Carlyle Group Inc.

Related Filers (173)

Financials (52)

10-Q
Tuesday, 11/7/2023
Quarterly Report for period ending 2023-09-30
10-Q
Wednesday, 8/2/2023
Quarterly Report for period ending 2023-06-30
10-K/A
Thursday, 5/4/2023
Annual Report for period ending 2022-12-31
10-Q
Thursday, 5/4/2023
Quarterly Report for period ending 2023-03-31
10-K/A
Wednesday, 3/22/2023
Annual Report for period ending 2022-12-31
10-K
Thursday, 2/9/2023
Annual Report for period ending 2022-12-31
10-Q
Tuesday, 11/8/2022
Quarterly Report for period ending 2022-09-30
10-Q
Thursday, 7/28/2022
Quarterly Report for period ending 2022-06-30
10-Q
Thursday, 4/28/2022
Quarterly Report for period ending 2022-03-31
10-K/A
Wednesday, 3/2/2022
Annual Report for period ending 2021-12-31
10-K
Thursday, 2/10/2022
Annual Report for period ending 2021-12-31
10-Q
Thursday, 10/28/2021
Quarterly Report for period ending 2021-09-30
10-Q
Thursday, 7/29/2021
Quarterly Report for period ending 2021-06-30
10-Q
Thursday, 4/29/2021
Quarterly Report for period ending 2021-03-31
10-K/A
Friday, 3/5/2021
Annual Report for period ending 2020-12-31
10-K
Thursday, 2/11/2021
Annual Report for period ending 2020-12-31
10-Q
Thursday, 10/29/2020
Quarterly Report for period ending 2020-09-30
10-Q
Friday, 7/31/2020
Quarterly Report for period ending 2020-06-30
10-Q
Thursday, 4/30/2020
Quarterly Report for period ending 2020-03-31
10-K/A
Monday, 3/2/2020
Annual Report for period ending 2019-12-31
10-K
Wednesday, 2/12/2020
Annual Report for period ending 2019-12-31
10-Q
Thursday, 10/31/2019
Quarterly Report for period ending 2019-09-30
10-Q
Wednesday, 7/31/2019
Quarterly Report for period ending 2019-06-30
10-Q
Wednesday, 5/1/2019
Quarterly Report for period ending 2019-03-31
10-K
Wednesday, 2/13/2019
Annual Report for period ending 2018-12-31
10-Q
Wednesday, 10/31/2018
Quarterly Report for period ending 2018-09-30
10-Q
Wednesday, 8/1/2018
Quarterly Report for period ending 2018-06-30
10-Q
Tuesday, 5/1/2018
Quarterly Report for period ending 2018-03-31
10-K
Thursday, 2/15/2018
Annual Report for period ending 2017-12-31
10-Q
Tuesday, 10/31/2017
Quarterly Report for period ending 2017-09-30
10-Q
Wednesday, 8/2/2017
Quarterly Report for period ending 2017-06-30
10-Q
Wednesday, 5/3/2017
Quarterly Report for period ending 2017-03-31
10-K
Thursday, 2/16/2017
Annual Report for period ending 2016-12-31
10-Q
Thursday, 11/3/2016
Quarterly Report for period ending 2016-09-30
10-Q
Wednesday, 8/3/2016
Quarterly Report for period ending 2016-06-30
10-Q
Wednesday, 5/4/2016
Quarterly Report for period ending 2016-03-31
10-K
Wednesday, 2/24/2016
Annual Report for period ending 2015-12-31
10-Q
Thursday, 11/5/2015
Quarterly Report for period ending 2015-09-30
10-Q
Wednesday, 8/5/2015
Quarterly Report for period ending 2015-06-30
10-Q
Thursday, 5/7/2015
Quarterly Report for period ending 2015-03-31
10-K
Thursday, 2/26/2015
Annual Report for period ending 2014-12-31
10-Q
Thursday, 11/6/2014
Quarterly Report for period ending 2014-09-30
10-Q
Thursday, 8/7/2014
Quarterly Report for period ending 2014-06-30
10-Q
Thursday, 5/8/2014
Quarterly Report for period ending 2014-03-31
10-K
Thursday, 2/27/2014
Annual Report for period ending 2013-12-31
10-Q
Tuesday, 11/12/2013
Quarterly Report for period ending 2013-09-30
10-Q
Monday, 8/12/2013
Quarterly Report for period ending 2013-06-30
10-Q
Tuesday, 5/14/2013
Quarterly Report for period ending 2013-03-31
10-K
Thursday, 3/14/2013
Annual Report for period ending 2012-12-31
10-Q
Tuesday, 11/13/2012
Quarterly Report for period ending 2012-09-30
10-Q
Tuesday, 8/14/2012
Quarterly Report for period ending 2012-06-30
10-Q
Tuesday, 5/22/2012
Quarterly Report for period ending 2012-03-31
Show More

News (110)

8-K
Wednesday, 2/7/2024
Current report filing
8-K
Thursday, 1/18/2024
Current report filing
8-K
Tuesday, 11/7/2023
Current report filing
8-K
Wednesday, 8/2/2023
Current report filing
8-K
Tuesday, 6/20/2023
Current report filing
8-K
Friday, 6/2/2023
Current report filing
8-K
Thursday, 5/4/2023
Current report filing
8-K
Wednesday, 4/26/2023
Current report filing
8-K
Monday, 2/27/2023
Current report filing
8-K
Tuesday, 2/7/2023
Current report filing
8-K
Monday, 2/6/2023
Current report filing
8-K
Tuesday, 11/8/2022
Current report filing
8-K
Monday, 8/8/2022
Current report filing
8-K
Monday, 8/1/2022
Current report filing
8-K
Thursday, 7/28/2022
Current report filing
8-K
Thursday, 7/7/2022
Current report filing
8-K
Wednesday, 6/1/2022
Current report filing
8-K
Monday, 5/2/2022
Current report filing
8-K
Thursday, 4/28/2022
Current report filing
8-K/A
Friday, 4/8/2022
Current report filing
8-K
Monday, 3/21/2022
Current report filing
8-K
Friday, 3/11/2022
Current report filing
8-K
Wednesday, 2/16/2022
Current report filing
8-K
Thursday, 2/3/2022
Current report filing
8-K
Thursday, 10/28/2021
Current report filing
8-K
Thursday, 7/29/2021
Current report filing
8-K/A
Thursday, 7/22/2021
Current report filing
8-K
Tuesday, 6/8/2021
Current report filing
8-K
Tuesday, 6/1/2021
Current report filing
8-K
Tuesday, 5/11/2021
Current report filing
8-K
Wednesday, 5/5/2021
Current report filing
8-K
Thursday, 4/29/2021
Current report filing
8-K
Thursday, 3/4/2021
Current report filing
8-K
Tuesday, 2/23/2021
Current report filing
8-K
Thursday, 2/4/2021
Current report filing
8-K
Friday, 1/8/2021
Current report filing
8-K
Thursday, 10/29/2020
Current report filing
8-K
Friday, 8/21/2020
Current report filing
8-K
Thursday, 7/30/2020
Current report filing
8-K
Tuesday, 7/21/2020
Current report filing
8-K
Thursday, 4/30/2020
Current report filing
8-K
Wednesday, 2/5/2020
Current report filing
8-K
Thursday, 1/2/2020
Current report filing
8-K
Thursday, 10/31/2019
Current report filing
8-K
Thursday, 9/19/2019
Current report filing
8-K
Thursday, 9/5/2019
Current report filing
8-K
Thursday, 9/5/2019
Current report filing
8-K
Wednesday, 7/31/2019
Current report filing
8-K
Wednesday, 5/1/2019
Current report filing
8-K
Tuesday, 3/19/2019
Current report filing
8-K
Wednesday, 2/6/2019
Current report filing
8-K
Tuesday, 1/22/2019
Current report filing
8-K
Wednesday, 10/31/2018
Current report filing
8-K
Monday, 10/15/2018
Current report filing
8-K
Friday, 9/14/2018
Current report filing
8-K
Friday, 9/7/2018
Current report filing
8-K
Friday, 9/7/2018
Current report filing
8-K
Wednesday, 8/1/2018
Current report filing
8-K
Tuesday, 5/1/2018
Current report filing
8-K
Wednesday, 2/7/2018
Current report filing
8-K
Monday, 1/22/2018
Current report filing
8-K
Tuesday, 1/2/2018
Current report filing
8-K
Tuesday, 10/31/2017
Current report filing
8-K
Friday, 10/27/2017
Current report filing
8-K
Wednesday, 9/13/2017
Current report filing
8-K
Thursday, 9/7/2017
Current report filing
8-K
Tuesday, 9/5/2017
Current report filing
8-K
Wednesday, 8/2/2017
Current report filing
8-K
Thursday, 7/6/2017
Current report filing
8-K
Wednesday, 5/3/2017
Current report filing
8-K
Wednesday, 2/8/2017
Current report filing
8-K
Wednesday, 10/26/2016
Current report filing
8-K
Wednesday, 7/27/2016
Current report filing
8-K
Wednesday, 4/27/2016
Current report filing
8-K
Wednesday, 2/10/2016
Current report filing
8-K
Wednesday, 10/28/2015
Current report filing
8-K
Monday, 8/17/2015
Current report filing
8-K
Wednesday, 7/29/2015
Current report filing
8-K
Friday, 6/5/2015
Current report filing
8-K
Monday, 5/11/2015
Current report filing
8-K
Wednesday, 4/29/2015
Current report filing
8-K
Wednesday, 2/11/2015
Current report filing
8-K
Wednesday, 10/29/2014
Current report filing
8-K
Wednesday, 7/30/2014
Current report filing
8-K
Tuesday, 6/3/2014
Current report filing
8-K
Monday, 5/12/2014
Current report filing
8-K
Wednesday, 4/30/2014
Current report filing
8-K
Friday, 3/28/2014
Current report filing
8-K
Monday, 3/10/2014
Current report filing
8-K
Wednesday, 3/5/2014
Current report filing
8-K
Wednesday, 3/5/2014
Current report filing
8-K
Wednesday, 2/19/2014
Current report filing
8-K
Tuesday, 11/26/2013
Current report filing
8-K
Wednesday, 11/6/2013
Current report filing
8-K
Wednesday, 8/7/2013
Current report filing
8-K
Monday, 6/3/2013
Current report filing
8-K
Thursday, 5/9/2013
Current report filing
8-K
Thursday, 3/28/2013
Current report filing
8-K
Monday, 3/25/2013
Current report filing
8-K
Monday, 3/25/2013
Current report filing
Show More

Other (102)

144
Thursday, 2/15/2024
Filing for proposed sale of securities under Rule 144
13F-HR
Friday, 2/2/2024
Initial Quarterly Form 13F Holdings Report filed by institutional managers
144
Friday, 12/15/2023
Filing for proposed sale of securities under Rule 144
13F-HR
Friday, 11/3/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 8/4/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
144
Wednesday, 8/2/2023
Filing for proposed sale of securities under Rule 144
144
Wednesday, 8/2/2023
Filing for proposed sale of securities under Rule 144
144
Wednesday, 8/2/2023
Filing for proposed sale of securities under Rule 144
144
Wednesday, 8/2/2023
Filing for proposed sale of securities under Rule 144
13F-HR
Friday, 5/5/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
ARS
Wednesday, 4/12/2023
Annual report to security holders
13F-HR
Friday, 2/10/2023
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-6B/A
Thursday, 12/1/2022
Application under the Investment Company Act by an employees’ securities company
13F-HR
Thursday, 11/10/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 8/12/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-6B/A
Friday, 5/20/2022
Application under the Investment Company Act by an employees’ securities company
13F-HR
Friday, 5/13/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 2/11/2022
Initial Quarterly Form 13F Holdings Report filed by institutional managers
40-6B
Tuesday, 12/28/2021
Application under the Investment Company Act by an employees’ securities company
13F-HR
Friday, 11/12/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/12/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
8-A12B
Tuesday, 5/18/2021
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERT
Tuesday, 5/18/2021
Certification by an exchange approving securities for listing
13F-HR
Friday, 5/14/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
POSASR
Tuesday, 5/4/2021
Post-effective Amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR
13F-HR
Friday, 2/12/2021
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 11/13/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 8/13/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 5/13/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/13/2020
Initial Quarterly Form 13F Holdings Report filed by institutional managers
15-12B
Monday, 1/13/2020
Notice of termination of registration of a class of securities under Section 12(b)
25-NSE/A
Friday, 1/3/2020
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
25-NSE/A
Friday, 1/3/2020
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
8-A12B/A
Thursday, 1/2/2020
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
25-NSE/A
Thursday, 1/2/2020
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
25-NSE
Tuesday, 12/31/2019
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
13F-HR
Wednesday, 11/13/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
15-12B
Friday, 10/18/2019
Notice of termination of registration of a class of securities under Section 12(b)
25-NSE
Monday, 10/7/2019
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
13F-HR
Tuesday, 8/13/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/13/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 5/13/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 5/13/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 5/13/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/14/2019
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 11/13/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 8/14/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 5/14/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 2/14/2018
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/13/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
CERTNAS
Thursday, 9/14/2017
None
8-A12B
Wednesday, 9/13/2017
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
13F-HR
Friday, 8/11/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
CORRESP
Friday, 5/19/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Thursday, 5/11/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 2/10/2017
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Monday, 11/14/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
CORRESP
Thursday, 10/6/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Wednesday, 8/10/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Friday, 5/13/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/13/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 2/12/2016
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 11/13/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
CORRESP
Friday, 9/11/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 9/11/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Friday, 8/14/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 7/13/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 7/13/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 5/15/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 2/17/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 1/28/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 1/28/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 1/28/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Wednesday, 1/28/2015
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Friday, 11/14/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
EFFECT
Friday, 11/14/2014
Notice of Effectiveness
13F-HR
Thursday, 8/14/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 5/15/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Thursday, 2/27/2014
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR
Friday, 2/14/2014
Initial Quarterly Form 13F Holdings Report filed by institutional managers
EFFECT
Tuesday, 1/21/2014
Notice of Effectiveness
CORRESP
Tuesday, 1/14/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 1/7/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 1/7/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
13F-HR
Thursday, 11/14/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Monday, 8/19/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 8/14/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
EFFECT
Wednesday, 6/26/2013
Notice of Effectiveness
13F-HR
Wednesday, 5/15/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
IRANNOTICE
Tuesday, 5/14/2013
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
IRANNOTICE
Thursday, 3/14/2013
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
13F-HR/A
Tuesday, 2/26/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Thursday, 2/14/2013
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR/A
Tuesday, 11/20/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Wednesday, 11/14/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
13F-HR
Tuesday, 8/14/2012
Initial Quarterly Form 13F Holdings Report filed by institutional managers
8-A12B
Thursday, 5/3/2012
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERTNAS
Thursday, 5/3/2012
None
EFFECT
Wednesday, 5/2/2012
Notice of Effectiveness
CORRESP
Tuesday, 5/1/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
Show More

Ownership (705)

4
Friday, 2/16/2024
SCHWARTZ HARVEY M: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/13/2024
VANGUARD GROUP INC: Major Shareholders
SC 13G/A
Monday, 2/12/2024
HilleVax, Inc.: Major Shareholders
4
Monday, 2/12/2024
Jasper Therapeutics, Inc.: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/12/2024
MORGAN STANLEY: Major Shareholders
SC 13G/A
Monday, 2/12/2024
MKS INSTRUMENTS INC: Major Shareholders
SC 13G/A
Monday, 2/12/2024
Phathom Pharmaceuticals, Inc.: Major Shareholders
SC 13G/A
Monday, 2/12/2024
ZoomInfo Technologies Inc.: Major Shareholders
SC 13D/A
Monday, 2/12/2024
Jasper Therapeutics, Inc.: Major Shareholders
SC 13G
Friday, 2/9/2024
Capital World Investors: Major Shareholders
4
Thursday, 2/8/2024
Ferguson Jeffrey W.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/8/2024
Finn Christopher: Statement of changes in beneficial ownership of securities
4
Thursday, 2/8/2024
Andrews Charles Elliott Jr.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/8/2024
Redett John C.: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 2/7/2024
Adicet Bio, Inc.: Major Shareholders
4
Monday, 2/5/2024
Ferguson Jeffrey W.: Statement of changes in beneficial ownership of securities
4
Monday, 2/5/2024
Finn Christopher: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 1/25/2024
BlackRock Inc.: Major Shareholders
SC 13D/A
Wednesday, 1/3/2024
CommScope Holding Company, Inc.: Major Shareholders
4
Wednesday, 1/3/2024
CommScope Holding Company, Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/19/2023
SCHWARTZ HARVEY M: Statement of changes in beneficial ownership of securities
4
Friday, 12/1/2023
SCHWARTZ HARVEY M: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 10/16/2023
SOLENO THERAPEUTICS INC: Major Shareholders
SC 13D/A
Tuesday, 10/3/2023
SOLENO THERAPEUTICS INC: Major Shareholders
4
Monday, 10/2/2023
CommScope Holding Company, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 10/2/2023
SOLENO THERAPEUTICS INC: Statement of changes in beneficial ownership of securities
3
Monday, 10/2/2023
Redett John C.: Initial statement of beneficial ownership of securities
SC 13G
Friday, 9/22/2023
Complete Solaria, Inc.: Major Shareholders
SC 13D/A
Thursday, 9/14/2023
Carlyle Credit Income Fund: Major Shareholders
4
Thursday, 9/14/2023
Carlyle Credit Income Fund: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 8/30/2023
Carlyle Credit Income Fund: Major Shareholders
4
Wednesday, 8/30/2023
Carlyle Credit Income Fund: Statement of changes in beneficial ownership of securities
4
Friday, 8/25/2023
SCHWARTZ HARVEY M: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 8/18/2023
SOLENO THERAPEUTICS INC: Major Shareholders
SC 13D/A
Friday, 8/18/2023
eFFECTOR Therapeutics, Inc.: Major Shareholders
4
Thursday, 8/3/2023
Buser Curtis L.: Statement of changes in beneficial ownership of securities
4
Thursday, 8/3/2023
Finn Christopher: Statement of changes in beneficial ownership of securities
4
Thursday, 8/3/2023
Larson Bruce M.: Statement of changes in beneficial ownership of securities
4
Thursday, 8/3/2023
Andrews Charles Elliott Jr.: Statement of changes in beneficial ownership of securities
4
Thursday, 8/3/2023
Ferguson Jeffrey W.: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 8/2/2023
Vera Therapeutics, Inc.: Major Shareholders
SC 13D/A
Monday, 7/17/2023
Carlyle Credit Income Fund: Major Shareholders
4
Wednesday, 7/5/2023
CommScope Holding Company, Inc.: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 7/5/2023
Vera Therapeutics, Inc.: Major Shareholders
3
Monday, 6/5/2023
Cherwoo Sharda: Initial statement of beneficial ownership of securities
4
Monday, 6/5/2023
Cherwoo Sharda: Statement of changes in beneficial ownership of securities
4
Thursday, 5/25/2023
SCHWARTZ HARVEY M: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 5/10/2023
SOLENO THERAPEUTICS INC: Major Shareholders
4
Wednesday, 5/10/2023
MKS INSTRUMENTS INC: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2023
SOLENO THERAPEUTICS INC: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 5/9/2023
Reneo Pharmaceuticals, Inc.: Major Shareholders
4
Wednesday, 5/3/2023
ORDAN MARK S: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/3/2023
ROBERTSON THOMAS S: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/3/2023
FITT LAWTON W: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/3/2023
SHAW WILLIAM JOSEPH: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/3/2023
WELTERS ANTHONY: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/3/2023
Rice Derica W: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/3/2023
FILLER LINDA: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/3/2023
HANCE JAMES H JR: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 4/13/2023
Vera Therapeutics, Inc.: Major Shareholders
SC 13D/A
Thursday, 4/13/2023
EXICURE, INC.: Major Shareholders
4
Tuesday, 4/4/2023
CommScope Holding Company, Inc.: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 3/9/2023
Phathom Pharmaceuticals, Inc.: Major Shareholders
4
Friday, 3/3/2023
SCHWARTZ HARVEY M: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 2/23/2023
SPRUCE BIOSCIENCES, INC.: Major Shareholders
3
Friday, 2/17/2023
SCHWARTZ HARVEY M: Initial statement of beneficial ownership of securities
4
Friday, 2/17/2023
SCHWARTZ HARVEY M: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/13/2023
Capital World Investors: Major Shareholders
SC 13G/A
Friday, 2/10/2023
ZoomInfo Technologies Inc.: Major Shareholders
SC 13G/A
Friday, 2/10/2023
Vaxcyte, Inc.: Major Shareholders
SC 13G/A
Friday, 2/10/2023
Rubenstein David M.: Major Shareholders
SC 13G/A
Friday, 2/10/2023
HilleVax, Inc.: Major Shareholders
4
Thursday, 2/9/2023
Ferguson Jeffrey W.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/9/2023
Larson Bruce M.: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/9/2023
VANGUARD GROUP INC: Major Shareholders
4
Thursday, 2/9/2023
Finn Christopher: Statement of changes in beneficial ownership of securities
4
Thursday, 2/9/2023
CLARE PETER J: Statement of changes in beneficial ownership of securities
4
Thursday, 2/9/2023
Buser Curtis L.: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/8/2023
MORGAN STANLEY: Major Shareholders
4
Friday, 2/3/2023
Larson Bruce M.: Statement of changes in beneficial ownership of securities
4
Friday, 2/3/2023
Buser Curtis L.: Statement of changes in beneficial ownership of securities
4
Friday, 2/3/2023
Andrews Charles Elliott Jr.: Statement of changes in beneficial ownership of securities
4
Friday, 2/3/2023
Finn Christopher: Statement of changes in beneficial ownership of securities
4
Friday, 2/3/2023
Ferguson Jeffrey W.: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 1/31/2023
Jasper Therapeutics, Inc.: Major Shareholders
4
Tuesday, 1/31/2023
Jasper Therapeutics, Inc.: Statement of changes in beneficial ownership of securities
SC 13D
Monday, 1/23/2023
Vertical Capital Income Fund: Major Shareholders
3
Monday, 1/23/2023
Vertical Capital Income Fund: Initial statement of beneficial ownership of securities
4
Tuesday, 1/3/2023
CommScope Holding Company, Inc.: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 12/20/2022
SOLENO THERAPEUTICS INC: Major Shareholders
SC 13G
Monday, 8/29/2022
MKS INSTRUMENTS INC: Major Shareholders
3
Monday, 8/29/2022
MKS INSTRUMENTS INC: Initial statement of beneficial ownership of securities
4
Friday, 8/19/2022
Vera Therapeutics, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/17/2022
ZoomInfo Technologies Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 8/15/2022
ZoomInfo Technologies Inc.: Statement of changes in beneficial ownership of securities
3
Thursday, 8/11/2022
eFFECTOR Therapeutics, Inc.: Initial statement of beneficial ownership of securities
SC 13D/A
Thursday, 8/11/2022
Reneo Pharmaceuticals, Inc.: Major Shareholders
3
Thursday, 8/11/2022
Jasper Therapeutics, Inc.: Initial statement of beneficial ownership of securities
SC 13D/A
Thursday, 8/11/2022
Vera Therapeutics, Inc.: Major Shareholders
SC 13D/A
Thursday, 8/11/2022
EXICURE, INC.: Major Shareholders
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Prospectus (59)

S-8
Friday, 6/16/2023
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3ASR
Wednesday, 3/22/2023
Automatic shelf registration statement of securities of well-known seasoned issuers
S-8
Monday, 2/13/2023
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Friday, 1/20/2023
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B3
Monday, 8/1/2022
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 6/22/2022
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 3/21/2022
Prospectus filed pursuant to Rule 424(b)(3)
424B5
Monday, 6/7/2021
Prospectus filed pursuant to Rule 424(b)(5)
FWP
Friday, 6/4/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B5
Friday, 6/4/2021
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 5/6/2021
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Tuesday, 5/4/2021
Prospectus filed pursuant to Rule 424(b)(5)
FWP
Tuesday, 5/4/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-8
Thursday, 2/11/2021
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Wednesday, 2/12/2020
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3ASR
Wednesday, 2/12/2020
Automatic shelf registration statement of securities of well-known seasoned issuers
S-8 POS
Thursday, 1/2/2020
Post-effective amendment to a S-8 registration statement
S-8 POS
Thursday, 1/2/2020
Post-effective amendment to a S-8 registration statement
S-8 POS
Thursday, 1/2/2020
Post-effective amendment to a S-8 registration statement
S-8 POS
Thursday, 1/2/2020
Post-effective amendment to a S-8 registration statement
S-8 POS
Thursday, 1/2/2020
Post-effective amendment to a S-8 registration statement
S-8 POS
Thursday, 1/2/2020
Post-effective amendment to a S-8 registration statement
S-8 POS
Thursday, 1/2/2020
Post-effective amendment to a S-8 registration statement
S-8 POS
Thursday, 1/2/2020
Post-effective amendment to a S-8 registration statement
S-8
Wednesday, 2/13/2019
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Thursday, 2/15/2018
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B5
Friday, 9/8/2017
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Wednesday, 9/6/2017
Prospectus filed pursuant to Rule 424(b)(5)
S-3ASR
Wednesday, 9/6/2017
Automatic shelf registration statement of securities of well-known seasoned issuers
FWP
Wednesday, 9/6/2017
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-8
Thursday, 2/16/2017
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Wednesday, 2/24/2016
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B2
Wednesday, 6/3/2015
Prospectus filed pursuant to Rule 424(b)(2)
S-3ASR
Monday, 6/1/2015
Automatic shelf registration statement of securities of well-known seasoned issuers
424B5
Monday, 6/1/2015
Prospectus filed pursuant to Rule 424(b)(5)
S-8
Thursday, 2/26/2015
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3
Wednesday, 10/29/2014
Registration statement for specified transactions by certain issuers
424B4
Thursday, 3/6/2014
Prospectus filed pursuant to Rule 424(b)(4)
S-3
Monday, 3/3/2014
Registration statement for specified transactions by certain issuers
S-3ASR
Monday, 3/3/2014
Automatic shelf registration statement of securities of well-known seasoned issuers
RW
Monday, 3/3/2014
Registration Withdrawal Request
S-8
Thursday, 2/27/2014
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3
Wednesday, 12/18/2013
Registration statement for specified transactions by certain issuers
424B3
Thursday, 6/27/2013
Prospectus filed pursuant to Rule 424(b)(3)
S-3/A
Friday, 6/21/2013
Registration statement for specified transactions by certain issuers
424B7
Friday, 6/7/2013
Prospectus filed pursuant to Rule 424(b)(7)
S-3ASR
Monday, 6/3/2013
Automatic shelf registration statement of securities of well-known seasoned issuers
S-1
Friday, 4/26/2013
General form of registration statement for all companies including face-amount certificate companies
S-8
Thursday, 3/14/2013
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B4
Friday, 5/4/2012
Prospectus filed pursuant to Rule 424(b)(4)
S-8
Wednesday, 5/2/2012
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-1/A
Monday, 4/16/2012
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 4/10/2012
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 4/3/2012
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 3/15/2012
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 2/14/2012
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 1/10/2012
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Monday, 11/7/2011
General form of registration statement for all companies including face-amount certificate companies
S-1
Tuesday, 9/6/2011
General form of registration statement for all companies including face-amount certificate companies
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Proxies (9)

DEFA14A
Wednesday, 4/26/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/12/2023
Definitive proxy statements
DEFA14A
Wednesday, 4/12/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Tuesday, 3/28/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 5/26/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/13/2022
Definitive proxy statements
DEFA14A
Wednesday, 4/13/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 4/14/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/14/2021
Definitive proxy statements
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