J.J.B. Hilliard, W.L. Lyons, LLC

Related Filers (2)

Other (104)

MA-W
Tuesday, 10/22/2019
Notice of Withdrawal from Registration as a Municipal Advisor
MA-I/A
Friday, 10/18/2019
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 10/18/2019
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 10/18/2019
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 10/18/2019
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 10/18/2019
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Friday, 10/18/2019
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Wednesday, 8/14/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/1/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA/A
Friday, 4/12/2019
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA/A
Thursday, 3/14/2019
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA/A
Friday, 3/8/2019
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Thursday, 2/7/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Friday, 12/28/2018
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-A
Tuesday, 11/13/2018
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Friday, 11/2/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA/A
Wednesday, 9/26/2018
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I/A
Wednesday, 9/12/2018
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Monday, 8/6/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA/A
Monday, 6/25/2018
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Wednesday, 5/2/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA/A
Wednesday, 2/21/2018
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Thursday, 2/1/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Tuesday, 1/2/2018
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-A
Wednesday, 11/8/2017
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Friday, 11/3/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Tuesday, 10/31/2017
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 10/12/2017
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 8/31/2017
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Thursday, 8/31/2017
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Thursday, 8/31/2017
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA/A
Friday, 8/4/2017
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Tuesday, 8/1/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/8/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 1/31/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA/A
Wednesday, 1/25/2017
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I/A
Friday, 12/23/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 12/15/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-A
Wednesday, 11/2/2016
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Tuesday, 10/25/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Wednesday, 9/21/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 9/21/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 9/21/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 9/21/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Tuesday, 9/20/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA/A
Tuesday, 9/20/2016
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA/A
Friday, 9/2/2016
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I/A
Tuesday, 8/16/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Tuesday, 7/26/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 4/26/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Wednesday, 4/6/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Wednesday, 4/6/2016
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Tuesday, 1/26/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA/A
Tuesday, 1/5/2016
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I/A
Tuesday, 12/8/2015
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I/A
Thursday, 12/3/2015
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-A
Thursday, 11/12/2015
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
13F-NT
Monday, 10/19/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 7/28/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Monday, 6/1/2015
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 4/24/2015
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 4/24/2015
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 4/24/2015
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 4/24/2015
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Thursday, 4/23/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Tuesday, 2/10/2015
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Wednesday, 1/21/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA-I/A
Monday, 12/15/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Monday, 10/27/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
MA
Friday, 10/10/2014
Municipal Advisor registration required pursuant to Section 15B(a)(2) of the Securities Exchange Act of 1934 and the Rules Thereunder. Application for Municipal Advisor Registration (MA), Annual Update of Municipal Advisor Registration (MA-A), and Amendment of a Prior Application for Registration (MA/A)
MA-I
Friday, 8/29/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 8/29/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 8/29/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 8/29/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 8/29/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Friday, 8/29/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Thursday, 8/28/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Thursday, 8/28/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
MA-I
Thursday, 8/28/2014
Information Regarding Natural Persons Who Engage in Municipal Advisory Activities, and Amendment of a Previously Submitted Form MA-I
13F-NT
Friday, 8/1/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 4/21/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 1/24/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 10/24/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 7/19/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/2/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 1/18/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 10/30/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 7/20/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 4/24/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 1/19/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 10/20/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 7/15/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 4/19/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 1/18/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 10/14/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 7/30/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 4/13/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 1/21/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 10/27/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/10/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
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