FIDUS INVESTMENT Corp

Related Filers (21)

Financials (50)

10-Q
Thursday, 11/2/2023
Quarterly Report for period ending 2023-09-30
10-Q
Thursday, 8/3/2023
Quarterly Report for period ending 2023-06-30
10-Q
Thursday, 5/4/2023
Quarterly Report for period ending 2023-03-31
10-K
Thursday, 3/2/2023
Annual Report for period ending 2022-12-31
10-Q
Thursday, 11/3/2022
Quarterly Report for period ending 2022-09-30
10-Q
Thursday, 8/4/2022
Quarterly Report for period ending 2022-06-30
10-Q
Thursday, 5/5/2022
Quarterly Report for period ending 2022-03-31
10-K
Thursday, 3/3/2022
Annual Report for period ending 2021-12-31
10-Q
Thursday, 11/4/2021
Quarterly Report for period ending 2021-09-30
10-Q
Thursday, 8/5/2021
Quarterly Report for period ending 2021-06-30
10-Q
Thursday, 5/6/2021
Quarterly Report for period ending 2021-03-31
10-K
Thursday, 2/25/2021
Annual Report for period ending 2020-12-31
10-Q
Thursday, 10/29/2020
Quarterly Report for period ending 2020-09-30
10-Q
Thursday, 8/6/2020
Quarterly Report for period ending 2020-06-30
10-Q
Thursday, 4/30/2020
Quarterly Report for period ending 2020-03-31
10-K
Thursday, 2/27/2020
Annual Report for period ending 2019-12-31
10-Q
Thursday, 10/31/2019
Quarterly Report for period ending 2019-09-30
10-Q
Thursday, 8/1/2019
Quarterly Report for period ending 2019-06-30
10-Q
Thursday, 5/2/2019
Quarterly Report for period ending 2019-03-31
10-K
Thursday, 2/28/2019
Annual Report for period ending 2018-12-31
10-Q
Thursday, 11/1/2018
Quarterly Report for period ending 2018-09-30
10-Q
Thursday, 8/2/2018
Quarterly Report for period ending 2018-06-30
10-Q
Thursday, 5/3/2018
Quarterly Report for period ending 2018-03-31
10-K
Thursday, 3/1/2018
Annual Report for period ending 2017-12-31
10-Q
Thursday, 11/2/2017
Quarterly Report for period ending 2017-09-30
10-Q
Thursday, 8/3/2017
Quarterly Report for period ending 2017-06-30
10-Q
Thursday, 5/4/2017
Quarterly Report for period ending 2017-03-31
10-K
Thursday, 3/2/2017
Annual Report for period ending 2016-12-31
10-Q
Thursday, 11/3/2016
Quarterly Report for period ending 2016-09-30
10-Q
Thursday, 8/4/2016
Quarterly Report for period ending 2016-06-30
10-Q
Thursday, 5/5/2016
Quarterly Report for period ending 2016-03-31
10-K
Thursday, 3/3/2016
Annual Report for period ending 2015-12-31
10-Q
Thursday, 11/5/2015
Quarterly Report for period ending 2015-09-30
10-Q
Thursday, 8/6/2015
Quarterly Report for period ending 2015-06-30
10-Q
Thursday, 5/7/2015
Quarterly Report for period ending 2015-03-31
10-K
Thursday, 3/5/2015
Annual Report for period ending 2014-12-31
10-Q
Thursday, 11/6/2014
Quarterly Report for period ending 2014-09-30
10-Q
Thursday, 8/7/2014
Quarterly Report for period ending 2014-06-30
10-Q
Thursday, 5/8/2014
Quarterly Report for period ending 2014-03-31
10-K
Thursday, 3/6/2014
Annual Report for period ending 2013-12-31
10-Q
Thursday, 11/7/2013
Quarterly Report for period ending 2013-09-30
10-Q
Thursday, 8/1/2013
Quarterly Report for period ending 2013-06-30
10-Q
Thursday, 5/2/2013
Quarterly Report for period ending 2013-03-31
10-K
Thursday, 3/7/2013
Annual Report for period ending 2012-12-31
10-Q
Thursday, 11/1/2012
Quarterly Report for period ending 2012-09-30
10-Q
Thursday, 8/2/2012
Quarterly Report for period ending 2012-06-30
10-Q
Thursday, 5/3/2012
Quarterly Report for period ending 2012-03-31
10-K
Thursday, 3/8/2012
Annual Report for period ending 2011-12-31
10-Q
Thursday, 11/3/2011
Quarterly Report for period ending 2011-09-30
10-Q
Thursday, 8/4/2011
Quarterly Report for period ending 2011-06-30
Show More

News (95)

8-K
Wednesday, 2/14/2024
Current report filing
8-K
Thursday, 11/2/2023
Current report filing
8-K
Friday, 8/11/2023
Current report filing
8-K
Thursday, 8/3/2023
Current report filing
8-K
Friday, 6/9/2023
Current report filing
8-K
Thursday, 5/4/2023
Current report filing
8-K
Thursday, 3/2/2023
Current report filing
8-K
Tuesday, 2/21/2023
Current report filing
8-K
Tuesday, 1/31/2023
Current report filing
8-K
Thursday, 11/10/2022
Current report filing
8-K
Thursday, 11/3/2022
Current report filing
8-K
Tuesday, 8/23/2022
Current report filing
8-K
Thursday, 8/4/2022
Current report filing
8-K
Thursday, 6/30/2022
Current report filing
8-K
Thursday, 6/30/2022
Current report filing
8-K
Thursday, 6/9/2022
Current report filing
8-K
Thursday, 5/5/2022
Current report filing
8-K
Thursday, 3/3/2022
Current report filing
8-K
Wednesday, 2/16/2022
Current report filing
8-K
Thursday, 11/4/2021
Current report filing
8-K
Friday, 10/8/2021
Current report filing
8-K
Monday, 10/4/2021
Current report filing
8-K
Thursday, 8/5/2021
Current report filing
8-K
Thursday, 7/15/2021
Current report filing
8-K
Thursday, 5/6/2021
Current report filing
8-K
Thursday, 2/25/2021
Current report filing
8-K
Wednesday, 12/23/2020
Current report filing
8-K
Wednesday, 12/23/2020
Current report filing
8-K
Tuesday, 12/22/2020
Current report filing
8-K
Friday, 12/18/2020
Current report filing
8-K
Thursday, 10/29/2020
Current report filing
8-K
Thursday, 8/6/2020
Current report filing
8-K
Monday, 6/29/2020
Current report filing
8-K
Friday, 6/5/2020
Current report filing
8-K
Thursday, 4/30/2020
Current report filing
8-K
Thursday, 2/27/2020
Current report filing
8-K
Thursday, 10/31/2019
Current report filing
8-K
Wednesday, 10/16/2019
Current report filing
8-K
Thursday, 10/10/2019
Current report filing
8-K
Thursday, 8/1/2019
Current report filing
8-K
Thursday, 6/20/2019
Current report filing
8-K
Thursday, 5/2/2019
Current report filing
8-K
Wednesday, 4/24/2019
Current report filing
8-K
Friday, 3/8/2019
Current report filing
8-K
Thursday, 2/28/2019
Current report filing
8-K
Tuesday, 2/5/2019
Current report filing
8-K
Thursday, 11/1/2018
Current report filing
8-K
Friday, 10/19/2018
Current report filing
8-K
Thursday, 8/2/2018
Current report filing
8-K
Friday, 6/8/2018
Current report filing
8-K
Tuesday, 6/5/2018
Current report filing
8-K
Thursday, 5/3/2018
Current report filing
8-K
Thursday, 3/1/2018
Current report filing
8-K
Tuesday, 1/30/2018
Current report filing
8-K
Tuesday, 1/2/2018
Current report filing
8-K
Thursday, 11/2/2017
Current report filing
8-K
Thursday, 8/3/2017
Current report filing
8-K
Thursday, 6/15/2017
Current report filing
8-K
Thursday, 5/4/2017
Current report filing
8-K
Thursday, 3/2/2017
Current report filing
8-K
Thursday, 11/3/2016
Current report filing
8-K
Thursday, 9/1/2016
Current report filing
8-K
Thursday, 8/4/2016
Current report filing
8-K
Friday, 6/3/2016
Current report filing
8-K
Thursday, 5/5/2016
Current report filing
8-K
Thursday, 3/3/2016
Current report filing
8-K
Thursday, 1/28/2016
Current report filing
8-K
Thursday, 11/5/2015
Current report filing
8-K
Thursday, 8/6/2015
Current report filing
8-K
Thursday, 6/4/2015
Current report filing
8-K
Thursday, 5/7/2015
Current report filing
8-K
Thursday, 3/5/2015
Current report filing
8-K
Monday, 12/22/2014
Current report filing
8-K
Thursday, 11/6/2014
Current report filing
8-K
Thursday, 8/7/2014
Current report filing
8-K
Friday, 6/20/2014
Current report filing
8-K
Monday, 6/9/2014
Current report filing
8-K
Tuesday, 5/13/2014
Current report filing
8-K
Thursday, 5/8/2014
Current report filing
8-K
Thursday, 3/6/2014
Current report filing
8-K
Thursday, 11/21/2013
Current report filing
8-K
Thursday, 11/7/2013
Current report filing
8-K
Thursday, 8/1/2013
Current report filing
8-K
Monday, 6/10/2013
Current report filing
8-K
Thursday, 5/2/2013
Current report filing
8-K
Thursday, 3/7/2013
Current report filing
8-K
Wednesday, 11/14/2012
Current report filing
8-K
Thursday, 11/1/2012
Current report filing
8-K
Thursday, 8/2/2012
Current report filing
8-K
Friday, 6/8/2012
Current report filing
8-K
Thursday, 5/3/2012
Current report filing
8-K
Thursday, 3/8/2012
Current report filing
8-K
Thursday, 11/3/2011
Current report filing
8-K
Friday, 9/30/2011
Current report filing
8-K
Thursday, 8/4/2011
Current report filing
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Other (179)

40-APP/A
Wednesday, 11/22/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Monday, 8/14/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP
Friday, 8/11/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Thursday, 7/21/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
25-NSE
Monday, 11/1/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
25-NSE
Monday, 11/1/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
497AD
Monday, 10/4/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-23C-2
Friday, 10/1/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Friday, 10/1/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-23C-2
Friday, 10/1/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
40-17G
Thursday, 7/22/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Friday, 5/7/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Monday, 5/3/2021
Notice of Effectiveness
CORRESP
Friday, 4/30/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 4/30/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Thursday, 2/25/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
25-NSE
Wednesday, 1/20/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-23C-2
Wednesday, 12/23/2020
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-23C-2
Thursday, 12/17/2020
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Thursday, 12/17/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 12/16/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Wednesday, 11/25/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Wednesday, 3/18/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS EX
Tuesday, 3/17/2020
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Wednesday, 10/23/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Friday, 10/18/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CERT
Thursday, 10/17/2019
Certification by an exchange approving securities for listing
497AD
Wednesday, 10/16/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
8-A12B
Wednesday, 10/16/2019
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497
Tuesday, 10/15/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Friday, 10/11/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 10/11/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 10/10/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 10/10/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Wednesday, 5/1/2019
Notice of Effectiveness
POS 8C
Monday, 4/29/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Monday, 4/29/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 3/25/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Thursday, 2/28/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
497AD
Tuesday, 2/19/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 2/8/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
8-A12B
Friday, 2/8/2019
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
POS EX
Friday, 2/8/2019
Post-effective amendment filed solely to add exhibits to a registration statement
CERT
Friday, 2/8/2019
Certification by an exchange approving securities for listing
497
Wednesday, 2/6/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 2/6/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 2/6/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 2/5/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
305B2
Tuesday, 2/5/2019
Application for designation of a new trustee under the Trust Indenture Act
497
Tuesday, 2/5/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Wednesday, 8/8/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Wednesday, 5/2/2018
Notice of Effectiveness
N-2/A
Tuesday, 5/1/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 4/26/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Thursday, 3/1/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497AD
Thursday, 2/22/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 2/2/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
8-A12B
Friday, 2/2/2018
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
POS EX
Friday, 2/2/2018
Post-effective amendment filed solely to add exhibits to a registration statement
CERTNAS
Thursday, 2/1/2018
None
497AD
Wednesday, 1/31/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 1/31/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 1/31/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 1/30/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 1/30/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Wednesday, 8/23/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Monday, 8/21/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Monday, 8/21/2017
Post-effective amendment filed solely to add exhibits to a registration statement
POS EX
Thursday, 6/22/2017
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Tuesday, 6/20/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 6/20/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 6/19/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Monday, 6/19/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Wednesday, 4/19/2017
Notice of Effectiveness
CORRESP
Wednesday, 4/19/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Tuesday, 4/18/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS 8C
Thursday, 3/2/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS EX
Thursday, 12/1/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Tuesday, 11/29/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 11/29/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Monday, 11/28/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Monday, 11/28/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-APP/A
Thursday, 10/27/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Wednesday, 7/27/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Friday, 7/8/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
POS EX
Tuesday, 5/31/2016
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Friday, 5/27/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Friday, 5/27/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 5/26/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 5/26/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Monday, 5/2/2016
Notice of Effectiveness
POS 8C
Friday, 4/29/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 4/29/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Thursday, 3/3/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-APP
Wednesday, 1/27/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Thursday, 8/6/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Monday, 7/13/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Friday, 5/22/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Thursday, 5/7/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 5/5/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
Show More

Ownership (63)

5
Thursday, 2/4/2021
ROSS EDWARD H: Annual statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
Tune Edward X.: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
HYMAN CHARLES D: Statement of changes in beneficial ownership of securities
4
Thursday, 3/12/2020
Anstiss Raymond L. Jr.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/12/2020
ROSS EDWARD H: Statement of changes in beneficial ownership of securities
4
Thursday, 3/12/2020
Sherard Shelby E: Statement of changes in beneficial ownership of securities
4
Thursday, 3/12/2020
Lauer Thomas Charles: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/10/2020
Sherard Shelby E: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/10/2020
ROSS EDWARD H: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/10/2020
Lauer Thomas Charles: Statement of changes in beneficial ownership of securities
4
Friday, 8/9/2019
Sherard Shelby E: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/7/2019
Anstiss Raymond L. Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/4/2019
Anstiss Raymond L. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/15/2019
Anstiss Raymond L. Jr.: Statement of changes in beneficial ownership of securities
3
Friday, 4/26/2019
Tune Edward X.: Initial statement of beneficial ownership of securities
4
Thursday, 12/6/2018
Sherard Shelby E: Statement of changes in beneficial ownership of securities
4
Monday, 3/12/2018
HYMAN CHARLES D: Statement of changes in beneficial ownership of securities
4
Monday, 3/12/2018
Lauer Thomas Charles: Statement of changes in beneficial ownership of securities
4
Monday, 3/12/2018
Sherard Shelby E: Statement of changes in beneficial ownership of securities
4
Monday, 3/12/2018
ROSS EDWARD H: Statement of changes in beneficial ownership of securities
4
Monday, 3/12/2018
Sherard Shelby E: Statement of changes in beneficial ownership of securities
4
Monday, 8/24/2015
Sherard Shelby E: Statement of changes in beneficial ownership of securities
4
Monday, 8/24/2015
Lauer Thomas Charles: Statement of changes in beneficial ownership of securities
4
Thursday, 12/4/2014
HYMAN CHARLES D: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/2/2014
Lauer Thomas Charles: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/25/2014
Mazzarino John A.: Statement of changes in beneficial ownership of securities
3
Monday, 6/9/2014
Sherard Shelby E: Initial statement of beneficial ownership of securities
4
Thursday, 5/15/2014
HYMAN CHARLES D: Statement of changes in beneficial ownership of securities
5
Friday, 2/14/2014
Schaefer Cary L: Annual statement of changes in beneficial ownership of securities
4
Friday, 8/16/2013
Schaefer Cary L: Statement of changes in beneficial ownership of securities
3
Monday, 12/3/2012
Mazzarino John A.: Initial statement of beneficial ownership of securities
4
Friday, 11/9/2012
ROSS EDWARD H: Statement of changes in beneficial ownership of securities
4
Friday, 11/9/2012
Schaefer Cary L: Statement of changes in beneficial ownership of securities
4
Friday, 11/9/2012
Lauer Thomas Charles: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/8/2012
HYMAN CHARLES D: Statement of changes in beneficial ownership of securities
4
Friday, 5/11/2012
Anstiss Raymond L. Jr.: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 5/7/2012
PineBridge Secondary Partners II GP, L.P.: Major Shareholders
4
Friday, 3/16/2012
Lauer Thomas Charles: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/14/2012
HYMAN CHARLES D: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/14/2012
Schaefer Cary L: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/14/2012
ROSS EDWARD H: Statement of changes in beneficial ownership of securities
5
Tuesday, 2/14/2012
Schaefer Cary L: Annual statement of changes in beneficial ownership of securities
5
Tuesday, 2/14/2012
ROSS EDWARD H: Annual statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/10/2012
PineBridge Secondary Partners II GP, L.P.: Major Shareholders
4
Thursday, 2/9/2012
PineBridge Secondary Partners II Holdings, L.P.: Statement of changes in beneficial ownership of securities
3/A
Thursday, 12/1/2011
Anstiss Raymond L. Jr.: Initial statement of beneficial ownership of securities
4/A
Thursday, 12/1/2011
HYMAN CHARLES D: Statement of changes in beneficial ownership of securities
4/A
Thursday, 12/1/2011
Lauer Thomas Charles: Statement of changes in beneficial ownership of securities
4/A
Thursday, 12/1/2011
ROSS EDWARD H: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/23/2011
HYMAN CHARLES D: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/23/2011
Lauer Thomas Charles: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/23/2011
ROSS EDWARD H: Statement of changes in beneficial ownership of securities
4
Monday, 11/14/2011
Anstiss Raymond L. Jr.: Statement of changes in beneficial ownership of securities
3
Thursday, 10/6/2011
Anstiss Raymond L. Jr.: Initial statement of beneficial ownership of securities
SC 13G
Thursday, 6/30/2011
PineBridge Secondary Partners II GP, L.P.: Major Shareholders
3/A
Thursday, 6/30/2011
PineBridge Secondary Partners II Holdings, L.P.: Initial statement of beneficial ownership of securities
3
Thursday, 6/23/2011
PineBridge Secondary Partners II Holdings, L.P.: Initial statement of beneficial ownership of securities
3
Wednesday, 6/22/2011
Schaefer Cary L: Initial statement of beneficial ownership of securities
3
Tuesday, 6/21/2011
HYMAN CHARLES D: Initial statement of beneficial ownership of securities
3
Tuesday, 6/21/2011
Robinson Wayne F: Initial statement of beneficial ownership of securities
3
Tuesday, 6/21/2011
PHILLIPS CHARLES G: Initial statement of beneficial ownership of securities
3
Tuesday, 6/21/2011
ROSS EDWARD H: Initial statement of beneficial ownership of securities
3
Tuesday, 6/21/2011
Lauer Thomas Charles: Initial statement of beneficial ownership of securities
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Prospectus (12)

424B3
Thursday, 11/2/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 8/11/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Friday, 8/4/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Tuesday, 5/9/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Thursday, 3/2/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B2
Thursday, 11/10/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Monday, 10/4/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Friday, 10/1/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Friday, 10/1/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 12/17/2020
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Wednesday, 12/16/2020
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Wednesday, 12/16/2020
Filing under Securities Act Rules 163/433 of free writing prospectuses
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Proxies (39)

DEF 14A
Friday, 3/17/2023
Definitive proxy statements
PRE 14A
Thursday, 3/2/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 6/16/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 6/9/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 3/30/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 3/18/2022
Definitive proxy statements
PRE 14A
Thursday, 3/3/2022
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 7/1/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 5/7/2021
Definitive proxy statements
PRE 14A
Friday, 4/16/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 5/18/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 3/18/2020
Definitive proxy statements
PRE 14A
Thursday, 2/27/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 6/7/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/22/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 5/6/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 3/26/2019
Definitive proxy statements
PRE 14A
Friday, 3/8/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 5/11/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 3/27/2018
Definitive proxy statements
PRE 14A
Thursday, 3/1/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 6/5/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/9/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 3/15/2017
Definitive proxy statements
PRE 14A
Thursday, 3/2/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 5/9/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 3/29/2016
Definitive proxy statements
PRE 14A
Wednesday, 3/9/2016
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 5/20/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 4/2/2015
Definitive proxy statements
PRE 14A
Monday, 3/16/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 5/20/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/2/2014
Definitive proxy statements
PRE 14A
Monday, 3/17/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 5/22/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 4/12/2013
Definitive proxy statements
PRE 14A
Tuesday, 3/26/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 4/27/2012
Definitive proxy statements
PRE 14A
Wednesday, 4/4/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
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