Oaktree Specialty Lending Corp
Related Filers (288)
- TANNENBAUM LEONARD M (169)
- Oaktree Strategic Income Corp (27)
- Berman Bernard D (23)
- OAKTREE CAPITAL MANAGEMENT LP (21)
- Dimitrov Ivelin M. (14)
- Gero Deborah Ann (14)
- FSFC Holdings, Inc. (11)
- FSMP IV GP, LLC (11)
- Fifth Street Mezzanine Partners IV, L.P. (11)
- RIVERNORTH CAPITAL MANAGEMENT, LLC (11)
- Fifth Street Management LLC (10)
- Fifth Street Funding, LLC (10)
- Castro-Blanco James (10)
- Pendo Mathew (10)
- Fifth Street Fund of Funds LLC (9)
- CALDWELL PHYLLIS R (9)
- DUTKIEWICZ RICHARD P (8)
- Oaktree Strategic Income II, Inc. (8)
- Dunn Brian S (7)
- Fifth Street Funding II, LLC (7)
- Fifth Street Mezzanine Partners V, L.P. (7)
- FSMP V GP, LLC (7)
- Ruben Richard (7)
- Carlisle Melvin (7)
- Fifth Street Holdings L.P. (6)
- Jacobson Craig A (6)
- FSLF GP LLC (5)
- Fifth Street Senior Loan Fund LP (5)
- FS Senior Funding LLC (5)
- Zimmerman Bruce (5)
- Oaktree-Forrest Multi-Strategy,LLC (5)
- Oaktree-TCDRS Strategic Credit, LLC (5)
- Oaktree-TBMR Strategic Credit Fund F, LLC (5)
- Oaktree-TBMR Strategic Credit Fund C, LLC (5)
- Oaktree-TSE 16 Strategic Credit, LLC (5)
- Oaktree-TBMR Strategic Credit Fund G, LLC (5)
- Oaktree Gilead Investment Fund AIF (Delaware), L.P. (5)
- Ray Douglas F (4)
- Genworth Life Insurance CO (4)
- FSF/MP Holdings, Inc. (4)
- GREENLIGHT CAPITAL LLC (4)
- Fifth Street Opportunities Fund, L.P. (4)
- Fifth Street Senior Loan Fund I, LLC (4)
- FSCO GP LLC (4)
- Fifth Street Asset Management Inc. (4)
- Springhouse Capital (Master), L.P. (4)
- Panossian Armen (4)
- Oaktree Strategic Credit Fund (4)
- INPRS Strategic Credit Holdings, LLC (4)
- TOLL BRUCE E (3)
- HANEY BYRON J (3)
- Goodman Marc A. (3)
- VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. (3)
- FS Partners Fund LLC (3)
- FRANK ALEXANDER C (3)
- Oaktree Opportunities Fund XI (Parallel 2), SCSp (3)
- Frank John (3)
- McKown Christopher (3)
- Pak Ashley (3)
- Oaktree Strategic Credit Fund B, L.P. (3)
- Oaktree Real Estate Opportunities Fund VIII (Parallel) 2, L.P. (3)
- OAKTREE EUROPEAN SPECIAL SITUATIONS FUND, L.P. (3)
- Oaktree Real Estate Opportunities Fund VIII (Parallel) 4, L.P. (3)
- Oaktree CLO 2019-3, Ltd. (3)
- Oaktree Huntington Investment Fund II, L.P. (3)
- OAKTREE HIGH YIELD BOND FUND, L.P. (3)
- Oaktree Mezzanine Fund V, L.P. (3)
- Oaktree European Principal Fund V, SCSp (3)
- Oaktree Enhanced Income Fund III, L.P. (3)
- Oaktree Power Opportunities Fund IV, L.P. (3)
- Oaktree Value Opportunities Fund, L.P. (3)
- Oaktree Glacier Investment Fund II, L.P. (3)
- Oaktree-NGP Strategic Credit, LLC (3)
- Oaktree Opportunities Fund X, L.P. (3)
- Oaktree Real Estate Debt Fund III (Parallel), L.P. (3)
- Oaktree Boulder Investment Fund, L.P. (3)
- Oaktree European Capital Solutions Fund (Parallel), L.P. (3)
- Oaktree CLO 2014-2 Ltd. (3)
- Oaktree Real Estate Opportunities Fund VII (Parallel 4), L.P. (3)
- Oaktree Real Estate Debt Fund II, L.P. (3)
- Oaktree Mercury Investment Fund, L.P. (3)
- Oaktree Special Situations Fund II, L.P. (3)
- Oaktree Real Estate Opportunities Fund VIII (Parallel) 3, L.P. (3)
- Oaktree Middle-Market Direct Lending Unlevered Fund (Parallel), L.P. (3)
- Oaktree Emerging Markets Equity Fund, L.P. (3)
- Oaktree Real Estate Debt Fund III, L.P. (3)
- Oaktree Value Equity Fund, L.P. (3)
- Oaktree CLO 2014-1 Ltd. (3)
- Oaktree CLO 2020-1, Ltd. (3)
- Oaktree Absolute Return Income Fund, L.P. (3)
- Oaktree Opportunities Fund Xb (Parallel), L.P. (3)
- Oaktree Middle-Market Direct Lending Fund (Parallel), L.P. (3)
- Oaktree Opportunities Fund XI (Parallel), L.P. (3)
- Oaktree Special Situations Fund, L.P. (3)
- Oaktree Alpha Credit Fund, L.P. (3)
- Oaktree Emerging Markets Debt Total Return Fund, L.P. (3)
- Oaktree Real Estate Opportunities Fund VII (Parallel 2), L.P. (3)
- Oaktree Cascade Investment Fund III, L.P. (3)
- Oaktree Oasis Investment Fund, L.P. (3)
- Oaktree Strategic Credit Fund A, L.P. (3)
- Show More ...
Financials (68)
10-Q
Thursday, 2/1/2024
Quarterly Report for period ending 2023-12-31
10-K
Tuesday, 11/14/2023
Annual Report for period ending 2023-09-30
10-Q
Thursday, 8/3/2023
Quarterly Report for period ending 2023-06-30
10-Q
Thursday, 5/4/2023
Quarterly Report for period ending 2023-03-31
10-Q
Tuesday, 2/7/2023
Quarterly Report for period ending 2022-12-31
10-K
Tuesday, 11/15/2022
Annual Report for period ending 2022-09-30
10-Q
Thursday, 8/4/2022
Quarterly Report for period ending 2022-06-30
10-Q
Thursday, 5/5/2022
Quarterly Report for period ending 2022-03-31
10-Q
Thursday, 2/3/2022
Quarterly Report for period ending 2021-12-31
10-K
Tuesday, 11/16/2021
Annual Report for period ending 2021-09-30
10-Q
Thursday, 8/5/2021
Quarterly Report for period ending 2021-06-30
10-Q
Thursday, 5/6/2021
Quarterly Report for period ending 2021-03-31
10-Q
Thursday, 2/4/2021
Quarterly Report for period ending 2020-12-31
10-K
Thursday, 11/19/2020
Annual Report for period ending 2020-09-30
10-Q
Friday, 8/7/2020
Quarterly Report for period ending 2020-06-30
10-Q
Thursday, 5/7/2020
Quarterly Report for period ending 2020-03-31
10-Q
Thursday, 2/6/2020
Quarterly Report for period ending 2019-12-31
10-K/A
Thursday, 12/19/2019
Annual Report for period ending 2019-09-30
10-K
Wednesday, 11/20/2019
Annual Report for period ending 2019-09-30
10-Q
Wednesday, 8/7/2019
Quarterly Report for period ending 2019-06-30
10-Q
Wednesday, 5/8/2019
Quarterly Report for period ending 2019-03-31
10-Q
Thursday, 2/7/2019
Quarterly Report for period ending 2018-12-31
10-K
Thursday, 11/29/2018
Annual Report for period ending 2018-09-30
10-Q
Wednesday, 8/8/2018
Quarterly Report for period ending 2018-06-30
10-Q
Tuesday, 5/8/2018
Quarterly Report for period ending 2018-03-31
10-Q
Thursday, 2/8/2018
Quarterly Report for period ending 2017-12-31
10-K
Wednesday, 11/29/2017
Annual Report for period ending 2017-09-30
10-Q
Wednesday, 8/9/2017
Quarterly Report for period ending 2017-06-30
10-Q
Wednesday, 5/10/2017
Quarterly Report for period ending 2017-03-31
10-Q
Thursday, 2/9/2017
Quarterly Report for period ending 2016-12-31
10-K/A
Monday, 1/30/2017
Annual Report for period ending 2016-09-30
10-K
Tuesday, 11/29/2016
Annual Report for period ending 2016-09-30
10-Q
Tuesday, 8/9/2016
Quarterly Report for period ending 2016-06-30
10-Q
Tuesday, 5/10/2016
Quarterly Report for period ending 2016-03-31
10-Q
Tuesday, 2/9/2016
Quarterly Report for period ending 2015-12-31
NT 10-K
Tuesday, 12/1/2015
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2015-09-30
10-K
Tuesday, 12/1/2015
Annual Report for period ending 2015-09-30
10-Q
Monday, 8/10/2015
Quarterly Report for period ending 2015-06-30
10-Q
Monday, 5/11/2015
Quarterly Report for period ending 2015-03-31
10-Q
Monday, 2/9/2015
Quarterly Report for period ending 2014-12-31
10-K
Monday, 12/1/2014
Annual Report for period ending 2014-09-30
10-Q
Thursday, 8/7/2014
Quarterly Report for period ending 2014-06-30
10-Q
Thursday, 5/8/2014
Quarterly Report for period ending 2014-03-31
10-Q
Thursday, 2/6/2014
Quarterly Report for period ending 2013-12-31
10-K
Monday, 11/25/2013
Annual Report for period ending 2013-09-30
10-Q
Wednesday, 8/7/2013
Quarterly Report for period ending 2013-06-30
10-Q
Wednesday, 5/8/2013
Quarterly Report for period ending 2013-03-31
10-Q
Wednesday, 2/6/2013
Quarterly Report for period ending 2012-12-31
10-K
Wednesday, 11/28/2012
Annual Report for period ending 2012-09-30
10-Q
Wednesday, 8/8/2012
Quarterly Report for period ending 2012-06-30
10-Q
Tuesday, 5/8/2012
Quarterly Report for period ending 2012-03-31
10-Q
Wednesday, 2/8/2012
Quarterly Report for period ending 2011-12-31
10-K
Tuesday, 11/29/2011
Annual Report for period ending 2011-09-30
10-Q
Wednesday, 8/3/2011
Quarterly Report for period ending 2011-06-30
10-Q
Wednesday, 5/4/2011
Quarterly Report for period ending 2011-03-31
10-Q
Monday, 1/31/2011
Quarterly Report for period ending 2010-12-31
10-K
Thursday, 12/2/2010
Annual Report for period ending 2010-09-30
10-Q
Wednesday, 8/4/2010
Quarterly Report for period ending 2010-06-30
10-Q
Wednesday, 5/5/2010
Quarterly Report for period ending 2010-03-31
10-Q
Tuesday, 2/9/2010
Quarterly Report for period ending 2009-12-31
10-K
Wednesday, 12/9/2009
Annual Report for period ending 2009-09-30
10-Q
Wednesday, 8/5/2009
Quarterly Report for period ending 2009-06-30
10-K/A
Tuesday, 7/14/2009
Annual Report for period ending 2008-09-30
10-K/A
Thursday, 7/9/2009
Annual Report for period ending 2008-09-30
10-Q
Thursday, 5/7/2009
Quarterly Report for period ending 2009-03-31
10-Q
Friday, 2/6/2009
Quarterly Report for period ending 2008-12-31
10-K
Thursday, 12/11/2008
Annual Report for period ending 2008-09-30
10-Q
Thursday, 8/7/2008
Quarterly Report for period ending 2008-06-30
News (249)
8-K
Thursday, 2/1/2024
Current report filing
8-K
Tuesday, 11/14/2023
Current report filing
8-K
Tuesday, 8/15/2023
Current report filing
8-K
Wednesday, 8/9/2023
Current report filing
8-K
Tuesday, 8/8/2023
Current report filing
8-K
Thursday, 8/3/2023
Current report filing
8-K
Monday, 6/26/2023
Current report filing
8-K
Tuesday, 5/30/2023
Current report filing
8-K
Thursday, 5/4/2023
Current report filing
8-K
Monday, 3/20/2023
Current report filing
8-K
Thursday, 2/9/2023
Current report filing
8-K
Tuesday, 2/7/2023
Current report filing
8-K
Monday, 1/23/2023
Current report filing
8-K
Friday, 1/20/2023
Current report filing
8-K
Friday, 1/20/2023
Current report filing
8-K
Tuesday, 1/10/2023
Current report filing
8-K
Tuesday, 11/15/2022
Current report filing
8-K
Thursday, 9/15/2022
Current report filing
8-K
Thursday, 8/4/2022
Current report filing
8-K
Thursday, 5/5/2022
Current report filing
8-K
Monday, 3/7/2022
Current report filing
8-K
Monday, 2/7/2022
Current report filing
8-K
Thursday, 2/3/2022
Current report filing
8-K
Monday, 12/13/2021
Current report filing
8-K
Monday, 11/22/2021
Current report filing
8-K
Tuesday, 11/16/2021
Current report filing
8-K
Tuesday, 10/5/2021
Current report filing
8-K
Thursday, 9/23/2021
Current report filing
8-K
Friday, 8/6/2021
Current report filing
8-K
Thursday, 8/5/2021
Current report filing
8-K
Friday, 7/9/2021
Current report filing
8-K
Tuesday, 5/18/2021
Current report filing
8-K
Wednesday, 5/12/2021
Current report filing
8-K
Thursday, 5/6/2021
Current report filing
8-K
Friday, 3/19/2021
Current report filing
8-K
Monday, 3/15/2021
Current report filing
8-K
Thursday, 2/4/2021
Current report filing
8-K
Tuesday, 12/29/2020
Current report filing
8-K
Monday, 12/14/2020
Current report filing
8-K
Thursday, 11/19/2020
Current report filing
8-K
Thursday, 10/29/2020
Current report filing
8-K
Monday, 8/10/2020
Current report filing
8-K
Thursday, 5/7/2020
Current report filing
8-K
Friday, 3/27/2020
Current report filing
8-K
Tuesday, 3/10/2020
Current report filing
8-K
Tuesday, 2/25/2020
Current report filing
8-K
Friday, 2/14/2020
Current report filing
8-K
Thursday, 2/13/2020
Current report filing
8-K
Thursday, 2/6/2020
Current report filing
8-K
Friday, 1/31/2020
Current report filing
8-K
Tuesday, 12/17/2019
Current report filing
8-K
Wednesday, 11/20/2019
Current report filing
8-K
Wednesday, 10/2/2019
Current report filing
8-K
Monday, 8/26/2019
Current report filing
8-K
Wednesday, 8/7/2019
Current report filing
8-K
Monday, 7/1/2019
Current report filing
8-K
Wednesday, 5/8/2019
Current report filing
8-K
Friday, 3/8/2019
Current report filing
8-K
Tuesday, 3/5/2019
Current report filing
8-K
Tuesday, 2/26/2019
Current report filing
8-K
Thursday, 2/7/2019
Current report filing
8-K
Thursday, 11/29/2018
Current report filing
8-K
Wednesday, 8/8/2018
Current report filing
8-K
Wednesday, 7/11/2018
Current report filing
8-K
Tuesday, 5/8/2018
Current report filing
8-K
Friday, 5/4/2018
Current report filing
8-K
Monday, 4/9/2018
Current report filing
8-K
Thursday, 2/8/2018
Current report filing
8-K
Monday, 1/29/2018
Current report filing
8-K
Monday, 1/8/2018
Current report filing
8-K
Friday, 12/8/2017
Current report filing
8-K
Monday, 12/4/2017
Current report filing
8-K
Wednesday, 11/29/2017
Current report filing
8-K
Wednesday, 11/22/2017
Current report filing
8-K
Tuesday, 10/17/2017
Current report filing
8-K
Friday, 9/8/2017
Current report filing
8-K
Wednesday, 8/9/2017
Current report filing
8-K
Monday, 7/17/2017
Current report filing
8-K
Wednesday, 5/10/2017
Current report filing
8-K
Friday, 4/28/2017
Current report filing
8-K
Wednesday, 4/5/2017
Current report filing
8-K
Wednesday, 4/5/2017
Current report filing
8-K
Tuesday, 3/21/2017
Current report filing
8-K
Wednesday, 3/1/2017
Current report filing
8-K
Thursday, 2/9/2017
Current report filing
8-K
Thursday, 12/1/2016
Current report filing
8-K
Tuesday, 11/29/2016
Current report filing
8-K
Tuesday, 10/11/2016
Current report filing
8-K
Friday, 9/30/2016
Current report filing
8-K
Friday, 9/2/2016
Current report filing
8-K
Thursday, 8/4/2016
Current report filing
8-K
Thursday, 4/14/2016
Current report filing
8-K/A
Wednesday, 2/24/2016
Current report filing
8-K
Friday, 2/19/2016
Current report filing
8-K
Tuesday, 2/9/2016
Current report filing
8-K
Tuesday, 2/2/2016
Current report filing
8-K
Wednesday, 1/20/2016
Current report filing
8-K
Wednesday, 12/16/2015
Current report filing
8-K
Wednesday, 12/2/2015
Current report filing
8-K
Tuesday, 11/17/2015
Current report filing
Other (287)
40-APP
Tuesday, 2/13/2024
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Tuesday, 11/14/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Tuesday, 11/7/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497AD
Wednesday, 8/9/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 8/8/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 8/8/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 8/8/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 8/7/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-2ASR
Tuesday, 2/7/2023
None
POS EX
Monday, 1/23/2023
Post-effective amendment filed solely to add exhibits to a registration statement
EFFECT
Wednesday, 11/30/2022
Notice of Effectiveness
N-14 8C/A
Tuesday, 11/29/2022
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
40-17G
Friday, 10/28/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-14 8C
Monday, 10/24/2022
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
40-17G
Wednesday, 11/3/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-33
Wednesday, 6/9/2021
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
497AD
Wednesday, 5/12/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 5/11/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 5/11/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 5/11/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 5/7/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Friday, 3/19/2021
Post-effective amendment filed solely to add exhibits to a registration statement
EFFECT
Thursday, 1/21/2021
Notice of Effectiveness
CORRESP
Tuesday, 1/19/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-14 8C/A
Tuesday, 1/19/2021
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
40-17G
Wednesday, 11/25/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-14 8C
Monday, 11/23/2020
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
40-APP
Monday, 8/31/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
25-NSE
Monday, 3/2/2020
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
497
Friday, 2/14/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 2/13/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 2/13/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 2/13/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-23C-2
Thursday, 2/13/2020
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Thursday, 2/13/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 2/13/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 2/7/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-23C-2
Friday, 1/31/2020
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
EFFECT
Monday, 1/13/2020
Notice of Effectiveness
CORRESP
Thursday, 1/9/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 1/9/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Wednesday, 11/20/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Thursday, 10/17/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Thursday, 11/1/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Thursday, 12/28/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Monday, 7/24/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 2/21/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 2/21/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Tuesday, 2/14/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-33
Wednesday, 1/18/2017
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
EFFECT
Wednesday, 1/18/2017
Notice of Effectiveness
CORRESP
Wednesday, 1/18/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 1/13/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 1/13/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 1/13/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-33
Friday, 12/16/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
N-2/A
Monday, 11/21/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 11/21/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 11/21/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Monday, 10/17/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 10/14/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-33
Wednesday, 10/5/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Wednesday, 4/13/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Thursday, 4/7/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Wednesday, 4/6/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-17G
Tuesday, 2/9/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-33
Tuesday, 2/2/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Friday, 1/29/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Friday, 1/29/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Tuesday, 1/5/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Tuesday, 12/8/2015
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Monday, 11/16/2015
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Friday, 10/23/2015
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-33
Thursday, 10/8/2015
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
40-APP/A
Friday, 7/17/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 5/29/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Monday, 2/23/2015
Notice of Effectiveness
CORRESP
Friday, 2/20/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 2/20/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 2/20/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 2/20/2015
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Thursday, 2/5/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS 8C
Monday, 12/22/2014
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Monday, 12/22/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS EX
Tuesday, 12/9/2014
Post-effective amendment filed solely to add exhibits to a registration statement
497
Tuesday, 12/9/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
APP NTC
Thursday, 10/9/2014
None
APP ORDR
Thursday, 10/9/2014
None
497
Monday, 9/22/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Monday, 9/8/2014
Post-effective amendment filed solely to add exhibits to a registration statement
POS EX
Monday, 8/25/2014
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 8/22/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-APP/A
Tuesday, 8/12/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
POS EX
Monday, 7/14/2014
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 7/11/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Friday, 7/11/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 7/10/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 7/10/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 7/10/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-APP/A
Tuesday, 4/15/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
Ownership (396)
4
Wednesday, 2/14/2024
CALDWELL PHYLLIS R: Statement of changes in beneficial ownership of securities
4
Monday, 12/4/2023
IMPEL PHARMACEUTICALS INC: Statement of changes in beneficial ownership of securities
3
Monday, 11/20/2023
IMPEL PHARMACEUTICALS INC: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 8/7/2023
OAKTREE CAPITAL MANAGEMENT LP: Major Shareholders
SC 13D/A
Tuesday, 8/1/2023
OAKTREE CAPITAL MANAGEMENT LP: Major Shareholders
4
Wednesday, 4/12/2023
Pak Ashley: Statement of changes in beneficial ownership of securities
4
Monday, 3/27/2023
Stewart Matthew: Statement of changes in beneficial ownership of securities
4
Monday, 3/20/2023
McKown Christopher: Statement of changes in beneficial ownership of securities
4
Monday, 3/20/2023
CALDWELL PHYLLIS R: Statement of changes in beneficial ownership of securities
4
Monday, 2/13/2023
Pendo Mathew: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 2/1/2023
OAKTREE CAPITAL MANAGEMENT LP: Major Shareholders
SC 13D/A
Thursday, 1/26/2023
TANNENBAUM LEONARD M: Major Shareholders
SC 13D/A
Monday, 1/9/2023
OAKTREE CAPITAL MANAGEMENT LP: Major Shareholders
SC 13D/A
Thursday, 1/5/2023
TANNENBAUM LEONARD M: Major Shareholders
4
Tuesday, 1/3/2023
CALDWELL PHYLLIS R: Statement of changes in beneficial ownership of securities
4
Monday, 12/12/2022
CALDWELL PHYLLIS R: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 8/16/2022
OAKTREE CAPITAL MANAGEMENT LP: Major Shareholders
SC 13D/A
Friday, 8/12/2022
TANNENBAUM LEONARD M: Major Shareholders
4
Thursday, 6/30/2022
CALDWELL PHYLLIS R: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/25/2022
CALDWELL PHYLLIS R: Statement of changes in beneficial ownership of securities
4
Friday, 5/13/2022
CALDWELL PHYLLIS R: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/11/2022
Pendo Mathew: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 4/1/2022
OAKTREE CAPITAL MANAGEMENT LP: Major Shareholders
SC 13D/A
Monday, 3/28/2022
TANNENBAUM LEONARD M: Major Shareholders
4
Monday, 3/7/2022
Pak Ashley: Statement of changes in beneficial ownership of securities
4
Thursday, 3/3/2022
CALDWELL PHYLLIS R: Statement of changes in beneficial ownership of securities
4
Monday, 2/28/2022
McKown Christopher: Statement of changes in beneficial ownership of securities
3
Monday, 1/31/2022
Stewart Matthew: Initial statement of beneficial ownership of securities
SC 13D/A
Thursday, 1/13/2022
OAKTREE CAPITAL MANAGEMENT LP: Major Shareholders
SC 13D/A
Tuesday, 1/11/2022
TANNENBAUM LEONARD M: Major Shareholders
3
Wednesday, 1/5/2022
CALDWELL PHYLLIS R: Initial statement of beneficial ownership of securities
4
Thursday, 12/30/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Monday, 12/27/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/15/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Monday, 12/6/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
3
Thursday, 12/2/2021
McKown Christopher: Initial statement of beneficial ownership of securities
3
Friday, 11/19/2021
Pak Ashley: Initial statement of beneficial ownership of securities
4
Thursday, 11/18/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Monday, 11/15/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/10/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 9/23/2021
TANNENBAUM LEONARD M: Major Shareholders
4
Wednesday, 9/22/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 9/22/2021
OAKTREE CAPITAL MANAGEMENT LP: Major Shareholders
4
Wednesday, 6/2/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 6/2/2021
OAKTREE CAPITAL MANAGEMENT LP: Major Shareholders
SC 13D/A
Friday, 5/28/2021
TANNENBAUM LEONARD M: Major Shareholders
4
Tuesday, 5/25/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Friday, 5/7/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Thursday, 4/29/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Monday, 4/26/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/21/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Friday, 4/16/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/13/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Thursday, 4/8/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Monday, 4/5/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
SC 13D/A
Friday, 3/26/2021
TANNENBAUM LEONARD M: Major Shareholders
SC 13D/A
Thursday, 3/25/2021
OAKTREE CAPITAL MANAGEMENT LP: Major Shareholders
4
Tuesday, 3/23/2021
Jacobson Craig A: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/23/2021
Gero Deborah Ann: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/23/2021
Zimmerman Bruce: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/23/2021
Carlisle Melvin: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/23/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/23/2021
Pendo Mathew: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/23/2021
Frank John: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/23/2021
Panossian Armen: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/23/2021
Ruben Richard: Statement of changes in beneficial ownership of securities
4
Monday, 3/22/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/16/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Thursday, 3/11/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Thursday, 3/4/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Monday, 3/1/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Thursday, 2/25/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/23/2021
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/10/2021
Pendo Mathew: Statement of changes in beneficial ownership of securities
4
Thursday, 12/17/2020
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/15/2020
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 12/15/2020
TANNENBAUM LEONARD M: Major Shareholders
SC 13D/A
Tuesday, 12/15/2020
OAKTREE CAPITAL MANAGEMENT LP: Major Shareholders
4
Monday, 12/14/2020
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Monday, 12/14/2020
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/8/2020
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Friday, 12/4/2020
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/2/2020
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Monday, 11/30/2020
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/24/2020
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Thursday, 11/19/2020
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/17/2020
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Thursday, 9/10/2020
Gero Deborah Ann: Statement of changes in beneficial ownership of securities
4
Friday, 9/4/2020
Ruben Richard: Statement of changes in beneficial ownership of securities
4
Thursday, 8/20/2020
Ruben Richard: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/19/2020
Ruben Richard: Statement of changes in beneficial ownership of securities
4
Thursday, 8/13/2020
TANNENBAUM LEONARD M: Statement of changes in beneficial ownership of securities
4
Thursday, 6/11/2020
Gero Deborah Ann: Statement of changes in beneficial ownership of securities
4
Thursday, 5/28/2020
Panossian Armen: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
Jacobson Craig A: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/11/2020
Pendo Mathew: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/11/2020
Carlisle Melvin: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/10/2020
Gero Deborah Ann: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/3/2020
Carlisle Melvin: Statement of changes in beneficial ownership of securities
4
Friday, 2/28/2020
Gero Deborah Ann: Statement of changes in beneficial ownership of securities
Prospectus (27)
424B2
Thursday, 8/10/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 8/8/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B5
Tuesday, 8/8/2023
Prospectus filed pursuant to Rule 424(b)(5)
FWP
Tuesday, 8/8/2023
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Thursday, 2/9/2023
Prospectus filed pursuant to Rule 424(b)(2)
425
Tuesday, 1/10/2023
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 12/2/2022
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
424B3
Wednesday, 11/30/2022
Prospectus filed pursuant to Rule 424(b)(3)
425
Wednesday, 11/16/2022
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Wednesday, 11/16/2022
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 11/15/2022
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 9/16/2022
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 9/15/2022
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
424B2
Monday, 2/7/2022
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Wednesday, 5/12/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Wednesday, 5/12/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 5/11/2021
Prospectus filed pursuant to Rule 424(b)(2)
425
Wednesday, 2/17/2021
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 2/5/2021
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 2/4/2021
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
424B3
Thursday, 1/21/2021
Prospectus filed pursuant to Rule 424(b)(3)
425
Tuesday, 12/8/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 11/20/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 11/19/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Friday, 10/30/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Thursday, 10/29/2020
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
FWP
Thursday, 2/13/2020
Filing under Securities Act Rules 163/433 of free writing prospectuses
Proxies (67)
DEFA14A
Tuesday, 1/30/2024
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 1/19/2024
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 1/19/2024
Definitive proxy statements
DEFA14A
Wednesday, 1/10/2024
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 1/10/2024
Definitive proxy statements
PRE 14A
Friday, 12/22/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 3/6/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 2/6/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 2/6/2023
Definitive proxy statements
PRE 14A
Tuesday, 1/24/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 2/23/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 1/20/2022
Definitive proxy statements
DEFA14A
Thursday, 1/20/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 1/13/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 1/13/2022
Definitive proxy statements
PRE 14A
Monday, 12/27/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 1/21/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 1/13/2020
Definitive proxy statements
DEF 14A
Tuesday, 5/21/2019
Definitive proxy statements
DEFA14A
Wednesday, 5/8/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Tuesday, 5/7/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 1/25/2019
Definitive proxy statements
DEF 14A
Monday, 1/29/2018
Definitive proxy statements
DEFA14A
Friday, 7/28/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 7/25/2017
Definitive proxy statements
PRE 14A
Friday, 7/14/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 4/7/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 4/6/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 2/21/2017
Definitive proxy statements
DEF 14A
Tuesday, 2/21/2017
Definitive proxy statements
DEFA14A
Tuesday, 2/21/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Thursday, 2/9/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 4/4/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 3/11/2016
Definitive proxy statements
PRER14A
Friday, 3/4/2016
Preliminary revised proxy soliciting materials
DEFA14A
Friday, 2/19/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRER14A
Thursday, 2/11/2016
Preliminary revised proxy soliciting materials
PRRN14A
Tuesday, 2/2/2016
Revised preliminary proxy statement filed by non-management
DEFA14A
Wednesday, 1/20/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRER14A
Thursday, 1/14/2016
Preliminary revised proxy soliciting materials
PRRN14A
Monday, 1/11/2016
Revised preliminary proxy statement filed by non-management
PRER14A
Friday, 1/8/2016
Preliminary revised proxy soliciting materials
PREC14A
Tuesday, 12/22/2015
Preliminary proxy statement in connection with contested solicitations
PREC14A
Friday, 12/11/2015
Preliminary proxy statement in connection with contested solicitations
DEFA14A
Tuesday, 12/1/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 11/25/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Tuesday, 11/17/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Tuesday, 11/17/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEF 14A
Thursday, 2/5/2015
Definitive proxy statements
DEFA14A
Friday, 1/31/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 1/28/2014
Definitive proxy statements
DEF 14A
Friday, 1/25/2013
Definitive proxy statements
DEFA14A
Friday, 1/25/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Monday, 1/14/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 1/27/2012
Definitive proxy statements
DEFA14A
Friday, 1/27/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Friday, 1/6/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 1/28/2011
Definitive proxy statements
DEFA14A
Friday, 1/28/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Wednesday, 1/12/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 3/17/2010
Definitive proxy statements
PRER14A
Monday, 2/22/2010
Preliminary revised proxy soliciting materials
PRE 14A
Wednesday, 1/6/2010
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 6/11/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/5/2009
Definitive proxy statements
PRE 14A
Friday, 5/29/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 1/13/2009
Definitive proxy statements