REALTY CAPITAL SECURITIES, LLC
Related Filers (3)
- BDCA Adviser, LLC (1)
- REALTY CAPITAL INCOME FUNDS TRUST (1)
- National Fund Advisors LLC (1)
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Other (17)
FOCUSN
Monday, 3/2/2015
None
X-17A-5
Monday, 3/2/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP/A
Wednesday, 2/4/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 12/3/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 8/1/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
FOCUSN
Friday, 2/28/2014
None
X-17A-5
Friday, 2/28/2014
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 2/28/2013
None
X-17A-5
Thursday, 2/28/2013
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 2/29/2012
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 2/29/2012
None
X-17A-5
Thursday, 3/3/2011
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 3/3/2011
None
X-17A-5/A
Friday, 3/26/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Monday, 3/1/2010
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5/A
Thursday, 3/26/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
X-17A-5
Wednesday, 3/11/2009
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder