SARATOGA INVESTMENT CORP.

Related Filers (60)

Financials (72)

10-Q
Tuesday, 1/9/2024
Quarterly Report for period ending 2023-11-30
10-Q
Tuesday, 10/10/2023
Quarterly Report for period ending 2023-08-31
10-Q
Monday, 7/10/2023
Quarterly Report for period ending 2023-05-31
10-K
Tuesday, 5/2/2023
Annual Report for period ending 2023-02-28
10-Q
Tuesday, 1/10/2023
Quarterly Report for period ending 2022-11-30
10-Q
Tuesday, 10/4/2022
Quarterly Report for period ending 2022-08-31
10-Q
Wednesday, 7/6/2022
Quarterly Report for period ending 2022-05-31
10-K
Wednesday, 5/4/2022
Annual Report for period ending 2022-02-28
10-Q
Wednesday, 1/5/2022
Quarterly Report for period ending 2021-11-30
10-Q
Tuesday, 10/5/2021
Quarterly Report for period ending 2021-08-31
10-Q
Wednesday, 7/7/2021
Quarterly Report for period ending 2021-05-31
10-K
Wednesday, 5/5/2021
Annual Report for period ending 2021-02-28
10-Q
Wednesday, 1/6/2021
Quarterly Report for period ending 2020-11-30
10-Q
Wednesday, 10/7/2020
Quarterly Report for period ending 2020-08-31
10-Q
Wednesday, 7/8/2020
Quarterly Report for period ending 2020-05-31
10-K
Wednesday, 5/6/2020
Annual Report for period ending 2020-02-29
10-Q
Wednesday, 1/8/2020
Quarterly Report for period ending 2019-11-30
10-Q
Wednesday, 10/9/2019
Quarterly Report for period ending 2019-08-31
10-Q
Wednesday, 7/10/2019
Quarterly Report for period ending 2019-05-31
10-K
Tuesday, 5/14/2019
Annual Report for period ending 2019-02-28
10-Q
Wednesday, 1/9/2019
Quarterly Report for period ending 2018-11-30
10-Q
Wednesday, 10/10/2018
Quarterly Report for period ending 2018-08-31
10-Q
Tuesday, 7/10/2018
Quarterly Report for period ending 2018-05-31
10-K
Monday, 5/14/2018
Annual Report for period ending 2018-02-28
10-Q
Wednesday, 1/10/2018
Quarterly Report for period ending 2017-11-30
10-Q
Wednesday, 10/11/2017
Quarterly Report for period ending 2017-08-31
10-Q
Wednesday, 7/12/2017
Quarterly Report for period ending 2017-05-31
10-K
Tuesday, 5/16/2017
Annual Report for period ending 2017-02-28
10-Q
Wednesday, 1/11/2017
Quarterly Report for period ending 2016-11-30
10-Q
Wednesday, 10/12/2016
Quarterly Report for period ending 2016-08-31
10-Q
Wednesday, 7/13/2016
Quarterly Report for period ending 2016-05-31
10-K
Tuesday, 5/17/2016
Annual Report for period ending 2016-02-29
10-Q
Wednesday, 1/13/2016
Quarterly Report for period ending 2015-11-30
10-Q
Tuesday, 10/13/2015
Quarterly Report for period ending 2015-08-31
10-Q
Tuesday, 7/14/2015
Quarterly Report for period ending 2015-05-31
10-K
Wednesday, 5/20/2015
Annual Report for period ending 2015-02-28
10-Q
Wednesday, 1/14/2015
Quarterly Report for period ending 2014-11-30
10-Q
Tuesday, 10/14/2014
Quarterly Report for period ending 2014-08-31
10-Q
Monday, 7/14/2014
Quarterly Report for period ending 2014-05-31
10-K
Tuesday, 5/27/2014
Annual Report for period ending 2014-02-28
10-Q
Tuesday, 1/14/2014
Quarterly Report for period ending 2013-11-30
10-Q
Tuesday, 10/15/2013
Quarterly Report for period ending 2013-08-31
10-Q
Monday, 7/15/2013
Quarterly Report for period ending 2013-05-31
10-K/A
Monday, 6/10/2013
Annual Report for period ending 2013-02-28
NT 10-K
Thursday, 5/30/2013
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2013-02-28
10-K
Thursday, 5/30/2013
Annual Report for period ending 2013-02-28
10-Q
Monday, 1/14/2013
Quarterly Report for period ending 2012-11-30
10-Q
Monday, 10/15/2012
Quarterly Report for period ending 2012-08-31
10-Q
Monday, 7/16/2012
Quarterly Report for period ending 2012-05-31
10-K
Wednesday, 5/23/2012
Annual Report for period ending 2012-02-29
10-Q
Thursday, 1/12/2012
Quarterly Report for period ending 2011-11-30
10-Q
Wednesday, 10/12/2011
Quarterly Report for period ending 2011-08-31
10-Q
Wednesday, 7/13/2011
Quarterly Report for period ending 2011-05-31
10-K/A
Tuesday, 6/28/2011
Annual Report for period ending 2011-02-28
10-K
Monday, 5/23/2011
Annual Report for period ending 2011-02-28
10-Q
Friday, 1/14/2011
Quarterly Report for period ending 2010-11-30
10-Q
Friday, 10/15/2010
Quarterly Report for period ending 2010-08-31
10-Q
Thursday, 7/15/2010
Quarterly Report for period ending 2010-05-31
10-K
Friday, 5/28/2010
Annual Report for period ending 2010-02-28
10-Q
Thursday, 1/14/2010
Quarterly Report for period ending 2009-11-30
10-Q
Thursday, 10/15/2009
Quarterly Report for period ending 2009-08-31
10-Q
Monday, 7/13/2009
Quarterly Report for period ending 2009-05-31
10-K/A
Thursday, 7/9/2009
Annual Report for period ending 2009-02-28
10-K
Friday, 5/29/2009
Annual Report for period ending 2009-02-28
10-Q
Wednesday, 1/14/2009
Quarterly Report for period ending 2008-11-30
10-Q
Wednesday, 10/15/2008
Quarterly Report for period ending 2008-08-31
10-Q
Tuesday, 7/15/2008
Quarterly Report for period ending 2008-05-31
10-K
Friday, 5/23/2008
Annual Report for period ending 2008-02-29
10-Q
Friday, 1/11/2008
Quarterly Report for period ending 2007-11-30
10-Q
Friday, 10/12/2007
Quarterly Report for period ending 2007-08-31
10-Q
Friday, 7/13/2007
Quarterly Report for period ending 2007-05-31
10-K
Friday, 5/25/2007
Annual Report for period ending 2007-02-28
Show More

News (113)

8-K
Tuesday, 1/9/2024
Current report filing
8-K
Tuesday, 10/10/2023
Current report filing
8-K
Thursday, 9/28/2023
Current report filing
8-K
Wednesday, 7/19/2023
Current report filing
8-K
Monday, 7/10/2023
Current report filing
8-K
Monday, 7/10/2023
Current report filing
8-K
Tuesday, 5/2/2023
Current report filing
8-K
Friday, 4/14/2023
Current report filing
8-K
Thursday, 2/2/2023
Current report filing
8-K
Tuesday, 1/10/2023
Current report filing
8-K
Tuesday, 12/13/2022
Current report filing
8-K
Tuesday, 12/6/2022
Current report filing
8-K
Thursday, 10/27/2022
Current report filing
8-K
Thursday, 10/20/2022
Current report filing
8-K
Tuesday, 10/4/2022
Current report filing
8-K
Thursday, 9/29/2022
Current report filing
8-K
Thursday, 9/29/2022
Current report filing
8-K
Monday, 9/12/2022
Current report filing
8-K
Monday, 8/15/2022
Current report filing
8-K
Wednesday, 7/6/2022
Current report filing
8-K
Tuesday, 6/14/2022
Current report filing
8-K
Wednesday, 5/4/2022
Current report filing
8-K
Wednesday, 4/27/2022
Current report filing
8-K
Wednesday, 4/20/2022
Current report filing
8-K
Wednesday, 1/19/2022
Current report filing
8-K
Wednesday, 1/5/2022
Current report filing
8-K
Thursday, 10/28/2021
Current report filing
8-K
Thursday, 10/7/2021
Current report filing
8-K
Tuesday, 10/5/2021
Current report filing
8-K
Thursday, 9/30/2021
Current report filing
8-K
Monday, 8/2/2021
Current report filing
8-K
Wednesday, 7/28/2021
Current report filing
8-K
Tuesday, 7/20/2021
Current report filing
8-K
Wednesday, 7/7/2021
Current report filing
8-K
Wednesday, 5/5/2021
Current report filing
8-K
Wednesday, 3/10/2021
Current report filing
8-K
Friday, 3/5/2021
Current report filing
8-K
Thursday, 3/4/2021
Current report filing
8-K
Wednesday, 1/6/2021
Current report filing
8-K
Friday, 10/16/2020
Current report filing
8-K
Wednesday, 10/7/2020
Current report filing
8-K
Friday, 10/2/2020
Current report filing
8-K
Thursday, 9/17/2020
Current report filing
8-K/A
Thursday, 6/25/2020
Current report filing
8-K/A
Wednesday, 6/24/2020
Current report filing
8-K
Tuesday, 6/23/2020
Current report filing
8-K
Wednesday, 5/6/2020
Current report filing
8-K
Wednesday, 4/29/2020
Current report filing
8-K
Friday, 11/15/2019
Current report filing
8-K
Thursday, 10/10/2019
Current report filing
8-K
Thursday, 9/26/2019
Current report filing
8-K
Wednesday, 8/21/2019
Current report filing
8-K
Wednesday, 5/8/2019
Current report filing
8-K
Thursday, 9/27/2018
Current report filing
8-K
Monday, 4/16/2018
Current report filing
8-K
Friday, 9/29/2017
Current report filing
8-K
Thursday, 5/18/2017
Current report filing
8-K
Wednesday, 11/2/2016
Current report filing
8-K
Friday, 9/30/2016
Current report filing
8-K
Friday, 10/2/2015
Current report filing
8-K
Thursday, 10/2/2014
Current report filing
8-K
Wednesday, 9/24/2014
Current report filing
8-K
Thursday, 9/18/2014
Current report filing
8-K
Friday, 4/18/2014
Current report filing
8-K
Friday, 3/7/2014
Current report filing
8-K
Tuesday, 2/4/2014
Current report filing
8-K
Friday, 9/27/2013
Current report filing
8-K
Thursday, 2/7/2013
Current report filing
8-K
Friday, 11/9/2012
Current report filing
8-K
Monday, 10/15/2012
Current report filing
8-K
Wednesday, 10/3/2012
Current report filing
8-K
Wednesday, 2/29/2012
Current report filing
8-K
Friday, 11/18/2011
Current report filing
8-K
Wednesday, 9/28/2011
Current report filing
8-K
Tuesday, 6/14/2011
Current report filing
8-K
Monday, 5/23/2011
Current report filing
8-K
Friday, 8/13/2010
Current report filing
8-K
Tuesday, 8/3/2010
Current report filing
8-K
Monday, 7/12/2010
Current report filing
8-K/A
Friday, 6/4/2010
Current report filing
8-K
Wednesday, 4/14/2010
Current report filing
8-K
Wednesday, 3/31/2010
Current report filing
8-K
Friday, 1/15/2010
Current report filing
8-K
Friday, 11/13/2009
Current report filing
8-K
Friday, 10/16/2009
Current report filing
8-K
Wednesday, 10/14/2009
Current report filing
8-K
Friday, 7/31/2009
Current report filing
8-K
Monday, 7/13/2009
Current report filing
8-K
Wednesday, 4/15/2009
Current report filing
8-K
Tuesday, 3/24/2009
Current report filing
8-K
Friday, 1/16/2009
Current report filing
8-K
Monday, 12/8/2008
Current report filing
8-K
Thursday, 10/16/2008
Current report filing
8-K
Wednesday, 10/15/2008
Current report filing
8-K
Tuesday, 9/16/2008
Current report filing
8-K
Tuesday, 8/19/2008
Current report filing
8-K
Tuesday, 8/12/2008
Current report filing
8-K
Tuesday, 7/15/2008
Current report filing
8-K
Thursday, 6/5/2008
Current report filing
8-K
Thursday, 4/17/2008
Current report filing
Show More

Other (226)

40-APP/A
Friday, 9/1/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 4/25/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CERT
Wednesday, 4/19/2023
Certification by an exchange approving securities for listing
8-A12B
Friday, 4/14/2023
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Tuesday, 4/11/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 4/11/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Friday, 3/24/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Monday, 3/13/2023
Notice of Effectiveness
CORRESP
Tuesday, 2/21/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 2/21/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Wednesday, 1/11/2023
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CERT
Wednesday, 12/14/2022
Certification by an exchange approving securities for listing
8-A12B
Tuesday, 12/13/2022
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Monday, 12/5/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 12/5/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CERT
Tuesday, 11/1/2022
Certification by an exchange approving securities for listing
8-A12B
Thursday, 10/27/2022
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CORRESP
Wednesday, 10/19/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497AD
Wednesday, 10/19/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 10/19/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CORRESP
Thursday, 10/13/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
25-NSE
Friday, 7/15/2022
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-23C-2
Tuesday, 6/14/2022
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Tuesday, 5/10/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CERT
Thursday, 4/28/2022
Certification by an exchange approving securities for listing
8-A12B
Wednesday, 4/27/2022
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Wednesday, 4/20/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 4/18/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Friday, 3/4/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497AD
Wednesday, 1/19/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 1/13/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 1/13/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
25-NSE
Tuesday, 8/31/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
497AD
Tuesday, 7/20/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-23C-2
Tuesday, 7/20/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Thursday, 7/15/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 7/15/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Wednesday, 7/7/2021
Notice of Effectiveness
CORRESP
Thursday, 7/1/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Thursday, 7/1/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Friday, 5/21/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
497AD
Wednesday, 3/10/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Friday, 3/5/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497AD
Wednesday, 3/3/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 3/3/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 7/6/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
8-A12B/A
Thursday, 6/25/2020
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERT
Thursday, 6/25/2020
Certification by an exchange approving securities for listing
8-A12B
Wednesday, 6/24/2020
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Thursday, 6/18/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 6/18/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 6/18/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 6/17/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 6/17/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Thursday, 3/5/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
25-NSE
Monday, 2/10/2020
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-23C-2
Wednesday, 1/8/2020
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-23C-2
Friday, 11/15/2019
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497
Friday, 10/11/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 10/10/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Friday, 7/12/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 7/12/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Friday, 6/28/2019
Notice of Effectiveness
POS 8C
Thursday, 6/27/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Thursday, 6/27/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
497
Thursday, 5/30/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS 8C
Tuesday, 5/14/2019
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Friday, 3/8/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
POS EX
Tuesday, 2/5/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497
Monday, 2/4/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
305B2
Monday, 2/4/2019
Application for designation of a new trustee under the Trust Indenture Act
497
Friday, 2/1/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Friday, 2/1/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 1/31/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 1/31/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 10/16/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Tuesday, 10/16/2018
Post-effective amendment filed solely to add exhibits to a registration statement
EFFECT
Wednesday, 10/3/2018
Notice of Effectiveness
CORRESP
Wednesday, 10/3/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Thursday, 9/27/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 9/27/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Thursday, 8/30/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
8-A12B
Tuesday, 8/28/2018
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERT
Tuesday, 8/28/2018
Certification by an exchange approving securities for listing
POS EX
Tuesday, 8/28/2018
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Wednesday, 8/22/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 8/22/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 8/21/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
305B2
Tuesday, 8/21/2018
Application for designation of a new trustee under the Trust Indenture Act
497
Tuesday, 8/21/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 8/21/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-2MEF
Tuesday, 8/21/2018
A new registration statement on Form N-2 filed under Securities Act Rule 462(b) by closed-end investment companies of up to an additional 20% of securities for an offering that was registered on Form N-2
497AD
Friday, 7/13/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Thursday, 7/12/2018
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Wednesday, 7/11/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 7/11/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 7/10/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 7/10/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Tuesday, 7/3/2018
Notice of Effectiveness
CORRESP
Tuesday, 7/3/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
Show More

Ownership (189)

SC 13G/A
Wednesday, 2/14/2024
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
4
Friday, 12/15/2023
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Friday, 8/18/2023
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Monday, 5/8/2023
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/22/2023
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/10/2023
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
4
Thursday, 12/8/2022
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/11/2022
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/28/2022
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/16/2022
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/16/2022
Steenkamp Henri J: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/2/2022
Looney Steven M: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/14/2022
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
4
Monday, 12/13/2021
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Thursday, 10/14/2021
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/25/2021
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Monday, 6/14/2021
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Monday, 6/14/2021
Steenkamp Henri J: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/31/2021
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
5
Friday, 3/12/2021
Oberbeck Christian L: Annual statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 2/17/2021
TRUIST FINANCIAL CORP: Major Shareholders
SC 13G
Tuesday, 2/16/2021
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
4
Thursday, 10/8/2020
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/12/2020
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 7/27/2020
TRUIST FINANCIAL CORP: Major Shareholders
4
Friday, 7/24/2020
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/14/2020
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Monday, 7/6/2020
Steenkamp Henri J: Statement of changes in beneficial ownership of securities
4
Monday, 7/6/2020
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Friday, 5/22/2020
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Friday, 5/15/2020
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Thursday, 5/14/2020
Steenkamp Henri J: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/13/2020
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Monday, 5/11/2020
WILLIAMS GEORGE CABELL III: Statement of changes in beneficial ownership of securities
4
Monday, 5/11/2020
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
5
Tuesday, 3/17/2020
Oberbeck Christian L: Annual statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/14/2020
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
SC 13D/A
Thursday, 1/16/2020
Oberbeck Elizabeth: Major Shareholders
4
Thursday, 9/12/2019
Steenkamp Henri J: Statement of changes in beneficial ownership of securities
4
Thursday, 9/12/2019
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
5
Tuesday, 4/2/2019
Oberbeck Christian L: Annual statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 4/2/2019
Oberbeck Elizabeth: Major Shareholders
SC 13G/A
Thursday, 2/14/2019
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
4
Tuesday, 1/15/2019
Steenkamp Henri J: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/2/2018
Steenkamp Henri J: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/2/2018
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/27/2018
Oberbeck Elizabeth: Statement of changes in beneficial ownership of securities
4
Thursday, 5/24/2018
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/14/2018
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
4
Wednesday, 9/20/2017
Steenkamp Henri J: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/20/2017
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Monday, 4/17/2017
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
5
Friday, 4/14/2017
Oberbeck Christian L: Annual statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/10/2017
Karpus Management, Inc.: Major Shareholders
SC 13G/A
Friday, 2/3/2017
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
SC 13G
Wednesday, 1/11/2017
Karpus Management, Inc.: Major Shareholders
4
Tuesday, 8/2/2016
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/2/2016
Steenkamp Henri J: Statement of changes in beneficial ownership of securities
4
Thursday, 7/7/2016
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/22/2016
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/22/2016
GRISIUS MICHAEL J: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2016
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2016
GRISIUS MICHAEL J: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/12/2016
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
4
Tuesday, 1/19/2016
Looney Steven M: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/24/2015
Looney Steven M: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 8/19/2015
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
4
Thursday, 7/30/2015
Steenkamp Henri J: Statement of changes in beneficial ownership of securities
4
Thursday, 7/30/2015
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Monday, 7/20/2015
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/26/2015
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/5/2015
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/17/2015
Raging Capital Management, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/17/2015
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
4
Thursday, 1/22/2015
WILLIAMS GEORGE CABELL III: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/20/2015
WILLIAMS GEORGE CABELL III: Statement of changes in beneficial ownership of securities
SC 13D/A
Monday, 11/10/2014
Oberbeck Christian L: Major Shareholders
4
Wednesday, 11/5/2014
Oberbeck Christian L: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/5/2014
GRISIUS MICHAEL J: Statement of changes in beneficial ownership of securities
3
Monday, 10/27/2014
Oberbeck Elizabeth: Initial statement of beneficial ownership of securities
SC 13D/A
Monday, 10/27/2014
Oberbeck Christian L: Major Shareholders
SC 13D
Monday, 10/27/2014
Oberbeck Elizabeth: Major Shareholders
4
Tuesday, 10/21/2014
Steenkamp Henri J: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/21/2014
WILLIAMS GEORGE CABELL III: Statement of changes in beneficial ownership of securities
3
Monday, 3/10/2014
Steenkamp Henri J: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 2/14/2014
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C.: Major Shareholders
SC 13G/A
Friday, 2/14/2014
Raging Capital Management, LLC: Major Shareholders
SC 13G/A
Thursday, 2/13/2014
MAGTEN ASSET MANAGEMENT CORP: Major Shareholders
SC 13D
Monday, 1/6/2014
INGLESBY THOMAS V: Major Shareholders
SC 13G/A
Wednesday, 7/31/2013
Raging Capital Management, LLC: Major Shareholders
4
Wednesday, 7/24/2013
GRISIUS MICHAEL J: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2013
BLACK DIAMOND CAPITAL MANAGEMENT LLC: Major Shareholders
SC 13G/A
Thursday, 2/14/2013
MAGTEN ASSET MANAGEMENT CORP: Major Shareholders
SC 13G/A
Thursday, 1/3/2013
Raging Capital Management, LLC: Major Shareholders
SC 13D/A
Wednesday, 4/18/2012
Oberbeck Christian L: Major Shareholders
SC 13G
Tuesday, 3/20/2012
BLACK DIAMOND CAPITAL MANAGEMENT LLC: Major Shareholders
SC 13G/A
Monday, 2/13/2012
Raging Capital Management, LLC: Major Shareholders
4
Monday, 1/30/2012
WILLIAMS GEORGE CABELL III: Statement of changes in beneficial ownership of securities
4
Thursday, 1/26/2012
WILLIAMS GEORGE CABELL III: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 1/10/2012
MAGTEN ASSET MANAGEMENT CORP: Major Shareholders
Show More

Prospectus (26)

424B3
Wednesday, 7/19/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 7/10/2023
Prospectus filed pursuant to Rule 424(b)(3)
424B2
Wednesday, 6/7/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Wednesday, 4/12/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 4/11/2023
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Tuesday, 4/11/2023
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Tuesday, 12/6/2022
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Monday, 12/5/2022
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Monday, 12/5/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 10/20/2022
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Thursday, 10/20/2022
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Wednesday, 10/19/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 8/11/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Wednesday, 4/20/2022
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Tuesday, 4/19/2022
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Monday, 4/18/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Friday, 1/14/2022
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Thursday, 1/13/2022
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Thursday, 1/13/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B3
Friday, 7/30/2021
Prospectus filed pursuant to Rule 424(b)(3)
424B2
Friday, 7/16/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Thursday, 7/15/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Thursday, 7/15/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Thursday, 3/4/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Wednesday, 3/3/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Wednesday, 3/3/2021
Prospectus filed pursuant to Rule 424(b)(2)
Show More

Proxies (42)

DEF 14A
Monday, 8/7/2023
Definitive proxy statements
DEF 14A
Wednesday, 8/3/2022
Definitive proxy statements
DEFA14A
Friday, 8/13/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 8/3/2021
Definitive proxy statements
DEFA14A
Monday, 8/17/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 8/4/2020
Definitive proxy statements
DEF 14A
Thursday, 8/1/2019
Definitive proxy statements
DEF 14A
Thursday, 8/2/2018
Definitive proxy statements
DEF 14A
Monday, 7/31/2017
Definitive proxy statements
DEF 14A
Tuesday, 8/9/2016
Definitive proxy statements
DEFA14A
Thursday, 9/17/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 8/13/2015
Definitive proxy statements
PRE 14A
Tuesday, 7/28/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 9/19/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 8/20/2014
Definitive proxy statements
PRE 14A
Tuesday, 7/22/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 9/17/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 9/17/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 8/20/2013
Definitive proxy statements
PRE 14A
Tuesday, 8/6/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 9/18/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 9/17/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 8/21/2012
Definitive proxy statements
PRE 14A
Thursday, 8/2/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 9/27/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 9/19/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 9/19/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 9/16/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 8/19/2011
Definitive proxy statements
PRE 14A
Friday, 7/29/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 7/26/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 7/22/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 7/20/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 7/8/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/25/2010
Definitive proxy statements
PRER14A
Tuesday, 6/22/2010
Preliminary revised proxy soliciting materials
PRER14A
Wednesday, 6/9/2010
Preliminary revised proxy soliciting materials
DEF 14A
Friday, 5/28/2010
Definitive proxy statements
PRE 14A
Thursday, 5/13/2010
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 5/29/2009
Definitive proxy statements
DEF 14A
Friday, 5/23/2008
Definitive proxy statements
PRE 14A
Tuesday, 5/13/2008
Preliminary proxy statement not related to a contested matter or merger/acquisition
Show More