WELLS FARGO INVESTMENT INSTITUTE, INC.
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- Wells Fargo Funds Management, LLC (8)
- GOLDEN CAPITAL MANAGEMENT, LLC (7)
- Wells Fargo Asset Management (International), LLC (7)
- METROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA (7)
- PEREGRINE CAPITAL MANAGEMENT INC /MN/ (7)
- Nelson Capital Management, LLC (4)
- GAI Corbin Multi-Strategy Fund, LLC (2)
- GAI Agility Income Fund (2)
- ASGI Aurora Opportunities Fund, LLC (2)
- Wells Fargo Asset Management (International) Ltd (fka ECM Asset Management Ltd) (1)
- Wells Fargo Securities, LLC (1)
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Other (20)
13F-NT
Friday, 2/9/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/13/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/15/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/12/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/13/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 11/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/12/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Monday, 5/16/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/16/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Wednesday, 3/20/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 7/12/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 9/21/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 8/31/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP ORDR
Monday, 3/12/2012
None
40-APP/A
Friday, 12/9/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 12/9/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 12/8/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
ADV-E
Tuesday, 12/29/2009
None
ADV-E
Monday, 6/22/2009
None
Ownership (6)
4
Tuesday, 6/6/2017
GAI Corbin Multi-Strategy Fund, LLC: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/6/2017
GAI Agility Income Fund: Statement of changes in beneficial ownership of securities
3/A
Friday, 11/18/2011
ASGI Aurora Opportunities Fund, LLC: Initial statement of beneficial ownership of securities
3
Thursday, 8/18/2011
ASGI Agility Income Fund: Initial statement of beneficial ownership of securities
3
Thursday, 8/18/2011
ASGI Corbin Multi-Strategy Fund, LLC: Initial statement of beneficial ownership of securities
3
Thursday, 8/18/2011
ASGI Aurora Opportunities Fund, LLC: Initial statement of beneficial ownership of securities