PENNANTPARK INVESTMENT CORP

Related Filers (41)

Financials (75)

10-Q
Wednesday, 2/7/2024
Quarterly Report for period ending 2023-12-31
10-K
Friday, 12/8/2023
Annual Report for period ending 2023-09-30
10-Q
Wednesday, 8/9/2023
Quarterly Report for period ending 2023-06-30
10-Q
Thursday, 5/11/2023
Quarterly Report for period ending 2023-03-31
10-Q
Wednesday, 2/8/2023
Quarterly Report for period ending 2022-12-31
10-K/A
Friday, 12/23/2022
Annual Report for period ending 2022-09-30
10-Q/A
Monday, 11/21/2022
Quarterly Report for period ending 2022-06-30
10-K
Thursday, 11/17/2022
Annual Report for period ending 2022-09-30
10-Q
Wednesday, 8/3/2022
Quarterly Report for period ending 2022-06-30
10-Q
Thursday, 5/5/2022
Quarterly Report for period ending 2022-03-31
10-K/A
Wednesday, 3/30/2022
Annual Report for period ending 2021-09-30
10-Q
Wednesday, 2/9/2022
Quarterly Report for period ending 2021-12-31
10-K
Wednesday, 11/17/2021
Annual Report for period ending 2021-09-30
10-Q
Wednesday, 8/4/2021
Quarterly Report for period ending 2021-06-30
10-Q
Wednesday, 5/5/2021
Quarterly Report for period ending 2021-03-31
10-K/A
Friday, 3/26/2021
Annual Report for period ending 2020-09-30
10-Q
Tuesday, 2/9/2021
Quarterly Report for period ending 2020-12-31
10-K
Thursday, 11/19/2020
Annual Report for period ending 2020-09-30
10-Q
Wednesday, 8/5/2020
Quarterly Report for period ending 2020-06-30
10-Q
Monday, 5/11/2020
Quarterly Report for period ending 2020-03-31
10-K/A
Monday, 3/30/2020
Annual Report for period ending 2019-09-30
10-Q
Thursday, 2/6/2020
Quarterly Report for period ending 2019-12-31
10-K
Thursday, 11/21/2019
Annual Report for period ending 2019-09-30
10-Q
Wednesday, 8/7/2019
Quarterly Report for period ending 2019-06-30
10-Q
Thursday, 5/9/2019
Quarterly Report for period ending 2019-03-31
10-Q
Thursday, 2/7/2019
Quarterly Report for period ending 2018-12-31
10-K
Thursday, 11/15/2018
Annual Report for period ending 2018-09-30
10-Q
Wednesday, 8/8/2018
Quarterly Report for period ending 2018-06-30
10-Q
Wednesday, 5/9/2018
Quarterly Report for period ending 2018-03-31
10-Q
Wednesday, 2/7/2018
Quarterly Report for period ending 2017-12-31
10-K
Wednesday, 11/29/2017
Annual Report for period ending 2017-09-30
10-Q
Monday, 8/7/2017
Quarterly Report for period ending 2017-06-30
10-Q
Monday, 5/8/2017
Quarterly Report for period ending 2017-03-31
10-K/A
Friday, 3/17/2017
Annual Report for period ending 2016-09-30
10-Q
Wednesday, 2/8/2017
Quarterly Report for period ending 2016-12-31
10-K
Monday, 11/21/2016
Annual Report for period ending 2016-09-30
10-Q
Monday, 8/8/2016
Quarterly Report for period ending 2016-06-30
10-Q
Wednesday, 5/4/2016
Quarterly Report for period ending 2016-03-31
10-Q
Wednesday, 2/3/2016
Quarterly Report for period ending 2015-12-31
10-K
Tuesday, 11/10/2015
Annual Report for period ending 2015-09-30
10-Q
Wednesday, 8/5/2015
Quarterly Report for period ending 2015-06-30
10-Q
Wednesday, 5/6/2015
Quarterly Report for period ending 2015-03-31
10-Q
Wednesday, 2/4/2015
Quarterly Report for period ending 2014-12-31
10-K
Wednesday, 11/12/2014
Annual Report for period ending 2014-09-30
10-Q
Tuesday, 8/5/2014
Quarterly Report for period ending 2014-06-30
10-Q
Wednesday, 5/7/2014
Quarterly Report for period ending 2014-03-31
10-Q
Wednesday, 2/5/2014
Quarterly Report for period ending 2013-12-31
10-K
Wednesday, 11/13/2013
Annual Report for period ending 2013-09-30
10-Q
Wednesday, 8/7/2013
Quarterly Report for period ending 2013-06-30
10-Q
Wednesday, 5/8/2013
Quarterly Report for period ending 2013-03-31
10-Q
Wednesday, 2/6/2013
Quarterly Report for period ending 2012-12-31
10-K
Wednesday, 11/14/2012
Annual Report for period ending 2012-09-30
10-Q
Wednesday, 8/8/2012
Quarterly Report for period ending 2012-06-30
10-Q
Wednesday, 5/2/2012
Quarterly Report for period ending 2012-03-31
10-Q
Wednesday, 2/8/2012
Quarterly Report for period ending 2011-12-31
10-K
Wednesday, 11/16/2011
Annual Report for period ending 2011-09-30
10-Q
Wednesday, 8/3/2011
Quarterly Report for period ending 2011-06-30
10-Q
Wednesday, 5/4/2011
Quarterly Report for period ending 2011-03-31
10-Q
Wednesday, 2/2/2011
Quarterly Report for period ending 2010-12-31
10-K
Thursday, 11/18/2010
Annual Report for period ending 2010-09-30
10-Q
Wednesday, 8/4/2010
Quarterly Report for period ending 2010-06-30
10-Q
Wednesday, 5/5/2010
Quarterly Report for period ending 2010-03-31
10-Q
Wednesday, 2/3/2010
Quarterly Report for period ending 2009-12-31
10-K
Wednesday, 11/18/2009
Annual Report for period ending 2009-09-30
10-Q
Wednesday, 8/5/2009
Quarterly Report for period ending 2009-06-30
10-Q
Wednesday, 5/6/2009
Quarterly Report for period ending 2009-03-31
10-Q
Wednesday, 2/4/2009
Quarterly Report for period ending 2008-12-31
10-K
Thursday, 11/20/2008
Annual Report for period ending 2008-09-30
10-Q
Tuesday, 8/5/2008
Quarterly Report for period ending 2008-06-30
10-Q
Thursday, 5/8/2008
Quarterly Report for period ending 2008-03-31
10-Q
Tuesday, 2/12/2008
Quarterly Report for period ending 2007-12-31
10-K/A
Tuesday, 1/8/2008
Annual Report for period ending 2007-09-30
10-K
Thursday, 12/13/2007
Annual Report for period ending 2007-09-30
10-Q
Thursday, 8/9/2007
Quarterly Report for period ending 2007-06-30
10-Q
Friday, 6/1/2007
Quarterly Report for period ending 2007-03-31
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News (268)

8-K
Friday, 2/9/2024
Current report filing
8-K
Wednesday, 2/7/2024
Current report filing
8-K
Friday, 2/2/2024
Current report filing
8-K
Thursday, 1/4/2024
Current report filing
8-K
Wednesday, 1/3/2024
Current report filing
8-K
Monday, 12/4/2023
Current report filing
8-K
Wednesday, 11/15/2023
Current report filing
8-K
Thursday, 11/2/2023
Current report filing
8-K
Friday, 10/13/2023
Current report filing
8-K
Tuesday, 10/3/2023
Current report filing
8-K
Wednesday, 8/9/2023
Current report filing
8-K
Wednesday, 7/26/2023
Current report filing
8-K
Thursday, 7/6/2023
Current report filing
8-K
Wednesday, 5/10/2023
Current report filing
8-K
Wednesday, 4/5/2023
Current report filing
8-K
Monday, 3/13/2023
Current report filing
8-K
Friday, 2/10/2023
Current report filing
8-K
Wednesday, 2/8/2023
Current report filing
8-K
Thursday, 1/5/2023
Current report filing
8-K/A
Friday, 11/18/2022
Current report filing
8-K
Wednesday, 11/16/2022
Current report filing
8-K
Friday, 10/21/2022
Current report filing
8-K
Wednesday, 8/3/2022
Current report filing
8-K
Thursday, 7/7/2022
Current report filing
8-K
Thursday, 6/2/2022
Current report filing
8-K
Friday, 5/6/2022
Current report filing
8-K
Wednesday, 5/4/2022
Current report filing
8-K
Monday, 4/4/2022
Current report filing
8-K
Wednesday, 3/30/2022
Current report filing
8-K
Wednesday, 3/2/2022
Current report filing
8-K
Monday, 2/14/2022
Current report filing
8-K
Wednesday, 2/9/2022
Current report filing
8-K
Wednesday, 2/9/2022
Current report filing
8-K
Thursday, 1/6/2022
Current report filing
8-K
Thursday, 12/2/2021
Current report filing
8-K
Wednesday, 11/17/2021
Current report filing
8-K
Thursday, 10/21/2021
Current report filing
8-K
Tuesday, 10/19/2021
Current report filing
8-K
Thursday, 10/14/2021
Current report filing
8-K
Monday, 10/4/2021
Current report filing
8-K
Thursday, 9/2/2021
Current report filing
8-K
Wednesday, 8/4/2021
Current report filing
8-K
Thursday, 7/1/2021
Current report filing
8-K
Monday, 6/21/2021
Current report filing
8-K
Wednesday, 6/2/2021
Current report filing
8-K
Wednesday, 5/5/2021
Current report filing
8-K
Thursday, 4/22/2021
Current report filing
8-K
Tuesday, 4/20/2021
Current report filing
8-K
Thursday, 4/15/2021
Current report filing
8-K
Tuesday, 4/13/2021
Current report filing
8-K
Thursday, 4/8/2021
Current report filing
8-K
Tuesday, 3/2/2021
Current report filing
8-K
Friday, 2/12/2021
Current report filing
8-K
Tuesday, 2/9/2021
Current report filing
8-K
Thursday, 1/14/2021
Current report filing
8-K
Tuesday, 1/12/2021
Current report filing
8-K
Wednesday, 12/2/2020
Current report filing
8-K
Thursday, 11/19/2020
Current report filing
8-K
Wednesday, 10/7/2020
Current report filing
8-K
Wednesday, 9/2/2020
Current report filing
8-K
Wednesday, 8/5/2020
Current report filing
8-K
Tuesday, 8/4/2020
Current report filing
8-K
Thursday, 7/9/2020
Current report filing
8-K
Tuesday, 6/2/2020
Current report filing
8-K
Monday, 5/11/2020
Current report filing
8-K
Thursday, 4/9/2020
Current report filing
8-K
Monday, 4/6/2020
Current report filing
8-K
Wednesday, 4/1/2020
Current report filing
8-K
Friday, 3/20/2020
Current report filing
8-K
Tuesday, 3/3/2020
Current report filing
8-K
Monday, 3/2/2020
Current report filing
8-K
Friday, 2/7/2020
Current report filing
8-K
Thursday, 2/6/2020
Current report filing
8-K
Friday, 1/10/2020
Current report filing
8-K
Tuesday, 12/3/2019
Current report filing
8-K
Thursday, 11/21/2019
Current report filing
8-K
Thursday, 10/10/2019
Current report filing
8-K
Friday, 9/27/2019
Current report filing
8-K
Wednesday, 9/25/2019
Current report filing
8-K
Tuesday, 9/24/2019
Current report filing
8-K
Monday, 9/9/2019
Current report filing
8-K
Thursday, 9/5/2019
Current report filing
8-K
Wednesday, 8/7/2019
Current report filing
8-K
Monday, 7/29/2019
Current report filing
8-K
Wednesday, 7/10/2019
Current report filing
8-K
Tuesday, 6/4/2019
Current report filing
8-K
Thursday, 5/9/2019
Current report filing
8-K
Monday, 4/8/2019
Current report filing
8-K
Wednesday, 3/6/2019
Current report filing
8-K
Tuesday, 2/26/2019
Current report filing
8-K
Friday, 2/8/2019
Current report filing
8-K
Thursday, 2/7/2019
Current report filing
8-K
Thursday, 1/31/2019
Current report filing
8-K
Wednesday, 1/9/2019
Current report filing
8-K
Thursday, 12/6/2018
Current report filing
8-K
Thursday, 11/15/2018
Current report filing
8-K
Wednesday, 10/10/2018
Current report filing
8-K
Friday, 9/7/2018
Current report filing
8-K
Wednesday, 8/8/2018
Current report filing
8-K
Monday, 7/9/2018
Current report filing
Show More

Other (186)

40-17G
Thursday, 6/22/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Thursday, 7/28/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-17G
Friday, 6/10/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Friday, 4/29/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Thursday, 4/28/2022
Notice of Effectiveness
CORRESP
Wednesday, 4/20/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 4/20/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
25
Wednesday, 4/13/2022
Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange
CERT
Friday, 4/1/2022
Certification by an exchange approving securities for listing
8-A12B
Thursday, 3/31/2022
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
N-2
Tuesday, 3/15/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP/A
Friday, 3/11/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 1/28/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
25-NSE/A
Monday, 11/15/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
25-NSE
Monday, 11/15/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-23C-2
Friday, 10/15/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Friday, 10/8/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Thursday, 6/10/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497AD
Thursday, 4/15/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 4/14/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 4/14/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 4/14/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 4/14/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 4/9/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
305B2
Monday, 4/5/2021
Application for designation of a new trustee under the Trust Indenture Act
40-17G
Tuesday, 6/9/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS 8C
Thursday, 1/30/2020
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
EFFECT
Thursday, 1/30/2020
Notice of Effectiveness
CORRESP
Wednesday, 1/29/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 1/29/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 12/13/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CERT
Friday, 9/27/2019
Certification by an exchange approving securities for listing
8-A12B
Friday, 9/27/2019
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
POS EX
Thursday, 9/26/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497
Wednesday, 9/25/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 9/25/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 9/24/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Monday, 6/10/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Monday, 4/29/2019
Notice of Effectiveness
CORRESP
Friday, 4/26/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 4/26/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Friday, 4/12/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 4/12/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 4/12/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Friday, 3/1/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-23C-2
Thursday, 1/31/2019
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
40-17G
Friday, 6/8/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
25-NSE
Thursday, 6/29/2017
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-17G
Friday, 6/9/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-23C-2
Thursday, 5/25/2017
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
EFFECT
Wednesday, 4/26/2017
Notice of Effectiveness
N-2/A
Monday, 4/24/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 4/24/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 4/24/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Tuesday, 3/21/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Friday, 6/10/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Wednesday, 6/10/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Thursday, 1/15/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Thursday, 1/15/2015
Notice of Effectiveness
CORRESP
Monday, 1/12/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 1/12/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Monday, 11/24/2014
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Monday, 11/24/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS EX
Tuesday, 9/23/2014
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Wednesday, 9/17/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 9/17/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 9/16/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 9/16/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 9/16/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 9/16/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 9/16/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Monday, 9/8/2014
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 9/5/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Friday, 9/5/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 9/5/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 9/5/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 9/4/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 9/4/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 9/3/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
APP ORDR
Friday, 7/25/2014
None
APP NTC
Friday, 7/25/2014
None
40-17G
Monday, 6/9/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Thursday, 3/20/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 3/5/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Thursday, 1/30/2014
Notice of Effectiveness
N-2
Wednesday, 12/11/2013
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP/A
Thursday, 12/5/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 8/7/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Wednesday, 8/7/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Monday, 6/10/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Wednesday, 4/24/2013
Notice of Effectiveness
CORRESP
Monday, 4/22/2013
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Friday, 3/15/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
POS 8C
Friday, 2/15/2013
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CERTNYS
Friday, 2/1/2013
None
8-A12B
Thursday, 1/24/2013
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
POS EX
Tuesday, 1/22/2013
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 1/18/2013
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 1/17/2013
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 1/15/2013
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
Show More

Ownership (176)

4
Wednesday, 2/14/2024
Briones Jose A: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/13/2024
ARES MANAGEMENT LLC: Major Shareholders
4
Thursday, 12/7/2023
Briones Jose A: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/28/2023
Briones Jose A: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/23/2023
Briones Jose A: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/16/2023
Briones Jose A: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/13/2023
KATZ SAMUEL L: Statement of changes in beneficial ownership of securities
4
Monday, 6/5/2023
KATZ SAMUEL L: Statement of changes in beneficial ownership of securities
4
Friday, 5/19/2023
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Thursday, 5/18/2023
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/17/2023
Allorto Richard T JR: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/17/2023
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/16/2023
Briones Jose A: Statement of changes in beneficial ownership of securities
4
Monday, 3/13/2023
Briones Jose A: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/21/2023
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Friday, 2/17/2023
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/14/2023
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Monday, 2/13/2023
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/9/2023
ARES MANAGEMENT LLC: Major Shareholders
3
Thursday, 6/16/2022
Allorto Richard T JR: Initial statement of beneficial ownership of securities
3
Wednesday, 5/11/2022
Briones Jose A: Initial statement of beneficial ownership of securities
SC 13G
Thursday, 4/14/2022
ARES MANAGEMENT LLC: Major Shareholders
4
Friday, 2/18/2022
Flug Jeffrey: Statement of changes in beneficial ownership of securities
3
Wednesday, 6/30/2021
Cheung Richard: Initial statement of beneficial ownership of securities
4
Monday, 12/21/2020
KATZ SAMUEL L: Statement of changes in beneficial ownership of securities
4
Thursday, 12/17/2020
KATZ SAMUEL L: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/15/2020
KATZ SAMUEL L: Statement of changes in beneficial ownership of securities
4
Monday, 12/7/2020
KATZ SAMUEL L: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/24/2020
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/25/2020
Efrat Aviv: Statement of changes in beneficial ownership of securities
4
Monday, 3/23/2020
Efrat Aviv: Statement of changes in beneficial ownership of securities
4
Monday, 3/23/2020
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Thursday, 3/19/2020
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/18/2020
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Friday, 2/14/2020
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Thursday, 2/13/2020
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/3/2019
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/27/2019
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/26/2019
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Friday, 8/16/2019
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/14/2019
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/13/2019
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Monday, 8/12/2019
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Friday, 5/17/2019
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Thursday, 5/16/2019
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/15/2019
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/14/2019
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Monday, 2/12/2018
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/6/2017
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/5/2017
Efrat Aviv: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/5/2017
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/5/2017
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Monday, 12/4/2017
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/15/2017
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Thursday, 8/10/2017
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/17/2017
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Monday, 5/15/2017
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Thursday, 12/8/2016
Bernstein Adam K: Statement of changes in beneficial ownership of securities
4
Thursday, 12/8/2016
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Friday, 12/2/2016
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/30/2016
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/29/2016
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Monday, 11/28/2016
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Monday, 11/28/2016
Efrat Aviv: Statement of changes in beneficial ownership of securities
4
Friday, 2/12/2016
KATZ SAMUEL L: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/10/2016
KATZ SAMUEL L: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/9/2015
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Monday, 12/7/2015
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Monday, 11/30/2015
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Friday, 11/20/2015
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/18/2015
Efrat Aviv: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/17/2015
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/17/2015
KATZ SAMUEL L: Statement of changes in beneficial ownership of securities
4
Friday, 11/13/2015
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Friday, 2/20/2015
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/18/2015
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Friday, 2/13/2015
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Thursday, 2/12/2015
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Thursday, 2/12/2015
Bernstein Adam K: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/11/2015
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/11/2015
KATZ SAMUEL L: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/10/2015
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/10/2015
Efrat Aviv: Statement of changes in beneficial ownership of securities
4
Monday, 2/9/2015
PENN ARTHUR H: Statement of changes in beneficial ownership of securities
4
Monday, 2/9/2015
KATZ SAMUEL L: Statement of changes in beneficial ownership of securities
4
Thursday, 5/15/2014
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/13/2014
KATZ SAMUEL L: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/11/2014
VANGUARD GROUP INC: Major Shareholders
SC 13G/A
Friday, 2/7/2014
BlackRock Inc.: Major Shareholders
SC 13G
Thursday, 1/30/2014
BlackRock Inc.: Major Shareholders
4
Friday, 2/22/2013
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/19/2013
Flug Jeffrey: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 2/13/2013
VANGUARD GROUP INC: Major Shareholders
4
Wednesday, 5/16/2012
Efrat Aviv: Statement of changes in beneficial ownership of securities
4
Friday, 2/24/2012
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/14/2012
Flug Jeffrey: Statement of changes in beneficial ownership of securities
4
Monday, 8/8/2011
Bernstein Adam K: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/10/2011
CLOUGH CAPITAL PARTNERS L P: Major Shareholders
SC 13G/A
Thursday, 2/10/2011
BlackRock Inc.: Major Shareholders
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Prospectus (6)

424B2
Friday, 10/15/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Thursday, 10/14/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Thursday, 10/14/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 4/15/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Thursday, 4/15/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Wednesday, 4/14/2021
Prospectus filed pursuant to Rule 424(b)(2)
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Proxies (35)

DEF 14A
Wednesday, 12/13/2023
Definitive proxy statements
DEF 14A
Thursday, 12/8/2022
Definitive proxy statements
DEF 14A
Thursday, 12/9/2021
Definitive proxy statements
DEF 14A
Tuesday, 12/8/2020
Definitive proxy statements
DEF 14A
Tuesday, 12/17/2019
Definitive proxy statements
DEF 14A
Friday, 12/7/2018
Definitive proxy statements
PRE 14A
Wednesday, 11/21/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 2/15/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 12/8/2017
Definitive proxy statements
DEFA14A
Thursday, 2/16/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 12/8/2016
Definitive proxy statements
DEF 14A
Wednesday, 12/2/2015
Definitive proxy statements
DEF 14A
Wednesday, 11/26/2014
Definitive proxy statements
DEF 14A
Wednesday, 11/26/2014
Definitive proxy statements
PRE 14A
Friday, 11/14/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 3/6/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 2/12/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 12/5/2013
Definitive proxy statements
DEF 14A
Thursday, 12/5/2013
Definitive proxy statements
PRE 14A
Friday, 11/22/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 12/7/2012
Definitive proxy statements
DEF 14A
Friday, 12/7/2012
Definitive proxy statements
PRE 14A
Wednesday, 11/21/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 12/7/2011
Definitive proxy statements
DEF 14A
Wednesday, 12/7/2011
Definitive proxy statements
PRE 14A
Wednesday, 11/23/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 12/7/2010
Definitive proxy statements
PRE 14A
Thursday, 11/18/2010
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 12/17/2009
Definitive proxy statements
PRER14A
Monday, 12/14/2009
Preliminary revised proxy soliciting materials
PRE 14A
Friday, 12/4/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 7/21/2009
Definitive proxy statements
PRE 14A
Friday, 7/10/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 12/22/2008
Definitive proxy statements
DEF 14A
Tuesday, 1/15/2008
Definitive proxy statements
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