Horizon Technology Finance Corp

Related Filers (36)

Financials (52)

10-Q
Tuesday, 10/31/2023
Quarterly Report for period ending 2023-09-30
10-Q
Tuesday, 8/1/2023
Quarterly Report for period ending 2023-06-30
10-Q
Tuesday, 5/2/2023
Quarterly Report for period ending 2023-03-31
10-K
Tuesday, 2/28/2023
Annual Report for period ending 2022-12-31
10-Q
Tuesday, 11/1/2022
Quarterly Report for period ending 2022-09-30
10-Q
Tuesday, 8/2/2022
Quarterly Report for period ending 2022-06-30
10-Q
Tuesday, 5/3/2022
Quarterly Report for period ending 2022-03-31
10-K
Tuesday, 3/1/2022
Annual Report for period ending 2021-12-31
10-Q
Tuesday, 10/26/2021
Quarterly Report for period ending 2021-09-30
10-Q
Tuesday, 7/27/2021
Quarterly Report for period ending 2021-06-30
10-Q
Tuesday, 4/27/2021
Quarterly Report for period ending 2021-03-31
10-K
Tuesday, 3/2/2021
Annual Report for period ending 2020-12-31
10-Q
Tuesday, 11/3/2020
Quarterly Report for period ending 2020-09-30
10-Q
Tuesday, 7/28/2020
Quarterly Report for period ending 2020-06-30
10-Q
Tuesday, 4/28/2020
Quarterly Report for period ending 2020-03-31
10-K
Tuesday, 3/3/2020
Annual Report for period ending 2019-12-31
10-Q
Tuesday, 10/29/2019
Quarterly Report for period ending 2019-09-30
10-Q
Tuesday, 7/30/2019
Quarterly Report for period ending 2019-06-30
10-Q
Tuesday, 4/30/2019
Quarterly Report for period ending 2019-03-31
10-K
Tuesday, 3/5/2019
Annual Report for period ending 2018-12-31
10-Q
Tuesday, 10/30/2018
Quarterly Report for period ending 2018-09-30
10-Q
Tuesday, 7/31/2018
Quarterly Report for period ending 2018-06-30
10-Q
Tuesday, 5/1/2018
Quarterly Report for period ending 2018-03-31
10-K
Tuesday, 3/6/2018
Annual Report for period ending 2017-12-31
10-Q
Tuesday, 10/31/2017
Quarterly Report for period ending 2017-09-30
10-Q
Tuesday, 8/1/2017
Quarterly Report for period ending 2017-06-30
10-Q
Tuesday, 5/2/2017
Quarterly Report for period ending 2017-03-31
10-K
Tuesday, 3/7/2017
Annual Report for period ending 2016-12-31
10-Q
Tuesday, 11/1/2016
Quarterly Report for period ending 2016-09-30
10-Q
Tuesday, 8/2/2016
Quarterly Report for period ending 2016-06-30
10-Q
Tuesday, 5/3/2016
Quarterly Report for period ending 2016-03-31
10-K
Tuesday, 3/8/2016
Annual Report for period ending 2015-12-31
10-Q
Tuesday, 11/3/2015
Quarterly Report for period ending 2015-09-30
10-Q
Tuesday, 8/4/2015
Quarterly Report for period ending 2015-06-30
10-Q
Tuesday, 5/5/2015
Quarterly Report for period ending 2015-03-31
10-K
Tuesday, 3/10/2015
Annual Report for period ending 2014-12-31
10-Q
Tuesday, 11/4/2014
Quarterly Report for period ending 2014-09-30
10-Q
Tuesday, 8/5/2014
Quarterly Report for period ending 2014-06-30
10-Q
Tuesday, 5/6/2014
Quarterly Report for period ending 2014-03-31
10-K
Tuesday, 3/11/2014
Annual Report for period ending 2013-12-31
10-Q
Tuesday, 11/5/2013
Quarterly Report for period ending 2013-09-30
10-Q
Tuesday, 8/6/2013
Quarterly Report for period ending 2013-06-30
10-Q
Tuesday, 5/7/2013
Quarterly Report for period ending 2013-03-31
10-K
Tuesday, 3/12/2013
Annual Report for period ending 2012-12-31
10-Q
Tuesday, 11/6/2012
Quarterly Report for period ending 2012-09-30
10-Q
Tuesday, 8/7/2012
Quarterly Report for period ending 2012-06-30
10-Q
Tuesday, 5/8/2012
Quarterly Report for period ending 2012-03-31
10-K
Tuesday, 3/13/2012
Annual Report for period ending 2011-12-31
10-Q
Wednesday, 11/9/2011
Quarterly Report for period ending 2011-09-30
10-Q
Wednesday, 8/10/2011
Quarterly Report for period ending 2011-06-30
10-Q
Wednesday, 5/11/2011
Quarterly Report for period ending 2011-03-31
10-K
Wednesday, 3/16/2011
Annual Report for period ending 2010-12-31
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News (228)

8-K
Friday, 1/12/2024
Current report filing
8-K
Wednesday, 1/10/2024
Current report filing
8-K
Tuesday, 10/31/2023
Current report filing
8-K
Tuesday, 10/31/2023
Current report filing
8-K
Wednesday, 10/11/2023
Current report filing
8-K
Friday, 9/22/2023
Current report filing
8-K
Tuesday, 8/1/2023
Current report filing
8-K
Tuesday, 8/1/2023
Current report filing
8-K
Wednesday, 7/12/2023
Current report filing
8-K
Wednesday, 7/5/2023
Current report filing
8-K
Friday, 6/30/2023
Current report filing
8-K
Wednesday, 6/28/2023
Current report filing
8-K
Monday, 6/5/2023
Current report filing
8-K
Tuesday, 5/30/2023
Current report filing
8-K
Thursday, 5/25/2023
Current report filing
8-K
Thursday, 5/25/2023
Current report filing
8-K
Tuesday, 5/2/2023
Current report filing
8-K
Tuesday, 5/2/2023
Current report filing
8-K
Wednesday, 4/12/2023
Current report filing
8-K
Tuesday, 3/14/2023
Current report filing
8-K
Monday, 3/13/2023
Current report filing
8-K
Tuesday, 2/28/2023
Current report filing
8-K
Tuesday, 2/28/2023
Current report filing
8-K
Friday, 2/24/2023
Current report filing
8-K
Thursday, 2/23/2023
Current report filing
8-K
Wednesday, 1/11/2023
Current report filing
8-K
Monday, 11/14/2022
Current report filing
8-K
Tuesday, 11/1/2022
Current report filing
8-K
Tuesday, 11/1/2022
Current report filing
8-K
Wednesday, 10/26/2022
Current report filing
8-K
Wednesday, 10/12/2022
Current report filing
8-K
Tuesday, 8/2/2022
Current report filing
8-K
Tuesday, 8/2/2022
Current report filing
8-K
Wednesday, 7/13/2022
Current report filing
8-K
Monday, 7/11/2022
Current report filing
8-K
Wednesday, 6/15/2022
Current report filing
8-K
Monday, 6/13/2022
Current report filing
8-K
Friday, 6/3/2022
Current report filing
8-K
Tuesday, 5/3/2022
Current report filing
8-K
Tuesday, 5/3/2022
Current report filing
8-K
Wednesday, 4/13/2022
Current report filing
8-K
Monday, 3/14/2022
Current report filing
8-K
Tuesday, 3/1/2022
Current report filing
8-K
Tuesday, 3/1/2022
Current report filing
8-K
Monday, 2/28/2022
Current report filing
8-K
Wednesday, 1/12/2022
Current report filing
8-K
Tuesday, 10/26/2021
Current report filing
8-K
Tuesday, 10/26/2021
Current report filing
8-K
Wednesday, 10/6/2021
Current report filing
8-K
Monday, 8/2/2021
Current report filing
8-K
Tuesday, 7/27/2021
Current report filing
8-K
Tuesday, 7/27/2021
Current report filing
8-K
Wednesday, 7/7/2021
Current report filing
8-K
Wednesday, 6/23/2021
Current report filing
8-K
Thursday, 6/3/2021
Current report filing
8-K
Tuesday, 4/27/2021
Current report filing
8-K
Tuesday, 4/27/2021
Current report filing
8-K
Wednesday, 4/7/2021
Current report filing
8-K
Tuesday, 3/30/2021
Current report filing
8-K
Thursday, 3/25/2021
Current report filing
8-K
Tuesday, 3/2/2021
Current report filing
8-K
Tuesday, 3/2/2021
Current report filing
8-K
Wednesday, 1/13/2021
Current report filing
8-K
Tuesday, 11/3/2020
Current report filing
8-K
Tuesday, 11/3/2020
Current report filing
8-K
Wednesday, 10/7/2020
Current report filing
8-K
Thursday, 7/30/2020
Current report filing
8-K
Tuesday, 7/28/2020
Current report filing
8-K
Tuesday, 7/28/2020
Current report filing
8-K
Wednesday, 7/8/2020
Current report filing
8-K
Tuesday, 6/30/2020
Current report filing
8-K
Friday, 6/26/2020
Current report filing
8-K
Thursday, 6/4/2020
Current report filing
8-K
Tuesday, 4/28/2020
Current report filing
8-K
Tuesday, 4/28/2020
Current report filing
8-K
Wednesday, 4/8/2020
Current report filing
8-K
Tuesday, 3/3/2020
Current report filing
8-K
Tuesday, 3/3/2020
Current report filing
8-K
Monday, 3/2/2020
Current report filing
8-K
Wednesday, 1/8/2020
Current report filing
8-K
Tuesday, 10/29/2019
Current report filing
8-K
Tuesday, 10/29/2019
Current report filing
8-K
Wednesday, 10/9/2019
Current report filing
8-K
Tuesday, 8/13/2019
Current report filing
8-K
Monday, 8/5/2019
Current report filing
8-K
Friday, 8/2/2019
Current report filing
8-K
Tuesday, 7/30/2019
Current report filing
8-K
Tuesday, 7/30/2019
Current report filing
8-K
Wednesday, 7/10/2019
Current report filing
8-K
Thursday, 6/6/2019
Current report filing
8-K
Tuesday, 4/30/2019
Current report filing
8-K
Tuesday, 4/30/2019
Current report filing
8-K
Wednesday, 4/10/2019
Current report filing
8-K
Friday, 3/8/2019
Current report filing
8-K
Tuesday, 3/5/2019
Current report filing
8-K
Tuesday, 3/5/2019
Current report filing
8-K
Wednesday, 1/9/2019
Current report filing
8-K
Friday, 12/28/2018
Current report filing
8-K
Tuesday, 10/30/2018
Current report filing
8-K
Tuesday, 10/30/2018
Current report filing
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Other (165)

ABS-15G
Wednesday, 2/7/2024
Asset-backed securities report pursuant to Section 15G
40-17G
Friday, 1/12/2024
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
APP WD
Wednesday, 8/9/2023
Withdrawal of an application for exemptive or other relief from the federal securities laws
497AD
Wednesday, 5/31/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 5/30/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-APP
Thursday, 5/11/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Tuesday, 5/9/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 4/6/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
ABS-15G
Wednesday, 2/8/2023
Asset-backed securities report pursuant to Section 15G
40-17G
Tuesday, 11/1/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
ABS-15G
Friday, 10/14/2022
Asset-backed securities report pursuant to Section 15G
CERT
Wednesday, 6/22/2022
Certification by an exchange approving securities for listing
8-A12B
Thursday, 6/16/2022
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Wednesday, 6/8/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 6/8/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 3/10/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 3/9/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
ABS-15G
Thursday, 2/10/2022
Asset-backed securities report pursuant to Section 15G
40-17G
Friday, 10/29/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Wednesday, 7/21/2021
Notice of Effectiveness
CORRESP
Friday, 7/16/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 6/29/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 6/29/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Monday, 5/3/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
25-NSE
Wednesday, 4/28/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
8-A12B
Thursday, 4/1/2021
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERT
Thursday, 4/1/2021
Certification by an exchange approving securities for listing
N-23C-2
Thursday, 3/25/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Tuesday, 3/23/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 3/23/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
ABS-15G
Tuesday, 2/16/2021
Asset-backed securities report pursuant to Section 15G
40-17G
Wednesday, 11/4/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Thursday, 7/30/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
ABS-15G
Wednesday, 2/12/2020
Asset-backed securities report pursuant to Section 15G
40-17G
Tuesday, 11/5/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Friday, 8/2/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
ABS-15G
Wednesday, 7/17/2019
Asset-backed securities report pursuant to Section 15G
EFFECT
Thursday, 7/11/2019
Notice of Effectiveness
CORRESP
Monday, 7/8/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Monday, 6/24/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Monday, 6/24/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 5/3/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 5/3/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Wednesday, 3/27/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Tuesday, 3/26/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Friday, 3/22/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Friday, 3/22/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 3/21/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 3/21/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Wednesday, 10/31/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Monday, 9/10/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Friday, 8/31/2018
Notice of Effectiveness
CORRESP
Tuesday, 8/28/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 8/10/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 8/10/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Monday, 6/18/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
APP NTC
Tuesday, 4/10/2018
None
APP ORDR
Tuesday, 4/10/2018
None
40-17G
Monday, 11/6/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
25-NSE
Wednesday, 11/1/2017
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-23C-2
Friday, 9/29/2017
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
8-A12B
Friday, 9/29/2017
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
POS EX
Friday, 9/29/2017
Post-effective amendment filed solely to add exhibits to a registration statement
CERTNYS
Friday, 9/29/2017
None
497
Wednesday, 9/27/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 9/27/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 9/26/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 9/26/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
305B2
Friday, 9/22/2017
Application for designation of a new trustee under the Trust Indenture Act
40-APP/A
Wednesday, 9/13/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Tuesday, 8/1/2017
Notice of Effectiveness
POS 8C
Tuesday, 7/25/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-APP/A
Wednesday, 6/28/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
POS 8C
Wednesday, 5/31/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
ABS-15G
Tuesday, 1/31/2017
Asset-backed securities report pursuant to Section 15G
40-APP
Monday, 1/23/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Friday, 11/4/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Thursday, 7/7/2016
Notice of Effectiveness
POS 8C
Friday, 6/10/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 6/10/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 4/8/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
ABS-15G
Friday, 1/22/2016
Asset-backed securities report pursuant to Section 15G
40-17G
Thursday, 11/5/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Monday, 8/31/2015
Notice of Effectiveness
N-2/A
Wednesday, 8/19/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Thursday, 8/6/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2/A
Wednesday, 6/17/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 6/17/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497AD
Tuesday, 3/24/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Tuesday, 3/24/2015
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 3/19/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 3/19/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 3/18/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 3/18/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-2
Thursday, 2/5/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
ABS-15G
Friday, 1/23/2015
Asset-backed securities report pursuant to Section 15G
40-17G
Monday, 11/3/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS 8C
Wednesday, 7/2/2014
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
EFFECT
Wednesday, 7/2/2014
Notice of Effectiveness
CORRESP
Tuesday, 7/1/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
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Ownership (140)

SC 13G
Friday, 7/21/2023
Evelo Biosciences, Inc.: Major Shareholders
3
Friday, 7/21/2023
Evelo Biosciences, Inc.: Initial statement of beneficial ownership of securities
3
Tuesday, 7/18/2023
Balkin Michael: Initial statement of beneficial ownership of securities
3
Friday, 7/14/2023
Goodman Jonathan Joseph: Initial statement of beneficial ownership of securities
3
Thursday, 3/2/2023
Dombrowski Lynn Denise Murray: Initial statement of beneficial ownership of securities
3
Thursday, 3/2/2023
O'Connor Kimberley Ann: Initial statement of beneficial ownership of securities
4
Wednesday, 12/21/2022
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Monday, 12/12/2022
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/7/2022
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Thursday, 11/17/2022
Trolio Daniel R.: Statement of changes in beneficial ownership of securities
4
Friday, 9/30/2022
Mahoney Edmund V.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/22/2022
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/17/2022
SAVAGE JOSEPH J: Statement of changes in beneficial ownership of securities
4
Thursday, 5/12/2022
SAVAGE JOSEPH J: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/11/2022
Trolio Daniel R.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/11/2022
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Monday, 5/9/2022
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/7/2021
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Monday, 12/6/2021
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Thursday, 5/6/2021
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/5/2021
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 3/9/2021
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Monday, 3/8/2021
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Monday, 3/8/2021
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/4/2020
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/3/2020
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/6/2020
Trolio Daniel R.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/31/2020
SAVAGE JOSEPH J: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2020
SAVAGE JOSEPH J: Statement of changes in beneficial ownership of securities
4
Friday, 3/20/2020
SAVAGE JOSEPH J: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/18/2020
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
Sarsynski Elaine A: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/12/2020
Trolio Daniel R.: Statement of changes in beneficial ownership of securities
3
Friday, 2/28/2020
Earle Diane: Initial statement of beneficial ownership of securities
4
Thursday, 8/15/2019
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/7/2019
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Monday, 5/13/2019
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Monday, 5/13/2019
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Friday, 5/18/2018
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 5/17/2018
Compass Horizon Partners, LP: Major Shareholders
4
Tuesday, 5/8/2018
Sarsynski Elaine A: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 5/4/2018
Compass Horizon Partners, LP: Major Shareholders
SC 13D/A
Thursday, 4/19/2018
Compass Horizon Partners, LP: Major Shareholders
SC 13D/A
Wednesday, 4/11/2018
Compass Horizon Partners, LP: Major Shareholders
4
Friday, 3/16/2018
SAVAGE JOSEPH J: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/28/2017
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/23/2017
Sarsynski Elaine A: Statement of changes in beneficial ownership of securities
4
Monday, 5/8/2017
SAVAGE JOSEPH J: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/8/2016
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/21/2016
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
3
Wednesday, 9/7/2016
Trolio Daniel R.: Initial statement of beneficial ownership of securities
SC 13G/A
Monday, 7/11/2016
Advisors Asset Management, Inc.: Major Shareholders
4
Monday, 3/28/2016
SAVAGE JOSEPH J: Statement of changes in beneficial ownership of securities
4
Monday, 3/21/2016
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2016
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
3
Monday, 3/7/2016
SAVAGE JOSEPH J: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 2/10/2016
Advisors Asset Management, Inc.: Major Shareholders
4
Monday, 12/21/2015
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Monday, 12/21/2015
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/10/2015
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Monday, 11/9/2015
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/25/2015
Mahoney Edmund V.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/25/2015
Mathieu Christopher M.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/18/2015
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/11/2015
Mahoney Edmund V.: Statement of changes in beneficial ownership of securities
4
Monday, 8/10/2015
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 6/9/2015
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/9/2015
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/1/2015
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/26/2015
Woodward Christopher B.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/24/2015
Path Spirit LTD: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 3/24/2015
Compass Horizon Partners, LP: Major Shareholders
SC 13G
Wednesday, 2/11/2015
Advisors Asset Management, Inc.: Major Shareholders
4
Monday, 12/15/2014
Mahoney Edmund V.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/9/2014
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/18/2014
Woodward Christopher B.: Statement of changes in beneficial ownership of securities
4
Monday, 9/29/2014
Mahoney Edmund V.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/18/2014
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Monday, 3/17/2014
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Monday, 11/25/2013
Woodward Christopher B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/13/2013
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/12/2013
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/28/2013
Mahoney Edmund V.: Statement of changes in beneficial ownership of securities
4
Monday, 8/19/2013
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Monday, 8/19/2013
Mathieu Christopher M.: Statement of changes in beneficial ownership of securities
4
Monday, 8/19/2013
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Thursday, 12/6/2012
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/5/2012
Mathieu Christopher M.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/5/2012
Swanson David P.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/5/2012
Mahoney Edmund V.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/5/2012
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Friday, 9/14/2012
Michaud Gerald A.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/13/2012
Mathieu Christopher M.: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/12/2012
BOTTIGLIERI JAMES: Statement of changes in beneficial ownership of securities
4
Thursday, 9/6/2012
Mahoney Edmund V.: Statement of changes in beneficial ownership of securities
4/A
Thursday, 9/6/2012
Mahoney Edmund V.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/6/2012
Pomeroy Robert D. Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/4/2012
Woodward Christopher B.: Statement of changes in beneficial ownership of securities
4
Thursday, 8/30/2012
Swanson David P.: Statement of changes in beneficial ownership of securities
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Prospectus (11)

424B2
Friday, 9/22/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 6/1/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 5/30/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 6/9/2022
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Wednesday, 6/8/2022
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Wednesday, 6/8/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Friday, 3/11/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Wednesday, 3/9/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Monday, 8/2/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Wednesday, 3/24/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 3/23/2021
Prospectus filed pursuant to Rule 424(b)(2)
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Proxies (45)

DEFA14A
Tuesday, 5/9/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFR14A
Tuesday, 5/9/2023
Definitive revised proxy soliciting materials
PRER14A
Wednesday, 5/3/2023
Preliminary revised proxy soliciting materials
DEFA14A
Tuesday, 4/11/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 4/6/2023
Definitive proxy statements
DEFA14A
Thursday, 4/6/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Tuesday, 3/14/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 3/1/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 4/22/2022
Definitive proxy statements
DEF 14A
Thursday, 4/22/2021
Definitive proxy statements
DEF 14A
Wednesday, 4/22/2020
Definitive proxy statements
DEF 14A
Wednesday, 4/24/2019
Definitive proxy statements
DEFA14A
Thursday, 10/11/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 10/3/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 9/20/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 9/10/2018
Definitive proxy statements
PRE 14A
Tuesday, 8/14/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 4/19/2018
Definitive proxy statements
DEF 14A
Thursday, 4/20/2017
Definitive proxy statements
DEF 14A
Friday, 4/22/2016
Definitive proxy statements
DEF 14A
Thursday, 4/23/2015
Definitive proxy statements
DEFA14A
Friday, 1/9/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 12/30/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 12/5/2014
Definitive proxy statements
PRE 14A
Monday, 11/17/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFR14A
Thursday, 4/24/2014
Definitive revised proxy soliciting materials
DEF 14A
Wednesday, 4/23/2014
Definitive proxy statements
DEFA14A
Friday, 6/14/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 6/4/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 6/3/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 5/2/2013
Definitive proxy statements
DEF 14A
Wednesday, 4/24/2013
Definitive proxy statements
PRE 14A
Wednesday, 4/17/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 6/1/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/30/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 5/25/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 5/1/2012
Definitive proxy statements
DEF 14A
Tuesday, 4/24/2012
Definitive proxy statements
PRE 14A
Thursday, 4/19/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 6/29/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 6/13/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 6/1/2011
Definitive proxy statements
PRE 14A
Friday, 5/20/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 4/1/2011
Definitive proxy statements
PRE 14A
Friday, 3/18/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
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