LPL Financial Holdings Inc.

Related Filers (89)

Financials (68)

10-Q
Tuesday, 10/31/2023
Quarterly Report for period ending 2023-09-30
10-Q
Tuesday, 8/1/2023
Quarterly Report for period ending 2023-06-30
10-Q
Tuesday, 5/2/2023
Quarterly Report for period ending 2023-03-31
10-K
Thursday, 2/23/2023
Annual Report for period ending 2022-12-31
10-Q
Tuesday, 11/1/2022
Quarterly Report for period ending 2022-09-30
10-Q
Thursday, 8/4/2022
Quarterly Report for period ending 2022-06-30
10-Q
Tuesday, 5/3/2022
Quarterly Report for period ending 2022-03-31
10-K
Tuesday, 2/22/2022
Annual Report for period ending 2021-12-31
10-Q
Tuesday, 11/2/2021
Quarterly Report for period ending 2021-09-30
10-Q
Tuesday, 8/3/2021
Quarterly Report for period ending 2021-06-30
10-Q
Tuesday, 5/4/2021
Quarterly Report for period ending 2021-03-31
10-K
Tuesday, 2/23/2021
Annual Report for period ending 2020-12-31
10-Q
Tuesday, 11/3/2020
Quarterly Report for period ending 2020-09-30
10-Q
Tuesday, 8/4/2020
Quarterly Report for period ending 2020-06-30
10-Q
Tuesday, 5/5/2020
Quarterly Report for period ending 2020-03-31
10-K
Friday, 2/21/2020
Annual Report for period ending 2019-12-31
10-Q
Tuesday, 10/29/2019
Quarterly Report for period ending 2019-09-30
10-Q
Tuesday, 7/30/2019
Quarterly Report for period ending 2019-06-30
10-Q
Thursday, 5/2/2019
Quarterly Report for period ending 2019-03-31
10-K
Tuesday, 2/26/2019
Annual Report for period ending 2018-12-31
10-Q
Tuesday, 10/30/2018
Quarterly Report for period ending 2018-09-30
10-Q
Tuesday, 7/31/2018
Quarterly Report for period ending 2018-06-30
10-Q
Friday, 5/4/2018
Quarterly Report for period ending 2018-03-31
10-K/A
Tuesday, 2/27/2018
Annual Report for period ending 2017-12-31
10-K
Wednesday, 2/21/2018
Annual Report for period ending 2017-12-31
10-Q
Tuesday, 10/31/2017
Quarterly Report for period ending 2017-09-30
10-Q
Tuesday, 8/1/2017
Quarterly Report for period ending 2017-06-30
10-Q
Tuesday, 5/2/2017
Quarterly Report for period ending 2017-03-31
10-K
Friday, 2/24/2017
Annual Report for period ending 2016-12-31
10-Q
Thursday, 11/3/2016
Quarterly Report for period ending 2016-09-30
10-Q
Friday, 7/29/2016
Quarterly Report for period ending 2016-06-30
10-Q
Wednesday, 5/4/2016
Quarterly Report for period ending 2016-03-31
10-K
Thursday, 2/25/2016
Annual Report for period ending 2015-12-31
10-Q
Thursday, 10/29/2015
Quarterly Report for period ending 2015-09-30
10-Q
Wednesday, 8/5/2015
Quarterly Report for period ending 2015-06-30
10-Q
Thursday, 4/30/2015
Quarterly Report for period ending 2015-03-31
10-K
Friday, 2/20/2015
Annual Report for period ending 2014-12-31
10-Q
Thursday, 10/30/2014
Quarterly Report for period ending 2014-09-30
10-Q
Wednesday, 7/30/2014
Quarterly Report for period ending 2014-06-30
10-Q
Monday, 4/28/2014
Quarterly Report for period ending 2014-03-31
10-K
Wednesday, 2/26/2014
Annual Report for period ending 2013-12-31
10-Q
Wednesday, 10/30/2013
Quarterly Report for period ending 2013-09-30
10-Q
Wednesday, 7/31/2013
Quarterly Report for period ending 2013-06-30
10-Q
Thursday, 4/25/2013
Quarterly Report for period ending 2013-03-31
10-K
Tuesday, 2/26/2013
Annual Report for period ending 2012-12-31
10-Q
Wednesday, 10/31/2012
Quarterly Report for period ending 2012-09-30
10-Q
Wednesday, 8/1/2012
Quarterly Report for period ending 2012-06-30
10-Q
Monday, 4/30/2012
Quarterly Report for period ending 2012-03-31
10-K
Monday, 2/27/2012
Annual Report for period ending 2011-12-31
10-Q
Wednesday, 11/2/2011
Quarterly Report for period ending 2011-09-30
10-Q
Wednesday, 8/3/2011
Quarterly Report for period ending 2011-06-30
10-Q
Tuesday, 4/26/2011
Quarterly Report for period ending 2011-03-31
10-K
Wednesday, 3/9/2011
Annual Report for period ending 2010-12-31
10-Q
Friday, 10/29/2010
Quarterly Report for period ending 2010-09-30
10-Q
Wednesday, 8/4/2010
Quarterly Report for period ending 2010-06-30
10-Q
Friday, 5/7/2010
Quarterly Report for period ending 2010-03-31
10-K
Tuesday, 3/9/2010
Annual Report for period ending 2009-12-31
10-Q
Monday, 11/9/2009
Quarterly Report for period ending 2009-09-30
10-Q
Tuesday, 8/11/2009
Quarterly Report for period ending 2009-06-30
10-Q
Thursday, 5/14/2009
Quarterly Report for period ending 2009-03-31
10-K/A
Friday, 4/3/2009
Annual Report for period ending 2008-12-31
10-K
Tuesday, 3/24/2009
Annual Report for period ending 2008-12-31
10-Q
Thursday, 11/13/2008
Quarterly Report for period ending 2008-09-30
10-Q
Thursday, 8/14/2008
Quarterly Report for period ending 2008-06-30
10-Q
Thursday, 5/15/2008
Quarterly Report for period ending 2008-03-31
10-K
Monday, 3/31/2008
Annual Report for period ending 2007-12-31
10-Q
Wednesday, 11/14/2007
Quarterly Report for period ending 2007-09-30
10-Q
Tuesday, 8/14/2007
Quarterly Report for period ending 2007-06-30
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News (181)

8-K
Tuesday, 2/13/2024
Current report filing
8-K
Thursday, 2/1/2024
Current report filing
8-K
Friday, 11/17/2023
Current report filing
8-K
Thursday, 11/9/2023
Current report filing
8-K
Thursday, 10/26/2023
Current report filing
8-K
Thursday, 8/24/2023
Current report filing
8-K
Thursday, 7/27/2023
Current report filing
8-K
Friday, 5/12/2023
Current report filing
8-K
Thursday, 4/27/2023
Current report filing
8-K
Thursday, 2/16/2023
Current report filing
8-K
Thursday, 2/2/2023
Current report filing
8-K
Wednesday, 1/11/2023
Current report filing
8-K
Thursday, 10/27/2022
Current report filing
8-K
Tuesday, 8/2/2022
Current report filing
8-K
Tuesday, 6/14/2022
Current report filing
8-K
Wednesday, 5/18/2022
Current report filing
8-K
Thursday, 4/28/2022
Current report filing
8-K
Wednesday, 2/23/2022
Current report filing
8-K
Thursday, 2/3/2022
Current report filing
8-K
Thursday, 10/28/2021
Current report filing
8-K
Friday, 7/30/2021
Current report filing
8-K
Thursday, 7/29/2021
Current report filing
8-K
Wednesday, 6/2/2021
Current report filing
8-K
Tuesday, 5/18/2021
Current report filing
8-K
Tuesday, 5/11/2021
Current report filing
8-K
Wednesday, 5/5/2021
Current report filing
8-K
Friday, 4/30/2021
Current report filing
8-K
Thursday, 4/29/2021
Current report filing
8-K
Tuesday, 3/30/2021
Current report filing
8-K
Monday, 3/15/2021
Current report filing
8-K
Friday, 3/5/2021
Current report filing
8-K
Wednesday, 2/17/2021
Current report filing
8-K
Tuesday, 2/16/2021
Current report filing
8-K
Thursday, 2/4/2021
Current report filing
8-K
Wednesday, 12/2/2020
Current report filing
8-K
Thursday, 10/29/2020
Current report filing
8-K
Thursday, 10/8/2020
Current report filing
8-K
Monday, 8/3/2020
Current report filing
8-K
Thursday, 7/30/2020
Current report filing
8-K
Thursday, 7/30/2020
Current report filing
8-K
Wednesday, 5/27/2020
Current report filing
8-K
Thursday, 5/7/2020
Current report filing
8-K
Thursday, 4/30/2020
Current report filing
8-K
Wednesday, 2/26/2020
Current report filing
8-K
Thursday, 2/20/2020
Current report filing
8-K
Thursday, 1/30/2020
Current report filing
8-K
Tuesday, 11/12/2019
Current report filing
8-K
Thursday, 11/7/2019
Current report filing
8-K
Wednesday, 10/30/2019
Current report filing
8-K
Thursday, 10/24/2019
Current report filing
8-K
Thursday, 7/25/2019
Current report filing
8-K
Friday, 5/10/2019
Current report filing
8-K
Thursday, 5/2/2019
Current report filing
8-K
Thursday, 1/31/2019
Current report filing
8-K
Tuesday, 12/4/2018
Current report filing
8-K
Thursday, 10/25/2018
Current report filing
8-K
Wednesday, 9/19/2018
Current report filing
8-K
Thursday, 7/26/2018
Current report filing
8-K
Monday, 6/4/2018
Current report filing
8-K
Thursday, 5/17/2018
Current report filing
8-K
Thursday, 5/3/2018
Current report filing
8-K
Thursday, 5/3/2018
Current report filing
8-K
Thursday, 3/29/2018
Current report filing
8-K
Thursday, 2/1/2018
Current report filing
8-K
Wednesday, 12/6/2017
Current report filing
8-K
Thursday, 10/26/2017
Current report filing
8-K
Thursday, 9/21/2017
Current report filing
8-K
Friday, 9/8/2017
Current report filing
8-K
Thursday, 9/7/2017
Current report filing
8-K
Tuesday, 8/15/2017
Current report filing
8-K
Thursday, 7/27/2017
Current report filing
8-K
Tuesday, 5/23/2017
Current report filing
8-K
Thursday, 4/27/2017
Current report filing
8-K
Friday, 3/10/2017
Current report filing
8-K
Wednesday, 3/8/2017
Current report filing
8-K
Friday, 3/3/2017
Current report filing
8-K
Friday, 2/24/2017
Current report filing
8-K
Thursday, 2/9/2017
Current report filing
8-K
Friday, 12/23/2016
Current report filing
8-K
Monday, 12/5/2016
Current report filing
8-K
Wednesday, 11/2/2016
Current report filing
8-K
Thursday, 7/28/2016
Current report filing
8-K
Wednesday, 7/13/2016
Current report filing
8-K
Monday, 5/16/2016
Current report filing
8-K
Wednesday, 5/11/2016
Current report filing
8-K
Thursday, 4/28/2016
Current report filing
8-K
Wednesday, 2/24/2016
Current report filing
8-K
Thursday, 2/11/2016
Current report filing
8-K
Friday, 12/11/2015
Current report filing
8-K
Tuesday, 11/24/2015
Current report filing
8-K
Thursday, 10/29/2015
Current report filing
8-K
Monday, 9/28/2015
Current report filing
8-K
Wednesday, 8/5/2015
Current report filing
8-K
Monday, 6/1/2015
Current report filing
8-K
Friday, 5/15/2015
Current report filing
8-K
Thursday, 4/30/2015
Current report filing
8-K
Tuesday, 3/3/2015
Current report filing
8-K
Wednesday, 2/25/2015
Current report filing
8-K
Thursday, 2/19/2015
Current report filing
8-K
Monday, 11/24/2014
Current report filing
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Other (44)

144
Monday, 2/5/2024
Filing for proposed sale of securities under Rule 144
144
Monday, 11/13/2023
Filing for proposed sale of securities under Rule 144
305B2
Thursday, 11/2/2023
Application for designation of a new trustee under the Trust Indenture Act
144
Thursday, 11/2/2023
Filing for proposed sale of securities under Rule 144
EFFECT
Wednesday, 11/1/2023
Notice of Effectiveness
CORRESP
Monday, 10/30/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 10/27/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 10/17/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
144
Wednesday, 9/20/2023
Filing for proposed sale of securities under Rule 144
144
Tuesday, 9/19/2023
Filing for proposed sale of securities under Rule 144
144
Wednesday, 9/13/2023
Filing for proposed sale of securities under Rule 144
144
Tuesday, 8/22/2023
Filing for proposed sale of securities under Rule 144
ARS
Thursday, 3/30/2023
Annual report to security holders
CT ORDER
Friday, 12/20/2019
Order Granting Confidential Treatment
CT ORDER
Friday, 3/15/2019
Order Granting Confidential Treatment
CT ORDER
Wednesday, 9/17/2014
Order Granting Confidential Treatment
CORRESP
Wednesday, 3/26/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 3/20/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 1/13/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
IRANNOTICE
Wednesday, 7/31/2013
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
CORRESP
Thursday, 3/21/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CT ORDER
Friday, 3/8/2013
Order Granting Confidential Treatment
CORRESP
Thursday, 1/10/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 12/20/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 1/23/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CT ORDER
Wednesday, 11/17/2010
Order Granting Confidential Treatment
EFFECT
Wednesday, 11/17/2010
Notice of Effectiveness
CERTNAS
Wednesday, 11/17/2010
None
CORRESP
Monday, 11/15/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 11/15/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
8-A12B
Friday, 11/12/2010
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CORRESP
Friday, 11/12/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 9/7/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 8/4/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 7/9/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 6/29/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D/A
Wednesday, 11/25/2009
Exempt (Private) Offering
15-12G
Wednesday, 4/29/2009
Notice of termination of registration of a class of securities under Section 12(g)
8-A12G
Friday, 4/24/2009
Form for registration of a class of securities pursuant to Section 12(g)
REGDEX
Tuesday, 6/24/2008
Form D (PDF)
REGDEX/A
Wednesday, 12/5/2007
Form D (PDF)
10-12G/A
Tuesday, 7/31/2007
Initial general form for registration of a class of securities pursuant to Section 12(g)
10-12G/A
Tuesday, 7/10/2007
Initial general form for registration of a class of securities pursuant to Section 12(g)
10-12G
Monday, 4/30/2007
Initial general form for registration of a class of securities pursuant to Section 12(g)
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Ownership (1102)

SC 13G/A
Tuesday, 2/13/2024
VANGUARD GROUP INC: Major Shareholders
SC 13G/A
Monday, 2/12/2024
BlackRock Inc.: Major Shareholders
4
Wednesday, 2/7/2024
Audette Matthew J: Statement of changes in beneficial ownership of securities
3
Monday, 1/8/2024
Dadyar Sara: Initial statement of beneficial ownership of securities
4
Tuesday, 12/26/2023
SCHIFTER RICHARD P: Statement of changes in beneficial ownership of securities
4
Thursday, 12/14/2023
Arnold Dan H.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/29/2023
Mnookin Allison: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/29/2023
Putnam James S: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/29/2023
EBERHART PAULETT: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/29/2023
Thomas Corey E.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/29/2023
SCHIFTER RICHARD P: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/29/2023
BERNARD EDWARD C: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/29/2023
Glavin William Francis Jr: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/14/2023
Larsen Sallie R.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/14/2023
Arnold Dan H.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/8/2023
Enyedi Matthew: Statement of changes in beneficial ownership of securities
4
Monday, 11/6/2023
Jambusaria Aneri: Statement of changes in beneficial ownership of securities
4
Thursday, 9/21/2023
Arnold Dan H.: Statement of changes in beneficial ownership of securities
4
Friday, 9/15/2023
Steinmeier Richard: Statement of changes in beneficial ownership of securities
4
Thursday, 9/14/2023
Brown Althea: Statement of changes in beneficial ownership of securities
3
Thursday, 9/14/2023
Brown Althea: Initial statement of beneficial ownership of securities
4
Tuesday, 9/5/2023
Enyedi Matthew: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/29/2023
Putnam James S: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/29/2023
EBERHART PAULETT: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/29/2023
Mnookin Allison: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/29/2023
Glavin William Francis Jr: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/29/2023
BERNARD EDWARD C: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/29/2023
Thomas Corey E.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/29/2023
SCHIFTER RICHARD P: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/12/2023
Arnold Dan H.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/13/2023
Gates Greg: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/7/2023
Gates Greg: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/7/2023
Jambusaria Aneri: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2023
Mnookin Allison: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2023
Putnam James S: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2023
SCHIFTER RICHARD P: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2023
Thomas Corey E.: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2023
Glavin William Francis Jr: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2023
EBERHART PAULETT: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2023
BERNARD EDWARD C: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
Ko Albert J: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
SCHIFTER RICHARD P: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
Putnam James S: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
Thomas Corey E.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
BERNARD EDWARD C: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
MULCAHY ANNE M: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
EBERHART PAULETT: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
Mnookin Allison: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
Glavin William Francis Jr: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/9/2023
Sethi Kabir: Statement of changes in beneficial ownership of securities
4
Friday, 5/5/2023
Glavin William Francis Jr: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/26/2023
EBERHART PAULETT: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 4/10/2023
VANGUARD GROUP INC: Major Shareholders
4
Thursday, 3/30/2023
Glavin William Francis Jr: Statement of changes in beneficial ownership of securities
4
Thursday, 3/30/2023
SCHIFTER RICHARD P: Statement of changes in beneficial ownership of securities
4
Thursday, 3/30/2023
Thomas Corey E.: Statement of changes in beneficial ownership of securities
4
Thursday, 3/30/2023
BERNARD EDWARD C: Statement of changes in beneficial ownership of securities
4
Thursday, 3/30/2023
EBERHART PAULETT: Statement of changes in beneficial ownership of securities
4
Thursday, 3/30/2023
Mnookin Allison: Statement of changes in beneficial ownership of securities
4
Thursday, 3/30/2023
Putnam James S: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/15/2023
SCHIFTER RICHARD P: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2023
Simonich Brent: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2023
Gates Greg: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2023
Sethi Kabir: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2023
Enyedi Matthew: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2023
SEMERJIAN DAYTON: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2023
Jambusaria Aneri: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2023
Oroschakoff Michelle: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2023
Larsen Sallie R.: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2023
Audette Matthew J: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2023
Arnold Dan H.: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/28/2023
Steinmeier Richard: Statement of changes in beneficial ownership of securities
3
Tuesday, 2/21/2023
Jambusaria Aneri: Initial statement of beneficial ownership of securities
5
Tuesday, 2/21/2023
Arnold Dan H.: Annual statement of changes in beneficial ownership of securities
4
Tuesday, 2/21/2023
Oroschakoff Michelle: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/15/2023
Larsen Sallie R.: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/9/2023
JANUS HENDERSON GROUP PLC: Major Shareholders
SC 13G/A
Thursday, 2/9/2023
VANGUARD GROUP INC: Major Shareholders
4
Wednesday, 2/8/2023
Audette Matthew J: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 2/3/2023
BlackRock Inc.: Major Shareholders
4
Friday, 2/3/2023
Ko Albert J: Statement of changes in beneficial ownership of securities
3
Wednesday, 1/11/2023
Ko Albert J: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 12/9/2022
JANUS HENDERSON GROUP PLC: Major Shareholders
4
Wednesday, 11/30/2022
Glavin William Francis Jr: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/30/2022
SCHIFTER RICHARD P: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/30/2022
EBERHART PAULETT: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/30/2022
Thomas Corey E.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/30/2022
Putnam James S: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/30/2022
BERNARD EDWARD C: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/30/2022
Mnookin Allison: Statement of changes in beneficial ownership of securities
4
Monday, 11/21/2022
Simonich Brent: Statement of changes in beneficial ownership of securities
4
Monday, 11/21/2022
Glavin William Francis Jr: Statement of changes in beneficial ownership of securities
4
Monday, 11/21/2022
Oroschakoff Michelle: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/2/2022
Audette Matthew J: Statement of changes in beneficial ownership of securities
4
Friday, 10/7/2022
Arnold Dan H.: Statement of changes in beneficial ownership of securities
4
Friday, 9/9/2022
Steinmeier Richard: Statement of changes in beneficial ownership of securities
4
Friday, 9/2/2022
SCHIFTER RICHARD P: Statement of changes in beneficial ownership of securities
4
Friday, 9/2/2022
EBERHART PAULETT: Statement of changes in beneficial ownership of securities
4
Friday, 9/2/2022
Thomas Corey E.: Statement of changes in beneficial ownership of securities
4
Friday, 9/2/2022
Glavin William Francis Jr: Statement of changes in beneficial ownership of securities
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Prospectus (27)

424B5
Monday, 11/13/2023
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Wednesday, 11/8/2023
Prospectus filed pursuant to Rule 424(b)(5)
FWP
Wednesday, 11/8/2023
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-3/A
Friday, 10/27/2023
Registration statement for specified transactions by certain issuers
S-3/A
Tuesday, 10/17/2023
Registration statement for specified transactions by certain issuers
S-3
Friday, 9/22/2023
Registration statement for specified transactions by certain issuers
S-8 POS
Friday, 5/7/2021
Post-effective amendment to a S-8 registration statement
S-8
Wednesday, 5/5/2021
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3ASR
Friday, 2/10/2017
Automatic shelf registration statement of securities of well-known seasoned issuers
S-8
Friday, 2/26/2016
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B7
Thursday, 2/13/2014
Prospectus filed pursuant to Rule 424(b)(7)
S-8
Friday, 8/24/2012
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B7
Wednesday, 5/2/2012
Prospectus filed pursuant to Rule 424(b)(7)
424B7
Monday, 4/30/2012
Prospectus filed pursuant to Rule 424(b)(7)
424B7
Wednesday, 4/27/2011
Prospectus filed pursuant to Rule 424(b)(7)
S-3ASR
Monday, 4/25/2011
Automatic shelf registration statement of securities of well-known seasoned issuers
424B7
Monday, 4/25/2011
Prospectus filed pursuant to Rule 424(b)(7)
S-8
Wednesday, 3/16/2011
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B4
Thursday, 11/18/2010
Prospectus filed pursuant to Rule 424(b)(4)
S-1MEF
Wednesday, 11/17/2010
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-1
S-1/A
Monday, 11/15/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 11/3/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 8/10/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 7/9/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 6/22/2010
General form of registration statement for all companies including face-amount certificate companies
S-1
Friday, 6/4/2010
General form of registration statement for all companies including face-amount certificate companies
S-8
Thursday, 6/5/2008
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
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Proxies (33)

DEFA14A
Thursday, 3/30/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 3/30/2023
Definitive proxy statements
DEFA14A
Friday, 4/8/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 4/8/2022
Definitive proxy statements
DEF 14A
Monday, 3/22/2021
Definitive proxy statements
DEFA14A
Monday, 3/22/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Thursday, 12/3/2020
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Wednesday, 4/15/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 3/23/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 3/23/2020
Definitive proxy statements
DEFA14A
Monday, 4/1/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 3/29/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 3/29/2019
Definitive proxy statements
DEF 14A
Thursday, 3/29/2018
Definitive proxy statements
DEFA14A
Thursday, 3/29/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 3/29/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 4/11/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 4/11/2017
Definitive proxy statements
DEFA14A
Tuesday, 3/29/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 3/29/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 3/29/2016
Definitive proxy statements
DEF 14A
Friday, 3/27/2015
Definitive proxy statements
PRE 14A
Tuesday, 3/17/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 3/26/2014
Definitive proxy statements
PRE 14A
Wednesday, 3/12/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 3/27/2013
Definitive proxy statements
PRE 14A
Friday, 3/15/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 4/18/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 4/17/2012
Definitive proxy statements
DEF 14A
Monday, 4/4/2011
Definitive proxy statements
DEF 14C
Monday, 6/28/2010
Definitive information statements
PRE 14C
Friday, 6/18/2010
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 4/27/2010
Definitive proxy statements
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