Statement of changes in beneficial ownership of securities
4
Thursday, 9/12/2013
SHAW DAVID E: Statement of changes in beneficial ownership of securities
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Prospectus (7)

424B2
Friday, 8/11/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Monday, 8/29/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 11/16/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Friday, 11/12/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 1/12/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Monday, 1/11/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Monday, 1/11/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
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Proxies (42)

DEF 14A
Tuesday, 4/25/2023
Definitive proxy statements
PRE 14A
Wednesday, 4/5/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 4/22/2022
Definitive proxy statements
PRE 14A
Friday, 4/1/2022
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 4/23/2021
Definitive proxy statements
PRE 14A
Wednesday, 4/7/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 6/2/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/13/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/13/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 4/16/2020
Definitive proxy statements
PRE 14A
Friday, 3/20/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 6/27/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 6/20/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 6/11/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/21/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/17/2019
Definitive proxy statements
PRE 14A
Wednesday, 4/3/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 6/14/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/6/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 4/27/2018
Definitive proxy statements
PRER14A
Friday, 4/6/2018
Preliminary revised proxy soliciting materials
PRE 14A
Wednesday, 3/14/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 4/7/2017
Definitive proxy statements
PRE 14A
Friday, 3/10/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 4/25/2016
Definitive proxy statements
DFAN14A
Tuesday, 5/26/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Tuesday, 5/26/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/29/2015
Definitive proxy statements
PRE 14A
Tuesday, 3/31/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 6/25/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/25/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 6/13/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 6/12/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 4/29/2014
Definitive proxy statements
PRE 14A
Monday, 3/31/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 7/5/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 6/27/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/22/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/21/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/8/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 4/15/2013
Definitive proxy statements
PRE 14A
Wednesday, 3/20/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition
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