Nuveen Short Duration Credit Opportunities Fund
Related Filers (242)
- NUVEEN FLOATING RATE INCOME FUND (37)
- Nuveen Credit Strategies Income Fund (36)
- NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND (36)
- Nuveen Preferred & Income Opportunities Fund (34)
- Nuveen Preferred & Income Securities Fund (34)
- NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (34)
- NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND (34)
- NUVEEN SENIOR INCOME FUND (34)
- Nuveen Floating Rate Income Opportunity Fund (34)
- NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUND (33)
- NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND (32)
- Nuveen California Quality Municipal Income Fund (32)
- NUVEEN CALIFORNIA MUNICIPAL VALUE FUND (32)
- NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (32)
- NUVEEN SELECT TAX FREE INCOME PORTFOLIO (32)
- NUVEEN MARYLAND QUALITY MUNICIPAL INCOME FUND (31)
- NUVEEN REAL ESTATE INCOME FUND (31)
- Nuveen AMT-Free Municipal Credit Income Fund (30)
- NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND (30)
- Nuveen AMT-Free Quality Municipal Income Fund (30)
- Nuveen AMT-Free Municipal Value Fund (30)
- NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND (30)
- NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (30)
- Nuveen Municipal Credit Income Fund (30)
- Nuveen Quality Municipal Income Fund (30)
- NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND (30)
- NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO (30)
- NUVEEN SELECT TAX FREE INCOME PORTFOLIO 3 (30)
- NUVEEN MUNICIPAL INCOME FUND INC (30)
- NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND (30)
- NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO (30)
- NUVEEN SELECT MATURITIES MUNICIPAL FUND (30)
- NUVEEN SELECT TAX FREE INCOME PORTFOLIO 2 (30)
- Nuveen Taxable Municipal Income Fund (30)
- NUVEEN NEW YORK MUNICIPAL VALUE FUND (30)
- Nuveen Enhanced Municipal Value Fund (30)
- NUVEEN MUNICIPAL VALUE FUND INC (30)
- NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND (29)
- Nuveen S 500 BuyWrite Income Fund (29)
- Nuveen S 500 Dynamic Overwrite Fund (29)
- NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND (29)
- NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND (29)
- Nuveen Mortgage & Income Fund/MA/ (29)
- Nuveen Preferred & Income Term Fund (29)
- Nuveen Core Equity Alpha Fund (29)
- NUVEEN TEXAS QUALITY MUNICIPAL INCOME FUND (28)
- NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUND (27)
- NUVEEN INVESTMENT TRUST II (27)
- Nuveen New York Municipal Value Fund 2 (27)
- Nuveen New Jersey Municipal Value Fund (27)
- Nuveen California Municipal Value Fund 2 (27)
- Nuveen Pennsylvania Municipal Value Fund (27)
- NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND (27)
- Nuveen Tax-Advantaged Dividend Growth Fund (27)
- NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (27)
- Nuveen Investment Trust V (27)
- NUVEEN INVESTMENT TRUST (27)
- NUVEEN INVESTMENT TRUST III (27)
- NUVEEN MULTISTATE TRUST II /MA/ (27)
- Nuveen Real Asset Income & Growth Fund (27)
- NUVEEN MULTISTATE TRUST III (26)
- Nuveen Energy MLP Total Return Fund (26)
- Nuveen Intermediate Duration Municipal Term Fund (26)
- Nuveen Intermediate Duration Quality Municipal Term Fund (26)
- NUVEEN MUNICIPAL TRUST/MA (26)
- NUVEEN MULTISTATE TRUST IV (26)
- NUVEEN INVESTMENT FUNDS INC (26)
- Nuveen Managed Accounts Portfolios Trust (25)
- NUVEEN MULTISTATE TRUST I (25)
- Nuveen Build America Bond Opportunity Fund (24)
- Nuveen Mortgage Opportunity Term Fund 2 (24)
- Saba Capital Management, L.P. (24)
- NUVEEN QUALITY PREFERRED INCOME FUND (22)
- NUVEEN QUALITY PREFERRED INCOME FUND 3 (22)
- Nuveen All Cap Energy MLP Opportunities Fund (22)
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (21)
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (21)
- Nuveen Global Equity Income Fund (21)
- NUVEEN PREMIER MUNICIPAL INCOME FUND INC (21)
- Caraher Scott C. (21)
- NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (20)
- NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC (20)
- NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (20)
- NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (20)
- NUVEEN SELECT QUALITY MUNICIPAL FUND INC (20)
- NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC (20)
- Nuveen Flexible Investment Income Fund (20)
- NUVEEN STRATEGY FUNDS, INC. (20)
- FIRST TRUST PORTFOLIOS LP (19)
- Nuveen Minnesota Quality Municipal Income Fund (19)
- NUVEEN QUALITY MUNICIPAL FUND INC (18)
- NUVEEN MUNICIPAL OPPORTUNITY FUND INC (18)
- Nuveen Multi-Market Income Fund (18)
- NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INC (18)
- NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (18)
- NUVEEN MUNICIPAL ADVANTAGE FUND INC (18)
- NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (18)
- NUVEEN QUALITY INCOME MUNICIPAL FUND INC (18)
- NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 INC (18)
- Nuveen Dow 30sm Dynamic Overwrite Fund (18)
- Show More ...
News (3)
8-K
Friday, 2/25/2022
Current report filing
8-K
Tuesday, 12/1/2020
Current report filing
8-K
Tuesday, 10/6/2020
Current report filing
Other (162)
40-17G
Friday, 12/1/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Wednesday, 10/11/2023
Annual Report for Registered Investment Companies
N-PX
Monday, 8/21/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
25-NSE
Monday, 7/31/2023
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
NPORT-P
Wednesday, 6/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Thursday, 4/6/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
CORRESP
Thursday, 3/30/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
NPORT-P
Tuesday, 3/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 12/27/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Wednesday, 11/2/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Friday, 10/14/2022
Annual Report for Registered Investment Companies
N-CSR
Friday, 10/7/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 9/28/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Monday, 8/22/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Wednesday, 6/29/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Thursday, 4/7/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 3/30/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-33
Tuesday, 3/1/2022
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
NPORT-P
Tuesday, 12/28/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Wednesday, 10/13/2021
Annual Report for Registered Investment Companies
N-CSR
Wednesday, 10/6/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 9/27/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 9/24/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/16/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Monday, 6/28/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
CORRESP
Friday, 4/9/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSRS
Thursday, 4/8/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 3/29/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-33
Friday, 1/22/2021
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
NPORT-P
Wednesday, 12/30/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Wednesday, 10/14/2020
Annual Report for Registered Investment Companies
40-17G
Tuesday, 10/13/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Wednesday, 10/7/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Monday, 9/28/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-PX
Monday, 8/24/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Monday, 6/29/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Monday, 4/6/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C-2
Monday, 4/6/2020
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
NPORT-P
Friday, 3/27/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-23C-2
Friday, 3/20/2020
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
NPORT-P
Thursday, 12/26/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Monday, 10/28/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Friday, 10/11/2019
Annual Report for Registered Investment Companies
N-CSR
Monday, 10/7/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-23C-2
Friday, 9/27/2019
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-PX
Monday, 8/19/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-EX
Friday, 6/28/2019
Portfolio Holdings Exhibit to Form N-PORT
N-CSRS
Tuesday, 4/9/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-Q
Friday, 12/28/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CEN
Monday, 10/15/2018
Annual Report for Registered Investment Companies
N-CSR
Friday, 10/5/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Wednesday, 9/5/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/20/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
CORRESP
Thursday, 7/5/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Friday, 6/29/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 4/5/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 4/2/2018
Semi-annual report for management companies filed on Form N-SAR
N-Q
Friday, 12/29/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 10/6/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 9/29/2017
Annual report for management companies filed on Form N-SAR
40-17G
Friday, 9/8/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Tuesday, 8/29/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Thursday, 6/29/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
144
Wednesday, 5/10/2017
Filing for proposed sale of securities under Rule 144
N-CSRS
Friday, 4/7/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 3/31/2017
Semi-annual report for management companies filed on Form N-SAR
497
Monday, 3/13/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
486BPOS
Thursday, 3/9/2017
Post-effective amendment to filing filed pursuant to Securities Act Rule 486(b) (this filing cannot be submitted as a 1940 Act only filing)
N-Q
Friday, 12/30/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
NSAR-B
Friday, 9/30/2016
Annual report for management companies filed on Form N-SAR
N-CSR
Friday, 9/30/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-APP/A
Friday, 9/30/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Wednesday, 8/31/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/29/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
40-APP/A
Friday, 7/1/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-Q
Wednesday, 6/29/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 4/7/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 4/1/2016
Semi-annual report for management companies filed on Form N-SAR
40-APP
Tuesday, 2/23/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-Q
Wednesday, 12/30/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Thursday, 11/12/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Tuesday, 11/10/2015
Notice of Effectiveness
N-2/A
Monday, 11/9/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 11/9/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 11/6/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 11/6/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Monday, 11/2/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP/A
Thursday, 10/22/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-2/A
Friday, 10/9/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 10/9/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 10/9/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Thursday, 10/8/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 9/29/2015
Annual report for management companies filed on Form N-SAR
40-17G
Friday, 8/28/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Tuesday, 8/18/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-PX
Thursday, 8/13/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
CORRESP
Tuesday, 7/21/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Monday, 6/29/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP/A
Friday, 5/22/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSRS
Thursday, 4/9/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
Ownership (145)
SC 13G/A
Thursday, 6/8/2023
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13D/A
Tuesday, 4/4/2023
Bulldog Investors, LLP: Major Shareholders
SC 13D
Monday, 2/6/2023
Bulldog Investors, LLP: Major Shareholders
SC 13G/A
Friday, 1/27/2023
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Tuesday, 11/22/2022
Caraher Scott C.: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 10/12/2022
OAKTREE HOLDINGS, LLC: Major Shareholders
3
Monday, 8/15/2022
Stenersen Trey III: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 7/6/2022
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Thursday, 6/16/2022
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13D/A
Friday, 6/10/2022
Saba Capital Management, L.P.: Major Shareholders
3
Wednesday, 6/8/2022
Black Brett: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 6/6/2022
Saba Capital Management, L.P.: Major Shareholders
SC 13D/A
Thursday, 5/26/2022
Saba Capital Management, L.P.: Major Shareholders
SC 13D/A
Tuesday, 5/10/2022
Saba Capital Management, L.P.: Major Shareholders
4
Friday, 5/6/2022
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/3/2022
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
3
Thursday, 4/21/2022
McCann John M.: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/10/2022
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13G/A
Monday, 1/24/2022
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Friday, 9/10/2021
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Thursday, 7/8/2021
Medero Joanne: Initial statement of beneficial ownership of securities
3
Thursday, 7/8/2021
Lancellotta Amy B.R.: Initial statement of beneficial ownership of securities
4
Monday, 5/3/2021
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/29/2021
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/27/2021
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Friday, 4/23/2021
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 4/23/2021
Saba Capital Management, L.P.: Major Shareholders
4
Wednesday, 4/21/2021
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Friday, 4/16/2021
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/14/2021
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Monday, 4/12/2021
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 2/12/2021
SIT INVESTMENT ASSOCIATES INC: Major Shareholders
SC 13G/A
Monday, 2/1/2021
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Thursday, 12/10/2020
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Tuesday, 11/24/2020
Thornton Matthew III: Initial statement of beneficial ownership of securities
4
Tuesday, 10/6/2020
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 10/6/2020
Saba Capital Management, L.P.: Major Shareholders
4
Friday, 10/2/2020
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/30/2020
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Monday, 9/28/2020
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/24/2020
Saba Capital Management, L.P.: Statement of changes in beneficial ownership of securities
SC 13D
Wednesday, 9/9/2020
Saba Capital Management, L.P.: Major Shareholders
3
Wednesday, 9/9/2020
Saba Capital Management, L.P.: Initial statement of beneficial ownership of securities
SC 13G
Thursday, 4/9/2020
Saba Capital Management, L.P.: Major Shareholders
3
Friday, 3/6/2020
Morgan Deann: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 2/12/2020
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Tuesday, 11/12/2019
Karpus Management, Inc.: Major Shareholders
3
Thursday, 10/17/2019
Meissner Jon Scott: Initial statement of beneficial ownership of securities
3
Friday, 8/16/2019
Longerstaey Jacques M: Initial statement of beneficial ownership of securities
3
Friday, 8/16/2019
Lockhart Brian J: Initial statement of beneficial ownership of securities
4
Friday, 8/9/2019
Caraher Scott C.: Statement of changes in beneficial ownership of securities
3
Thursday, 4/18/2019
Wickerham E. Scott: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2019
GUGGENHEIM CAPITAL LLC: Major Shareholders
SC 13G/A
Friday, 2/8/2019
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13D/A
Friday, 1/11/2019
Karpus Management, Inc.: Major Shareholders
SC 13D/A
Wednesday, 1/2/2019
Karpus Management, Inc.: Major Shareholders
SC 13D/A
Thursday, 11/29/2018
Karpus Management, Inc.: Major Shareholders
3
Wednesday, 2/28/2018
Meyers William T.: Initial statement of beneficial ownership of securities
3
Wednesday, 2/28/2018
Winget Demark L: Initial statement of beneficial ownership of securities
SC 13G
Wednesday, 2/14/2018
GUGGENHEIM CAPITAL LLC: Major Shareholders
SC 13D
Wednesday, 2/14/2018
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Friday, 1/12/2018
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Friday, 11/3/2017
Caraher Scott C.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/1/2017
Caraher Scott C.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/1/2017
Caraher Scott C.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/1/2017
Caraher Scott C.: Statement of changes in beneficial ownership of securities
3
Friday, 8/11/2017
PERRY MICHAEL A: Initial statement of beneficial ownership of securities
3
Friday, 8/11/2017
Siffermann William A: Initial statement of beneficial ownership of securities
3
Monday, 7/10/2017
Robert Young L: Initial statement of beneficial ownership of securities
4
Monday, 5/15/2017
Nuveen Fund Advisors, LLC: Statement of changes in beneficial ownership of securities
4
Monday, 4/10/2017
EVANS JACK: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/15/2017
Caraher Scott C.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/15/2017
Caraher Scott C.: Statement of changes in beneficial ownership of securities
4
Monday, 1/30/2017
Rhee Jenny Y: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 1/11/2017
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Tuesday, 10/11/2016
Karpus Management, Inc.: Major Shareholders
3
Tuesday, 10/11/2016
Rohrbacher Christopher M.: Initial statement of beneficial ownership of securities
3
Friday, 7/8/2016
MOSCHNER ALBIN F: Initial statement of beneficial ownership of securities
3
Friday, 6/24/2016
Jones Nathaniel T.: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 4/19/2016
MORGAN STANLEY: Major Shareholders
4
Friday, 3/11/2016
MORGAN STANLEY: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 3/11/2016
MORGAN STANLEY: Major Shareholders
4
Friday, 3/11/2016
MORGAN STANLEY: Statement of changes in beneficial ownership of securities
3
Friday, 3/11/2016
MORGAN STANLEY: Initial statement of beneficial ownership of securities
3
Wednesday, 2/24/2016
WOLFF MARGARET L.: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/16/2016
GUGGENHEIM CAPITAL LLC: Major Shareholders
SC 13G/A
Tuesday, 1/12/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Thursday, 12/31/2015
Caraher Scott C.: Statement of changes in beneficial ownership of securities
4
Monday, 12/21/2015
EVANS JACK: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/26/2015
Caraher Scott C.: Statement of changes in beneficial ownership of securities
3
Friday, 8/14/2015
Hlavacek Sherri A: Initial statement of beneficial ownership of securities
4
Friday, 7/31/2015
Caraher Scott C.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/4/2015
Caraher Scott C.: Statement of changes in beneficial ownership of securities
4
Friday, 3/6/2015
Caraher Scott C.: Statement of changes in beneficial ownership of securities
3
Thursday, 3/5/2015
LAMB DAVID J: Initial statement of beneficial ownership of securities
4
Wednesday, 3/4/2015
Caraher Scott C.: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/17/2015
GUGGENHEIM CAPITAL LLC: Major Shareholders
SC 13G/A
Friday, 2/13/2015
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Monday, 3/10/2014
Caraher Scott C.: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/13/2014
GUGGENHEIM CAPITAL LLC: Major Shareholders
Prospectus (3)
425
Tuesday, 5/9/2023
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 4/14/2023
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 4/14/2023
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
Proxies (22)
DEF 14A
Friday, 3/31/2023
Definitive proxy statements
PRE 14A
Thursday, 3/16/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 2/24/2022
Definitive proxy statements
DEF 14A
Thursday, 3/4/2021
Definitive proxy statements
DEFA14A
Thursday, 4/2/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 3/2/2020
Definitive proxy statements
DEF 14A
Tuesday, 2/26/2019
Definitive proxy statements
DEF 14A
Friday, 2/23/2018
Definitive proxy statements
DEF 14A
Friday, 2/24/2017
Definitive proxy statements
DEF 14A
Thursday, 3/10/2016
Definitive proxy statements
DEF 14A
Tuesday, 2/17/2015
Definitive proxy statements
DEFA14A
Thursday, 7/3/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/18/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/18/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/18/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 6/16/2014
Definitive proxy statements
PRE 14A
Friday, 5/16/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 5/1/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 10/17/2013
Definitive proxy statements
DEFA14A
Thursday, 11/15/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 10/22/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 10/16/2012
Definitive proxy statements