NORTHERN LIGHTS DISTRIBUTORS, LLC
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Other (23)
40-APP/A
Friday, 2/4/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 11/10/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 8/16/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 5/16/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Friday, 10/21/2016
Withdrawal of an application for exemptive or other relief from the federal securities laws
AW
Thursday, 9/29/2016
Withdrawal of amendment to a registration statement filed under the Securities Act
40-APP
Wednesday, 9/28/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 9/28/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 6/6/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 2/1/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 12/9/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 9/29/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 7/23/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Wednesday, 7/1/2015
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Monday, 6/29/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 3/11/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 6/11/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 4/2/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 11/20/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 11/1/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 8/8/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP ORDR
Tuesday, 11/2/2010
None
40-APP/A
Friday, 10/15/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products