TCG SECURITIES, L.L.C.

Related Filers (254)

Other (30)

40-APP/A
Wednesday, 5/18/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 10/20/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
FOCUSN
Tuesday, 3/2/2021
None
X-17A-5
Tuesday, 3/2/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/2/2020
None
X-17A-5
Monday, 3/2/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Friday, 3/1/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Friday, 3/1/2019
None
FOCUSN
Thursday, 3/1/2018
None
X-17A-5
Thursday, 3/1/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP/A
Tuesday, 12/12/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 11/28/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
FOCUSN
Thursday, 7/20/2017
None
X-17A-5
Thursday, 7/20/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP
Monday, 7/10/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 8/4/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 3/30/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
FOCUSN
Monday, 2/29/2016
None
X-17A-5
Monday, 2/29/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP/A
Thursday, 10/8/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 5/22/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 5/21/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Monday, 3/2/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/2/2015
None
X-17A-5
Thursday, 2/27/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 2/27/2014
None
FOCUSN
Friday, 3/1/2013
None
X-17A-5
Friday, 3/1/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Thursday, 3/1/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 3/1/2012
None
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