Golden Mountain Financial Corp
Related Filers (30)
- French John F. (11)
- Jones L. Blake (9)
- Roohi William M. (8)
- Carrouche William M. (7)
- Toomy Joseph F. (7)
- Lauricella Louis V. (7)
- Foley Leander J. III (7)
- Giorgio Leon L. Jr. (7)
- Crowle Marsha S. (7)
- Govindan Shivan (6)
- Teamer Charles C. (6)
- BURNELL WILLIAM J (6)
- MERLO MARK G (5)
- Verdigets Mary Beth (5)
- Jourdan George L. (5)
- EGGEMEYER JOHN M III (4)
- RYAN ASHTON J JR (4)
- WELLINGTON MANAGEMENT GROUP LLP (3)
- FMR LLC (3)
- CASTLE CREEK CAPITAL PARTNERS IV, LP (3)
- Aaron William D. Jr. (3)
- BASSWOOD CAPITAL MANAGEMENT, L.L.C. (2)
- Castle Creek Capital IV LLC (2)
- BlackRock Inc. (2)
- Man Group plc (2)
- AMERIPRISE FINANCIAL INC (2)
- Richard Albert J. III (2)
- THOMAS J MIKESELL (1)
- Pietrzak John (1)
- NASDAQ Stock Market LLC (1)
- Show More ...
Financials (18)
NT 10-Q
Thursday, 11/10/2016
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2016-09-30
10-Q
Thursday, 10/20/2016
Quarterly Report for period ending 2016-06-30
10-Q
Friday, 9/30/2016
Quarterly Report for period ending 2016-03-31
10-K
Thursday, 8/25/2016
Annual Report for period ending 2015-12-31
NT 10-K
Wednesday, 3/16/2016
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2015-12-31
10-Q
Monday, 11/9/2015
Quarterly Report for period ending 2015-09-30
10-Q
Monday, 8/17/2015
Quarterly Report for period ending 2015-06-30
NT 10-Q
Tuesday, 8/11/2015
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2015-06-30
10-K/A
Wednesday, 6/17/2015
Annual Report for period ending 2014-12-31
10-Q
Friday, 5/8/2015
Quarterly Report for period ending 2015-03-31
10-K
Tuesday, 3/31/2015
Annual Report for period ending 2014-12-31
10-Q
Wednesday, 11/12/2014
Quarterly Report for period ending 2014-09-30
10-Q
Thursday, 8/14/2014
Quarterly Report for period ending 2014-06-30
10-Q
Thursday, 5/15/2014
Quarterly Report for period ending 2014-03-31
10-K
Monday, 3/31/2014
Annual Report for period ending 2013-12-31
10-Q
Thursday, 11/14/2013
Quarterly Report for period ending 2013-09-30
10-Q
Wednesday, 8/14/2013
Quarterly Report for period ending 2013-06-30
10-Q
Monday, 6/24/2013
Quarterly Report for period ending 2013-03-31
News (58)
8-K
Friday, 5/12/2017
Current report filing
8-K
Thursday, 5/4/2017
Current report filing
8-K
Monday, 4/24/2017
Current report filing
8-K
Friday, 4/7/2017
Current report filing
8-K
Tuesday, 3/28/2017
Current report filing
8-K
Monday, 3/13/2017
Current report filing
8-K
Monday, 2/6/2017
Current report filing
8-K
Tuesday, 1/31/2017
Current report filing
8-K
Friday, 1/6/2017
Current report filing
8-K
Friday, 12/9/2016
Current report filing
8-K
Tuesday, 12/6/2016
Current report filing
8-K
Friday, 11/18/2016
Current report filing
8-K
Thursday, 11/17/2016
Current report filing
8-K
Friday, 11/4/2016
Current report filing
8-K
Monday, 10/3/2016
Current report filing
8-K
Friday, 9/16/2016
Current report filing
8-K
Thursday, 9/8/2016
Current report filing
8-K
Friday, 9/2/2016
Current report filing
8-K
Wednesday, 8/17/2016
Current report filing
8-K
Tuesday, 5/17/2016
Current report filing
8-K
Friday, 4/8/2016
Current report filing
8-K
Friday, 2/26/2016
Current report filing
8-K
Thursday, 2/11/2016
Current report filing
8-K
Tuesday, 2/2/2016
Current report filing
8-K
Friday, 12/18/2015
Current report filing
8-K
Monday, 11/30/2015
Current report filing
8-K
Tuesday, 11/3/2015
Current report filing
8-K
Friday, 10/30/2015
Current report filing
8-K
Monday, 9/14/2015
Current report filing
8-K
Thursday, 8/27/2015
Current report filing
8-K
Wednesday, 6/24/2015
Current report filing
8-K
Wednesday, 6/10/2015
Current report filing
8-K
Tuesday, 5/26/2015
Current report filing
8-K
Thursday, 5/21/2015
Current report filing
8-K
Monday, 5/4/2015
Current report filing
8-K
Friday, 5/1/2015
Current report filing
8-K
Thursday, 2/19/2015
Current report filing
8-K
Friday, 1/30/2015
Current report filing
8-K
Friday, 1/23/2015
Current report filing
8-K
Wednesday, 12/31/2014
Current report filing
8-K
Thursday, 11/13/2014
Current report filing
8-K
Wednesday, 10/29/2014
Current report filing
8-K
Wednesday, 9/3/2014
Current report filing
8-K
Tuesday, 7/29/2014
Current report filing
8-K
Monday, 7/28/2014
Current report filing
8-K
Friday, 5/23/2014
Current report filing
8-K
Thursday, 5/22/2014
Current report filing
8-K
Tuesday, 5/13/2014
Current report filing
8-K
Thursday, 5/1/2014
Current report filing
8-K
Thursday, 2/13/2014
Current report filing
8-K
Tuesday, 2/11/2014
Current report filing
8-K
Thursday, 11/14/2013
Current report filing
8-K
Thursday, 11/7/2013
Current report filing
8-K
Wednesday, 9/25/2013
Current report filing
8-K
Wednesday, 7/31/2013
Current report filing
8-K
Wednesday, 7/31/2013
Current report filing
8-K
Thursday, 6/6/2013
Current report filing
8-K
Wednesday, 5/15/2013
Current report filing
Other (20)
D
Thursday, 2/4/2021
Exempt (Private) Offering
15-15D
Tuesday, 1/12/2021
Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act
15-15D
Tuesday, 1/12/2021
Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act
15-15D
Tuesday, 1/12/2021
Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act
25-NSE
Thursday, 5/18/2017
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
EFFECT
Tuesday, 12/1/2015
Notice of Effectiveness
EFFECT
Thursday, 8/20/2015
Notice of Effectiveness
ARS
Monday, 5/11/2015
Annual report to security holders
D
Thursday, 2/19/2015
Exempt (Private) Offering
ARS
Friday, 5/2/2014
Annual report to security holders
EFFECT
Thursday, 5/9/2013
Notice of Effectiveness
8-A12B
Tuesday, 5/7/2013
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERTNAS
Tuesday, 5/7/2013
None
CORRESP
Tuesday, 5/7/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 5/7/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D/A
Wednesday, 10/12/2011
Exempt (Private) Offering
D
Wednesday, 7/13/2011
Exempt (Private) Offering
D
Wednesday, 2/9/2011
Exempt (Private) Offering
D
Thursday, 10/14/2010
Exempt (Private) Offering
D
Wednesday, 7/14/2010
Exempt (Private) Offering
Ownership (130)
SC 13G/A
Wednesday, 2/14/2018
AMERIPRISE FINANCIAL INC: Major Shareholders
4
Friday, 4/7/2017
Crowle Marsha S.: Statement of changes in beneficial ownership of securities
4
Friday, 4/7/2017
Richard Albert J. III: Statement of changes in beneficial ownership of securities
4
Friday, 4/7/2017
BURNELL WILLIAM J: Statement of changes in beneficial ownership of securities
4
Friday, 4/7/2017
Roohi William M.: Statement of changes in beneficial ownership of securities
4
Friday, 4/7/2017
RYAN ASHTON J JR: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2017
FMR LLC: Major Shareholders
SC 13G
Friday, 2/10/2017
AMERIPRISE FINANCIAL INC: Major Shareholders
SC 13G/A
Thursday, 2/9/2017
Man Group plc: Major Shareholders
4
Friday, 1/27/2017
Lauricella Louis V.: Statement of changes in beneficial ownership of securities
4
Friday, 1/27/2017
Toomy Joseph F.: Statement of changes in beneficial ownership of securities
4
Friday, 1/27/2017
Giorgio Leon L. Jr.: Statement of changes in beneficial ownership of securities
4
Friday, 1/27/2017
French John F.: Statement of changes in beneficial ownership of securities
4
Friday, 1/27/2017
Jones L. Blake: Statement of changes in beneficial ownership of securities
4
Friday, 1/27/2017
Foley Leander J. III: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 1/9/2017
BlackRock Inc.: Major Shareholders
SC 13G
Tuesday, 8/16/2016
Man Group plc: Major Shareholders
4
Monday, 5/23/2016
Jones L. Blake: Statement of changes in beneficial ownership of securities
4
Monday, 5/23/2016
French John F.: Statement of changes in beneficial ownership of securities
4
Thursday, 5/19/2016
Crowle Marsha S.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/18/2016
Jourdan George L.: Statement of changes in beneficial ownership of securities
4
Friday, 5/13/2016
Aaron William D. Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/10/2016
BURNELL WILLIAM J: Statement of changes in beneficial ownership of securities
4
Friday, 4/22/2016
Roohi William M.: Statement of changes in beneficial ownership of securities
4
Monday, 3/14/2016
French John F.: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/24/2016
Verdigets Mary Beth: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/12/2016
FMR LLC: Major Shareholders
SC 13G/A
Thursday, 2/11/2016
WELLINGTON MANAGEMENT GROUP LLP: Major Shareholders
SC 13G
Thursday, 1/28/2016
BlackRock Inc.: Major Shareholders
4
Tuesday, 1/5/2016
Giorgio Leon L. Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2016
Toomy Joseph F.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2016
Jones L. Blake: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2016
Foley Leander J. III: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2016
Lauricella Louis V.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2016
Carrouche William M.: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/5/2016
Teamer Charles C.: Statement of changes in beneficial ownership of securities
3
Wednesday, 12/23/2015
Richard Albert J. III: Initial statement of beneficial ownership of securities
3/A
Monday, 11/9/2015
Pietrzak John: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 11/9/2015
CASTLE CREEK CAPITAL PARTNERS IV, LP: Major Shareholders
4
Wednesday, 9/9/2015
Foley Leander J. III: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/9/2015
French John F.: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/9/2015
Lauricella Louis V.: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/9/2015
Jones L. Blake: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/9/2015
Toomy Joseph F.: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/9/2015
Teamer Charles C.: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/9/2015
Giorgio Leon L. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/9/2015
Carrouche William M.: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/8/2015
Govindan Shivan: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/1/2015
MERLO MARK G: Statement of changes in beneficial ownership of securities
4
Monday, 8/31/2015
Giorgio Leon L. Jr.: Statement of changes in beneficial ownership of securities
4
Monday, 8/31/2015
Jones L. Blake: Statement of changes in beneficial ownership of securities
4
Monday, 8/31/2015
Aaron William D. Jr.: Statement of changes in beneficial ownership of securities
4
Monday, 8/31/2015
Lauricella Louis V.: Statement of changes in beneficial ownership of securities
4
Monday, 8/31/2015
Carrouche William M.: Statement of changes in beneficial ownership of securities
4
Monday, 8/31/2015
Teamer Charles C.: Statement of changes in beneficial ownership of securities
4
Monday, 8/31/2015
Toomy Joseph F.: Statement of changes in beneficial ownership of securities
4
Monday, 8/31/2015
French John F.: Statement of changes in beneficial ownership of securities
4
Monday, 8/31/2015
Govindan Shivan: Statement of changes in beneficial ownership of securities
4
Monday, 8/31/2015
Foley Leander J. III: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 6/25/2015
EGGEMEYER JOHN M III: Major Shareholders
3
Wednesday, 6/24/2015
EGGEMEYER JOHN M III: Initial statement of beneficial ownership of securities
4
Friday, 4/17/2015
RYAN ASHTON J JR: Statement of changes in beneficial ownership of securities
4
Friday, 4/17/2015
BURNELL WILLIAM J: Statement of changes in beneficial ownership of securities
4
Friday, 4/17/2015
Jourdan George L.: Statement of changes in beneficial ownership of securities
4
Friday, 4/17/2015
Verdigets Mary Beth: Statement of changes in beneficial ownership of securities
4
Friday, 4/17/2015
Crowle Marsha S.: Statement of changes in beneficial ownership of securities
4
Friday, 4/17/2015
Roohi William M.: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2015
French John F.: Statement of changes in beneficial ownership of securities
4
Friday, 3/13/2015
Crowle Marsha S.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/4/2015
French John F.: Statement of changes in beneficial ownership of securities
4
Friday, 2/27/2015
French John F.: Statement of changes in beneficial ownership of securities
4
Friday, 2/27/2015
Foley Leander J. III: Statement of changes in beneficial ownership of securities
4
Friday, 2/27/2015
Jones L. Blake: Statement of changes in beneficial ownership of securities
4
Friday, 2/27/2015
Toomy Joseph F.: Statement of changes in beneficial ownership of securities
4
Friday, 2/27/2015
Giorgio Leon L. Jr.: Statement of changes in beneficial ownership of securities
4
Friday, 2/27/2015
Teamer Charles C.: Statement of changes in beneficial ownership of securities
4
Friday, 2/27/2015
Carrouche William M.: Statement of changes in beneficial ownership of securities
4
Friday, 2/27/2015
Lauricella Louis V.: Statement of changes in beneficial ownership of securities
4
Monday, 2/23/2015
French John F.: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/17/2015
BASSWOOD CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
SC 13G
Friday, 2/13/2015
FMR LLC: Major Shareholders
SC 13G/A
Thursday, 2/12/2015
WELLINGTON MANAGEMENT GROUP LLP: Major Shareholders
3
Tuesday, 10/14/2014
Aaron William D. Jr.: Initial statement of beneficial ownership of securities
3/A
Friday, 9/12/2014
Govindan Shivan: Initial statement of beneficial ownership of securities
4
Friday, 9/12/2014
Govindan Shivan: Statement of changes in beneficial ownership of securities
4
Monday, 6/9/2014
Roohi William M.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
Foley Leander J. III: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
Giorgio Leon L. Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
Teamer Charles C.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
Carrouche William M.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
French John F.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
Verdigets Mary Beth: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
Lauricella Louis V.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
Roohi William M.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
BURNELL WILLIAM J: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
Jourdan George L.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
Jones L. Blake: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
Toomy Joseph F.: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/22/2014
Crowle Marsha S.: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 2/14/2014
WELLINGTON MANAGEMENT CO LLP: Major Shareholders
Prospectus (18)
S-3/A
Tuesday, 12/1/2015
Registration statement for specified transactions by certain issuers
S-4 POS
Friday, 11/20/2015
Post-effective amendment to a S-4EF registration statement
S-3/A
Friday, 11/20/2015
Registration statement for specified transactions by certain issuers
424B3
Thursday, 8/27/2015
Prospectus filed pursuant to Rule 424(b)(3)
S-3/A
Friday, 8/21/2015
Registration statement for specified transactions by certain issuers
S-4/A
Tuesday, 8/18/2015
Registration of securities issued in business combination transactions
S-4
Monday, 5/18/2015
Registration of securities issued in business combination transactions
S-8 POS
Monday, 11/24/2014
Post-effective amendment to a S-8 registration statement
S-3
Friday, 11/14/2014
Registration statement for specified transactions by certain issuers
S-8
Friday, 11/14/2014
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Thursday, 5/23/2013
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B4
Friday, 5/10/2013
Prospectus filed pursuant to Rule 424(b)(4)
S-1/A
Tuesday, 5/7/2013
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 4/30/2013
General form of registration statement for all companies including face-amount certificate companies
S-1
Monday, 4/8/2013
General form of registration statement for all companies including face-amount certificate companies
DRS/A
Monday, 3/11/2013
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy
DRSLTR
Monday, 3/11/2013
Correspondence Related to Draft Registration Statement
DRS
Friday, 11/9/2012
Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy