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Financials (1)
NT-NCSR
Tuesday, 3/12/2019
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) for period ending 2018-12-31
Other (217)
40-17G
Friday, 12/22/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Wednesday, 11/29/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Tuesday, 9/5/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Monday, 8/28/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Tuesday, 8/15/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 5/22/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
CORRESP
Wednesday, 4/26/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CEN
Monday, 3/13/2023
Annual Report for Registered Investment Companies
N-CSR
Tuesday, 3/7/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 2/21/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Tuesday, 12/6/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Friday, 11/18/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Wednesday, 8/31/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Monday, 8/29/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Friday, 8/19/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
CORRESP
Tuesday, 7/26/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
NPORT-P
Monday, 5/23/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Wednesday, 3/16/2022
Annual Report for Registered Investment Companies
CORRESP
Monday, 3/7/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Monday, 3/7/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 2/9/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Monday, 11/22/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Monday, 11/22/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Wednesday, 9/22/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Wednesday, 9/1/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 8/24/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 5/26/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Friday, 3/26/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CEN
Friday, 3/12/2021
Annual Report for Registered Investment Companies
N-CSR
Monday, 3/8/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 2/23/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 11/20/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Wednesday, 9/2/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Friday, 8/21/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Monday, 8/17/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Wednesday, 5/27/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Thursday, 3/12/2020
Annual Report for Registered Investment Companies
N-CSR
Friday, 3/6/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Wednesday, 2/5/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
497
Wednesday, 12/11/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Friday, 11/22/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Monday, 11/18/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Friday, 8/30/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Wednesday, 8/28/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Friday, 6/28/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Monday, 6/3/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
NPORT-EX
Wednesday, 5/29/2019
Portfolio Holdings Exhibit to Form N-PORT
POS 8C
Monday, 5/13/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
EFFECT
Monday, 5/13/2019
Notice of Effectiveness
CORRESP
Monday, 5/13/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 4/26/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 4/26/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CEN
Monday, 3/18/2019
Annual Report for Registered Investment Companies
N-CSR
Tuesday, 3/12/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
POS 8C
Friday, 3/1/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-Q
Wednesday, 11/21/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 11/14/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Friday, 8/31/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Thursday, 8/30/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Wednesday, 5/30/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Tuesday, 5/15/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Thursday, 5/10/2018
Notice of Effectiveness
CORRESP
Thursday, 5/10/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 5/10/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 5/9/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 5/1/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 4/30/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 4/27/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-CSR
Monday, 3/12/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 3/1/2018
Annual report for management companies filed on Form N-SAR
N-2
Thursday, 2/15/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Friday, 2/9/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 2/9/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Wednesday, 11/22/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 8/31/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 8/29/2017
Semi-annual report for management companies filed on Form N-SAR
N-PX
Monday, 8/28/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Wednesday, 5/24/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 5/5/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Monday, 5/1/2017
Notice of Effectiveness
POS 8C
Friday, 4/28/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Thursday, 4/27/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-CSR
Friday, 3/10/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 3/1/2017
Annual report for management companies filed on Form N-SAR
POS 8C
Friday, 2/17/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
497
Friday, 1/20/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Tuesday, 11/22/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Thursday, 9/8/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/29/2016
Semi-annual report for management companies filed on Form N-SAR
N-PX
Thursday, 8/25/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
497
Thursday, 7/21/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-Q
Tuesday, 5/24/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
497
Friday, 5/6/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
CORRESP
Wednesday, 5/4/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Wednesday, 5/4/2016
Notice of Effectiveness
EFFECT
Wednesday, 5/4/2016
Notice of Effectiveness
CORRESP
Wednesday, 5/4/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 4/29/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 4/29/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
N-CSR
Thursday, 3/10/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
Ownership (38)
4
Friday, 6/24/2022
Dennis Kathleen A: Statement of changes in beneficial ownership of securities
3
Wednesday, 5/4/2022
Auffenberg Christopher: Initial statement of beneficial ownership of securities
3
Thursday, 2/10/2022
Cashman Frances: Initial statement of beneficial ownership of securities
3
Thursday, 1/20/2022
Downes Deidre: Initial statement of beneficial ownership of securities
3
Monday, 1/10/2022
Grier Eddie Arthur: Initial statement of beneficial ownership of securities
4
Wednesday, 11/24/2021
Dennis Kathleen A: Statement of changes in beneficial ownership of securities
4
Friday, 6/4/2021
Dennis Kathleen A: Statement of changes in beneficial ownership of securities
4
Friday, 2/5/2021
Dennis Kathleen A: Statement of changes in beneficial ownership of securities
4
Thursday, 11/5/2020
Dennis Kathleen A: Statement of changes in beneficial ownership of securities
4
Friday, 8/7/2020
Dennis Kathleen A: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 7/29/2020
Dennis Kathleen A: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/29/2020
Dennis Kathleen A: Statement of changes in beneficial ownership of securities
4/A
Thursday, 5/7/2020
Dennis Kathleen A: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/6/2020
Dennis Kathleen A: Statement of changes in beneficial ownership of securities
3
Wednesday, 3/11/2020
SMITH FRANK J: Initial statement of beneficial ownership of securities
3
Thursday, 10/3/2019
Rafter Robert: Initial statement of beneficial ownership of securities
3
Wednesday, 10/2/2019
Chan Gary: Initial statement of beneficial ownership of securities
3
Tuesday, 10/1/2019
Morser Christopher: Initial statement of beneficial ownership of securities
3
Tuesday, 10/1/2019
Cucinotta Eban: Initial statement of beneficial ownership of securities
3
Friday, 9/27/2019
Stampfel Eric: Initial statement of beneficial ownership of securities
3
Thursday, 2/2/2017
MALESKI PATRICIA A: Initial statement of beneficial ownership of securities
3
Friday, 12/16/2016
Knierim Timothy J: Initial statement of beneficial ownership of securities
3
Wednesday, 1/7/2015
Haussler Jakki L.: Initial statement of beneficial ownership of securities
3
Thursday, 1/16/2014
Benedetti Joseph C: Initial statement of beneficial ownership of securities
3
Wednesday, 9/4/2013
Gernon John H: Initial statement of beneficial ownership of securities
3/A
Tuesday, 3/5/2013
Rhee Samuel Gene: Initial statement of beneficial ownership of securities
3/A
Tuesday, 3/5/2013
Lev Arthur Jason: Initial statement of beneficial ownership of securities
3
Wednesday, 2/27/2013
Lev Arthur Jason: Initial statement of beneficial ownership of securities
5
Monday, 1/7/2013
Dennis Kathleen A: Annual statement of changes in beneficial ownership of securities
4
Wednesday, 10/3/2012
Dennis Kathleen A: Statement of changes in beneficial ownership of securities
3
Tuesday, 10/12/2010
Chappuis Jacques: Initial statement of beneficial ownership of securities
4
Tuesday, 8/31/2010
Dennis Kathleen A: Statement of changes in beneficial ownership of securities
3
Tuesday, 4/6/2010
Langlois Noel C.: Initial statement of beneficial ownership of securities
3
Tuesday, 1/26/2010
Quigley Jarrod Ross: Initial statement of beneficial ownership of securities
3
Thursday, 9/25/2008
Takian Randy: Initial statement of beneficial ownership of securities
3
Tuesday, 9/16/2008
JOHNSON MANUEL H: Initial statement of beneficial ownership of securities
3
Monday, 9/15/2008
ROBISON RONALD E: Initial statement of beneficial ownership of securities
3
Monday, 9/15/2008
Gonzalez-Heres Jose F: Initial statement of beneficial ownership of securities
Prospectus (78)
424B3
Thursday, 12/30/2021
Prospectus filed pursuant to Rule 424(b)(3)
SC TO-I/A
Thursday, 5/28/2020
Issuer tender offer statement
SC TO-I/A
Wednesday, 2/26/2020
Issuer tender offer statement
SC TO-I/A
Friday, 12/20/2019
Issuer tender offer statement
SC TO-I/A
Wednesday, 11/27/2019
Issuer tender offer statement
SC TO-I
Wednesday, 11/27/2019
Issuer tender offer statement
SC TO-I
Tuesday, 8/27/2019
Issuer tender offer statement
SC TO-I/A
Tuesday, 8/27/2019
Issuer tender offer statement
SC TO-I
Tuesday, 5/28/2019
Issuer tender offer statement
SC TO-I/A
Tuesday, 5/28/2019
Issuer tender offer statement
SC TO-I
Friday, 2/22/2019
Issuer tender offer statement
SC TO-I/A
Friday, 2/22/2019
Issuer tender offer statement
SC TO-I
Friday, 11/23/2018
Issuer tender offer statement
SC TO-I/A
Friday, 11/23/2018
Issuer tender offer statement
SC TO-I
Tuesday, 8/28/2018
Issuer tender offer statement
SC TO-I/A
Tuesday, 8/28/2018
Issuer tender offer statement
SC TO-I/A
Friday, 6/1/2018
Issuer tender offer statement
SC TO-I
Friday, 6/1/2018
Issuer tender offer statement
SC TO-I/A
Friday, 2/23/2018
Issuer tender offer statement
SC TO-I
Friday, 2/23/2018
Issuer tender offer statement
SC TO-I
Friday, 11/24/2017
Issuer tender offer statement
SC TO-I/A
Friday, 11/24/2017
Issuer tender offer statement
SC TO-I
Friday, 8/25/2017
Issuer tender offer statement
SC TO-I/A
Friday, 8/25/2017
Issuer tender offer statement
SC TO-I
Friday, 5/26/2017
Issuer tender offer statement
SC TO-I/A
Friday, 5/26/2017
Issuer tender offer statement
SC TO-I/A
Friday, 2/24/2017
Issuer tender offer statement
SC TO-I
Friday, 2/24/2017
Issuer tender offer statement
SC TO-I
Friday, 11/25/2016
Issuer tender offer statement
SC TO-I/A
Friday, 11/25/2016
Issuer tender offer statement
SC TO-I
Friday, 8/26/2016
Issuer tender offer statement
SC TO-I/A
Friday, 8/26/2016
Issuer tender offer statement
SC TO-I/A
Friday, 5/27/2016
Issuer tender offer statement
SC TO-I
Friday, 5/27/2016
Issuer tender offer statement
SC TO-I/A
Friday, 2/26/2016
Issuer tender offer statement
SC TO-I
Friday, 2/26/2016
Issuer tender offer statement
SC TO-I
Friday, 11/27/2015
Issuer tender offer statement
SC TO-I/A
Friday, 11/27/2015
Issuer tender offer statement
SC TO-I
Friday, 8/28/2015
Issuer tender offer statement
SC TO-I/A
Friday, 8/28/2015
Issuer tender offer statement
SC TO-I
Thursday, 5/28/2015
Issuer tender offer statement
SC TO-I/A
Thursday, 5/28/2015
Issuer tender offer statement
SC TO-I/A
Wednesday, 2/25/2015
Issuer tender offer statement
SC TO-I
Wednesday, 2/25/2015
Issuer tender offer statement
SC TO-I/A
Wednesday, 11/26/2014
Issuer tender offer statement
SC TO-I
Wednesday, 11/26/2014
Issuer tender offer statement
SC TO-I/A
Thursday, 8/28/2014
Issuer tender offer statement
SC TO-I
Thursday, 8/28/2014
Issuer tender offer statement
SC TO-I/A
Wednesday, 5/28/2014
Issuer tender offer statement
SC TO-I
Wednesday, 5/28/2014
Issuer tender offer statement
SC TO-I/A
Tuesday, 2/25/2014
Issuer tender offer statement
SC TO-I
Tuesday, 2/25/2014
Issuer tender offer statement
SC TO-I/A
Tuesday, 11/26/2013
Issuer tender offer statement
SC TO-I
Tuesday, 11/26/2013
Issuer tender offer statement
SC TO-I/A
Wednesday, 8/28/2013
Issuer tender offer statement
SC TO-I
Wednesday, 8/28/2013
Issuer tender offer statement
SC TO-I/A
Tuesday, 5/28/2013
Issuer tender offer statement
SC TO-I
Tuesday, 5/28/2013
Issuer tender offer statement
SC TO-I/A
Friday, 2/22/2013
Issuer tender offer statement
SC TO-I
Friday, 2/22/2013
Issuer tender offer statement
SC TO-I/A
Friday, 11/23/2012
Issuer tender offer statement
SC TO-I
Friday, 11/23/2012
Issuer tender offer statement
SC TO-I/A
Tuesday, 8/28/2012
Issuer tender offer statement
SC TO-I
Tuesday, 8/28/2012
Issuer tender offer statement
SC TO-I
Friday, 5/25/2012
Issuer tender offer statement
SC TO-I/A
Friday, 5/25/2012
Issuer tender offer statement
SC TO-I
Friday, 2/24/2012
Issuer tender offer statement
SC TO-I/A
Friday, 2/24/2012
Issuer tender offer statement
SC TO-I
Friday, 11/25/2011
Issuer tender offer statement
SC TO-T/A
Friday, 11/25/2011
Third party tender offer statement
SC TO-I/A
Friday, 8/26/2011
Issuer tender offer statement
SC TO-I
Friday, 8/26/2011
Issuer tender offer statement
SC TO-I
Friday, 5/27/2011
Issuer tender offer statement
SC TO-I/A
Friday, 5/27/2011
Issuer tender offer statement
SC TO-I/A
Friday, 2/25/2011
Issuer tender offer statement
SC TO-I
Friday, 2/25/2011
Issuer tender offer statement
SC TO-I
Friday, 11/26/2010
Issuer tender offer statement
SC TO-I
Friday, 8/27/2010
Issuer tender offer statement