OFS Capital Corp

Related Filers (84)

Financials (45)

10-Q
Friday, 11/3/2023
Quarterly Report for period ending 2023-09-30
10-Q
Friday, 8/4/2023
Quarterly Report for period ending 2023-06-30
10-Q
Friday, 5/5/2023
Quarterly Report for period ending 2023-03-31
10-K
Friday, 3/3/2023
Annual Report for period ending 2022-12-31
10-Q
Friday, 11/4/2022
Quarterly Report for period ending 2022-09-30
10-Q
Friday, 8/5/2022
Quarterly Report for period ending 2022-06-30
10-Q
Friday, 5/6/2022
Quarterly Report for period ending 2022-03-31
10-K
Friday, 3/4/2022
Annual Report for period ending 2021-12-31
10-Q
Friday, 11/5/2021
Quarterly Report for period ending 2021-09-30
10-Q
Friday, 8/6/2021
Quarterly Report for period ending 2021-06-30
10-Q
Tuesday, 5/11/2021
Quarterly Report for period ending 2021-03-31
10-K
Friday, 3/5/2021
Annual Report for period ending 2020-12-31
10-Q
Friday, 11/6/2020
Quarterly Report for period ending 2020-09-30
10-Q
Friday, 7/31/2020
Quarterly Report for period ending 2020-06-30
10-Q
Friday, 5/8/2020
Quarterly Report for period ending 2020-03-31
10-K
Friday, 3/13/2020
Annual Report for period ending 2019-12-31
10-Q
Friday, 11/8/2019
Quarterly Report for period ending 2019-09-30
10-Q
Friday, 8/2/2019
Quarterly Report for period ending 2019-06-30
10-Q
Friday, 5/3/2019
Quarterly Report for period ending 2019-03-31
10-K
Friday, 3/15/2019
Annual Report for period ending 2018-12-31
10-Q
Friday, 11/2/2018
Quarterly Report for period ending 2018-09-30
10-Q
Friday, 8/3/2018
Quarterly Report for period ending 2018-06-30
10-Q
Friday, 5/4/2018
Quarterly Report for period ending 2018-03-31
10-K
Monday, 3/12/2018
Annual Report for period ending 2017-12-31
10-Q
Friday, 11/3/2017
Quarterly Report for period ending 2017-09-30
10-Q
Friday, 8/4/2017
Quarterly Report for period ending 2017-06-30
10-Q
Friday, 5/5/2017
Quarterly Report for period ending 2017-03-31
10-K
Wednesday, 3/15/2017
Annual Report for period ending 2016-12-31
10-Q
Friday, 11/4/2016
Quarterly Report for period ending 2016-09-30
10-Q
Monday, 8/8/2016
Quarterly Report for period ending 2016-06-30
10-Q
Friday, 5/6/2016
Quarterly Report for period ending 2016-03-31
10-K
Tuesday, 3/15/2016
Annual Report for period ending 2015-12-31
10-Q
Friday, 11/6/2015
Quarterly Report for period ending 2015-09-30
10-Q
Friday, 8/7/2015
Quarterly Report for period ending 2015-06-30
10-Q
Friday, 5/8/2015
Quarterly Report for period ending 2015-03-31
10-K
Friday, 3/6/2015
Annual Report for period ending 2014-12-31
10-Q
Friday, 11/7/2014
Quarterly Report for period ending 2014-09-30
10-Q
Friday, 8/8/2014
Quarterly Report for period ending 2014-06-30
10-Q
Friday, 5/9/2014
Quarterly Report for period ending 2014-03-31
10-K
Monday, 3/17/2014
Annual Report for period ending 2013-12-31
10-Q
Friday, 11/8/2013
Quarterly Report for period ending 2013-09-30
10-Q
Wednesday, 8/7/2013
Quarterly Report for period ending 2013-06-30
10-Q
Wednesday, 5/8/2013
Quarterly Report for period ending 2013-03-31
10-K
Tuesday, 3/26/2013
Annual Report for period ending 2012-12-31
10-Q
Thursday, 12/13/2012
Quarterly Report for period ending 2012-09-30
Show More

News (108)

8-K
Friday, 12/15/2023
Current report filing
8-K
Thursday, 11/2/2023
Current report filing
8-K
Thursday, 8/3/2023
Current report filing
8-K
Wednesday, 7/19/2023
Current report filing
8-K
Wednesday, 6/7/2023
Current report filing
8-K
Thursday, 5/4/2023
Current report filing
8-K
Wednesday, 4/12/2023
Current report filing
8-K
Friday, 3/3/2023
Current report filing
8-K
Thursday, 12/15/2022
Current report filing
8-K
Friday, 11/4/2022
Current report filing
8-K
Friday, 8/5/2022
Current report filing
8-K
Wednesday, 7/13/2022
Current report filing
8-K
Monday, 6/27/2022
Current report filing
8-K
Wednesday, 6/8/2022
Current report filing
8-K
Friday, 5/6/2022
Current report filing
8-K
Monday, 4/25/2022
Current report filing
8-K
Friday, 3/25/2022
Current report filing
8-K
Friday, 3/4/2022
Current report filing
8-K
Wednesday, 1/5/2022
Current report filing
8-K
Thursday, 11/18/2021
Current report filing
8-K
Friday, 11/5/2021
Current report filing
8-K
Thursday, 10/28/2021
Current report filing
8-K
Wednesday, 10/27/2021
Current report filing
8-K
Friday, 10/22/2021
Current report filing
8-K
Tuesday, 10/19/2021
Current report filing
8-K
Friday, 10/1/2021
Current report filing
8-K
Friday, 8/6/2021
Current report filing
8-K
Tuesday, 6/15/2021
Current report filing
8-K
Tuesday, 6/1/2021
Current report filing
8-K
Tuesday, 5/11/2021
Current report filing
8-K
Thursday, 3/18/2021
Current report filing
8-K
Friday, 3/5/2021
Current report filing
8-K
Friday, 2/19/2021
Current report filing
8-K
Wednesday, 2/10/2021
Current report filing
8-K
Wednesday, 2/10/2021
Current report filing
8-K
Monday, 2/1/2021
Current report filing
8-K
Friday, 1/8/2021
Current report filing
8-K
Friday, 11/6/2020
Current report filing
8-K
Friday, 10/9/2020
Current report filing
8-K
Friday, 9/18/2020
Current report filing
8-K
Friday, 7/31/2020
Current report filing
8-K
Thursday, 7/2/2020
Current report filing
8-K
Tuesday, 6/23/2020
Current report filing
8-K
Tuesday, 6/9/2020
Current report filing
8-K
Friday, 5/8/2020
Current report filing
8-K
Friday, 3/13/2020
Current report filing
8-K
Friday, 11/8/2019
Current report filing
8-K
Friday, 8/2/2019
Current report filing
8-K
Monday, 6/24/2019
Current report filing
8-K
Tuesday, 6/11/2019
Current report filing
8-K
Wednesday, 6/5/2019
Current report filing
8-K
Friday, 5/3/2019
Current report filing
8-K
Monday, 4/15/2019
Current report filing
8-K
Thursday, 3/21/2019
Current report filing
8-K
Friday, 3/8/2019
Current report filing
8-K
Friday, 11/2/2018
Current report filing
8-K
Friday, 8/3/2018
Current report filing
8-K
Tuesday, 6/5/2018
Current report filing
8-K
Wednesday, 5/23/2018
Current report filing
8-K
Friday, 5/4/2018
Current report filing
8-K
Friday, 5/4/2018
Current report filing
8-K
Friday, 3/2/2018
Current report filing
8-K
Monday, 2/12/2018
Current report filing
8-K
Friday, 11/3/2017
Current report filing
8-K
Thursday, 8/10/2017
Current report filing
8-K
Friday, 8/4/2017
Current report filing
8-K
Tuesday, 6/6/2017
Current report filing
8-K
Friday, 5/5/2017
Current report filing
8-K
Wednesday, 3/15/2017
Current report filing
8-K
Friday, 11/4/2016
Current report filing
8-K
Friday, 8/5/2016
Current report filing
8-K
Monday, 6/6/2016
Current report filing
8-K
Friday, 5/6/2016
Current report filing
8-K
Friday, 3/11/2016
Current report filing
8-K
Monday, 12/7/2015
Current report filing
8-K
Tuesday, 11/17/2015
Current report filing
8-K
Friday, 11/6/2015
Current report filing
8-K
Friday, 8/7/2015
Current report filing
8-K
Friday, 6/5/2015
Current report filing
8-K
Tuesday, 6/2/2015
Current report filing
8-K
Friday, 5/8/2015
Current report filing
8-K
Wednesday, 4/1/2015
Current report filing
8-K
Tuesday, 3/17/2015
Current report filing
8-K
Friday, 3/6/2015
Current report filing
8-K
Wednesday, 11/19/2014
Current report filing
8-K
Friday, 11/7/2014
Current report filing
8-K
Friday, 8/8/2014
Current report filing
8-K
Monday, 7/28/2014
Current report filing
8-K
Thursday, 7/10/2014
Current report filing
8-K
Friday, 6/6/2014
Current report filing
8-K
Friday, 5/9/2014
Current report filing
8-K
Monday, 4/14/2014
Current report filing
8-K
Monday, 3/17/2014
Current report filing
8-K
Tuesday, 1/21/2014
Current report filing
8-K
Thursday, 12/5/2013
Current report filing
8-K
Tuesday, 11/26/2013
Current report filing
8-K
Friday, 11/8/2013
Current report filing
8-K
Monday, 9/30/2013
Current report filing
8-K
Wednesday, 9/25/2013
Current report filing
8-K
Wednesday, 8/7/2013
Current report filing
Show More

Other (171)

CORRESP
Wednesday, 4/26/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
ARS
Wednesday, 4/26/2023
Annual report to security holders
40-17G
Wednesday, 3/15/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Wednesday, 4/27/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Friday, 3/11/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
25-NSE
Monday, 11/22/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
25-NSE
Friday, 10/29/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
CERT
Thursday, 10/28/2021
Certification by an exchange approving securities for listing
8-A12B
Thursday, 10/28/2021
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-23C-2
Friday, 10/22/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Friday, 10/22/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 10/21/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 10/19/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-23C-2
Friday, 10/1/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
EFFECT
Thursday, 6/24/2021
Notice of Effectiveness
CORRESP
Tuesday, 6/22/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 6/22/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Wednesday, 4/28/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497AD
Tuesday, 3/16/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
25-NSE
Friday, 3/12/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-17G
Thursday, 3/11/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C-2
Wednesday, 2/10/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-23C-2
Wednesday, 2/10/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Monday, 2/8/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 2/5/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 2/5/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 2/5/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 2/1/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CERT
Friday, 9/18/2020
Certification by an exchange approving securities for listing
8-A12B
Friday, 9/18/2020
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Tuesday, 9/15/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 9/14/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-APP/A
Monday, 6/29/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Tuesday, 4/28/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 4/13/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Friday, 4/10/2020
Notice of Effectiveness
CORRESP
Wednesday, 4/8/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 4/8/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 4/8/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP/A
Friday, 4/3/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Thursday, 3/12/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Wednesday, 2/19/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP/A
Tuesday, 12/31/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
POS EX
Tuesday, 10/15/2019
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Tuesday, 10/15/2019
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERT
Tuesday, 10/15/2019
Certification by an exchange approving securities for listing
497
Thursday, 10/10/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 10/9/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 10/9/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Tuesday, 10/8/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Tuesday, 10/8/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 10/8/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-APP/A
Wednesday, 9/18/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Tuesday, 6/25/2019
Notice of Effectiveness
CORRESP
Friday, 6/21/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 6/21/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 6/21/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Wednesday, 4/24/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CERT
Wednesday, 10/24/2018
Certification by an exchange approving securities for listing
POS EX
Tuesday, 10/16/2018
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Tuesday, 10/16/2018
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497
Friday, 10/12/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Friday, 10/12/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 10/12/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 10/11/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Thursday, 10/11/2018
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 10/11/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Thursday, 7/26/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Monday, 6/11/2018
Notice of Effectiveness
N-2/A
Friday, 6/8/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 6/7/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 6/7/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Wednesday, 5/23/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-2/A
Monday, 5/21/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 5/18/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CERT
Thursday, 4/19/2018
Certification by an exchange approving securities for listing
497AD
Tuesday, 4/17/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
8-A12B
Monday, 4/16/2018
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
POS EX
Monday, 4/16/2018
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 4/12/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 4/12/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 4/12/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 4/11/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Wednesday, 4/11/2018
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Wednesday, 4/11/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-2
Friday, 1/5/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 1/4/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Tuesday, 8/8/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Friday, 6/16/2017
Notice of Effectiveness
N-2/A
Thursday, 6/15/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Thursday, 4/13/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
POS EX
Wednesday, 4/12/2017
Post-effective amendment filed solely to add exhibits to a registration statement
POS EX
Tuesday, 4/4/2017
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 3/31/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 3/30/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 3/29/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 3/29/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Wednesday, 11/9/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
APP ORDR
Monday, 10/24/2016
None
APP NTC
Tuesday, 9/13/2016
None
Show More

Ownership (52)

3
Wednesday, 7/5/2023
OI3, LLC: Initial statement of beneficial ownership of securities
SC 13D/A
Wednesday, 7/5/2023
Orchard First Source Asset Management Holdings, LLC: Major Shareholders
3
Tuesday, 4/25/2023
Spina Kyle: Initial statement of beneficial ownership of securities
4
Tuesday, 1/10/2023
Orchard First Source Asset Management, LLC: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 1/10/2023
Orchard First Source Asset Management Holdings, LLC: Major Shareholders
3
Tuesday, 1/10/2023
Orchard First Source Asset Management Holdings, LLC: Initial statement of beneficial ownership of securities
3
Friday, 3/25/2022
Teune Ross: Initial statement of beneficial ownership of securities
3
Thursday, 1/6/2022
Ranganathan Ashwin: Initial statement of beneficial ownership of securities
3
Monday, 9/27/2021
RESSLER RICHARD S: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 9/27/2021
Orchard Investments, LLC: Major Shareholders
3
Friday, 1/15/2021
Shetty Romita: Initial statement of beneficial ownership of securities
4
Tuesday, 11/24/2020
HEALY ELAINE: Statement of changes in beneficial ownership of securities
4
Thursday, 11/19/2020
Porter Mukya: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/17/2020
Owen Jeffery S.: Statement of changes in beneficial ownership of securities
4
Monday, 11/16/2020
RESSLER RICHARD S: Statement of changes in beneficial ownership of securities
4
Friday, 11/13/2020
Rashid Bilal: Statement of changes in beneficial ownership of securities
4
Friday, 11/13/2020
Cerny Jeffrey A: Statement of changes in beneficial ownership of securities
3
Monday, 1/13/2020
OI3, LLC: Initial statement of beneficial ownership of securities
SC 13D
Monday, 1/13/2020
Orchard First Source Asset Management, LLC: Major Shareholders
3
Friday, 5/5/2017
Porter Mukya: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 4/11/2017
Golay Frank H Jr: Major Shareholders
SC 13G/A
Tuesday, 4/11/2017
Orchard First Source Asset Management, LLC: Major Shareholders
SC 13G
Wednesday, 12/21/2016
Golay Frank H Jr: Major Shareholders
SC 13G
Wednesday, 12/21/2016
Orchard First Source Asset Management, LLC: Major Shareholders
SC 13G/A
Monday, 7/11/2016
Advisors Asset Management, Inc.: Major Shareholders
SC 13G
Wednesday, 2/10/2016
Advisors Asset Management, Inc.: Major Shareholders
SC 13G/A
Friday, 2/5/2016
Orchard First Source Asset Management, LLC: Major Shareholders
SC 13G/A
Wednesday, 2/3/2016
UBS Group AG: Major Shareholders
3
Thursday, 1/7/2016
Owen Jeffery S.: Initial statement of beneficial ownership of securities
4
Wednesday, 9/2/2015
Rubenfeld Eric P.: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/5/2015
Orchard First Source Asset Management, LLC: Major Shareholders
SC 13G
Wednesday, 1/21/2015
UBS Group AG: Major Shareholders
4
Thursday, 8/28/2014
Pittson Glenn R.: Statement of changes in beneficial ownership of securities
3
Friday, 7/11/2014
Cerny Jeffrey A: Initial statement of beneficial ownership of securities
4
Thursday, 6/5/2014
Pittson Glenn R.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/27/2014
Pittson Glenn R.: Statement of changes in beneficial ownership of securities
4
Friday, 5/23/2014
Pittson Glenn R.: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/10/2014
Orchard First Source Asset Management, LLC: Major Shareholders
4
Tuesday, 12/17/2013
Pittson Glenn R.: Statement of changes in beneficial ownership of securities
4
Friday, 12/13/2013
Rubenfeld Eric P.: Statement of changes in beneficial ownership of securities
4
Thursday, 12/12/2013
Abrams Marc: Statement of changes in beneficial ownership of securities
4
Thursday, 12/12/2013
Pittson Glenn R.: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 1/30/2013
Orchard First Source Asset Management, LLC: Major Shareholders
3
Wednesday, 11/7/2012
Rashid Bilal: Initial statement of beneficial ownership of securities
3
Wednesday, 11/7/2012
Pittson Glenn R.: Initial statement of beneficial ownership of securities
3
Wednesday, 11/7/2012
CRESCI ROBERT J: Initial statement of beneficial ownership of securities
3
Wednesday, 11/7/2012
HEALY ELAINE: Initial statement of beneficial ownership of securities
3
Wednesday, 11/7/2012
Palmer Robert S.: Initial statement of beneficial ownership of securities
3
Wednesday, 11/7/2012
Zhang Bei: Initial statement of beneficial ownership of securities
3
Wednesday, 11/7/2012
Abrams Marc: Initial statement of beneficial ownership of securities
3
Wednesday, 11/7/2012
Rubenfeld Eric P.: Initial statement of beneficial ownership of securities
3
Wednesday, 11/7/2012
Orchard First Source Asset Management, LLC: Initial statement of beneficial ownership of securities
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Prospectus (13)

FWP
Friday, 10/22/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Friday, 10/22/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 10/21/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 3/16/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Monday, 3/15/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Monday, 3/15/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Monday, 2/8/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Monday, 2/8/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Friday, 2/5/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B5
Tuesday, 9/15/2020
Prospectus filed pursuant to Rule 424(b)(5)
FWP
Tuesday, 9/15/2020
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B5
Monday, 9/14/2020
Prospectus filed pursuant to Rule 424(b)(5)
RW
Wednesday, 12/31/2014
Registration Withdrawal Request
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Proxies (47)

DEFA14A
Thursday, 7/6/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/28/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/14/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/7/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 5/22/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 5/15/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/26/2023
Definitive proxy statements
DEFA14A
Wednesday, 4/26/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/26/2023
Definitive proxy statements
DEFA14A
Wednesday, 4/26/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Friday, 4/7/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 6/29/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 6/16/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/8/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/24/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 5/17/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/27/2022
Definitive proxy statements
DEFA14A
Wednesday, 4/27/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 4/27/2022
Definitive proxy statements
DEFA14A
Wednesday, 4/27/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Friday, 4/8/2022
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 6/1/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 5/20/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 5/14/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 4/20/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 4/20/2021
Definitive proxy statements
DEF 14A
Tuesday, 4/20/2021
Definitive proxy statements
DEFA14A
Tuesday, 4/20/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Monday, 4/5/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 6/9/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 5/29/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/20/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 4/28/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 4/28/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 4/28/2020
Definitive proxy statements
DEF 14A
Tuesday, 4/28/2020
Definitive proxy statements
PRE 14A
Monday, 4/13/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 4/23/2019
Definitive proxy statements
DEFA14A
Tuesday, 4/23/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 4/24/2018
Definitive proxy statements
DEFA14A
Tuesday, 4/24/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 4/25/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 4/25/2017
Definitive proxy statements
DEF 14A
Thursday, 4/28/2016
Definitive proxy statements
DEF 14A
Monday, 4/27/2015
Definitive proxy statements
DEF 14A
Tuesday, 4/29/2014
Definitive proxy statements
DEF 14A
Friday, 4/12/2013
Definitive proxy statements
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