J.P. Morgan Securities LLC
Related Filers (30)
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- OEP Co-Investors Management II, Ltd. (12)
- J.P. Morgan Private Investments Inc. (12)
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- JP MORGAN INVESTMENT MANAGEMENT INC (12)
- J.P. MORGAN INSTITUTIONAL INVESTMENTS, INC. (12)
- JPMORGAN DISTRIBUTION SERVICES INC (12)
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- SECURITY CAPITAL RESEARCH & MANAGEMENT INC (12)
- J.P. Morgan Partners, LLC (12)
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- BEAR STEARNS ASSET MANAGEMENT INC (12)
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- BSCGP INC (12)
- JF INTERNATIONAL MANAGEMENT INC (12)
- BEAR STEARNS HEALTH INNOVENTURES MANAGEMENT LLC (12)
- HIGHBRIDGE CAPITAL MANAGEMENT LLC (12)
- J.P. Morgan Latin America Management Company, L.L.C. (10)
- JPMorgan Asset Management (UK) Ltd. (10)
- TECHNOLOGY COINVESTORS MANAGEMENT, LLC (9)
- Nuveen Municipal Credit Income Fund (9)
- JPMORGAN CHASE & CO (8)
- GOODRICH PETROLEUM CORP (7)
- SACO I Inc. (2)
- STRUCTURED ASSET MORTGAGE INVESTMENTS II INC (2)
- EMC Mortgage LLC (2)
- BEAR STEARNS ASSET BACKED SECURITIES I LLC (2)
- J P MORGAN ACCEPTANCE CORP I (2)
- CARRIZO OIL & GAS INC (1)
- Triangle Petroleum Corp (1)
- Show More ...
Other (101)
13F-NT
Monday, 2/12/2024
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Friday, 2/9/2024
Asset-backed securities report pursuant to Section 15G
13F-NT
Tuesday, 11/14/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/11/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/11/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/13/2023
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Thursday, 2/9/2023
Asset-backed securities report pursuant to Section 15G
13F-NT
Monday, 11/14/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/11/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/11/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Monday, 2/14/2022
Asset-backed securities report pursuant to Section 15G
13F-NT
Thursday, 2/10/2022
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/12/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/12/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/12/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Thursday, 2/11/2021
Asset-backed securities report pursuant to Section 15G
13F-NT
Thursday, 2/11/2021
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/12/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/11/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/12/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Wednesday, 2/12/2020
Asset-backed securities report pursuant to Section 15G
13F-NT
Tuesday, 2/11/2020
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/12/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/7/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/7/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/11/2019
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Friday, 2/8/2019
Asset-backed securities report pursuant to Section 15G
13F-NT
Wednesday, 11/7/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP WD
Thursday, 9/27/2018
Withdrawal of an application for exemptive or other relief from the federal securities laws
13F-NT
Tuesday, 8/14/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/10/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP
Wednesday, 5/9/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
ABS-15G
Wednesday, 2/14/2018
Asset-backed securities report pursuant to Section 15G
13F-NT
Tuesday, 2/13/2018
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/9/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/9/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 5/10/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Friday, 2/10/2017
Asset-backed securities report pursuant to Section 15G
13F-NT
Monday, 2/6/2017
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 11/4/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 8/8/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 5/10/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/12/2016
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Thursday, 2/11/2016
Asset-backed securities report pursuant to Section 15G
13F-NT
Friday, 11/13/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/14/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/15/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/13/2015
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Friday, 2/6/2015
Asset-backed securities report pursuant to Section 15G
13F-NT
Friday, 11/14/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/14/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/15/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/13/2014
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Wednesday, 2/12/2014
Asset-backed securities report pursuant to Section 15G
13F-NT
Friday, 11/1/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 4/25/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
ABS-15G
Thursday, 2/14/2013
Asset-backed securities report pursuant to Section 15G
13F-NT
Thursday, 2/7/2013
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Wednesday, 1/9/2013
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 11/16/2012
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 11/9/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/9/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/14/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP NTC
Wednesday, 4/11/2012
None
APP ORDR
Wednesday, 4/11/2012
None
ABS-15G
Tuesday, 2/14/2012
Asset-backed securities report pursuant to Section 15G
13F-NT
Thursday, 2/9/2012
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/10/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
APP NTC
Monday, 10/3/2011
None
APP ORDR
Monday, 10/3/2011
None
13F-NT
Thursday, 8/11/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
40-APP/A
Monday, 7/11/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
NO ACT
Monday, 7/11/2011
None
40-APP
Thursday, 7/7/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 7/5/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 6/29/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 6/29/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
NO ACT
Wednesday, 6/29/2011
None
40-APP
Tuesday, 6/21/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
13F-NT
Friday, 5/6/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/10/2011
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 11/10/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/12/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/13/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 2/9/2010
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/12/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 8/13/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 5/14/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT/A
Thursday, 3/19/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 2/9/2009
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/13/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Wednesday, 8/13/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Monday, 5/12/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 2/15/2008
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 11/15/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 8/10/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Friday, 5/11/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Thursday, 2/8/2007
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 11/14/2006
Initial Quarterly Form 13F Notice Report filed by institutional managers
13F-NT
Tuesday, 8/15/2006
Initial Quarterly Form 13F Notice Report filed by institutional managers
Ownership (17)
3
Monday, 10/30/2017
Triangle Petroleum Corp: Initial statement of beneficial ownership of securities
4
Wednesday, 8/23/2017
GOODRICH PETROLEUM CORP: Statement of changes in beneficial ownership of securities
4
Friday, 7/28/2017
Nuveen Municipal Credit Income Fund: Statement of changes in beneficial ownership of securities
3
Friday, 7/28/2017
Nuveen Municipal Credit Income Fund: Initial statement of beneficial ownership of securities
3
Monday, 7/10/2017
Nuveen Municipal Credit Income Fund: Initial statement of beneficial ownership of securities
4
Monday, 7/10/2017
Nuveen Municipal Credit Income Fund: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/21/2017
GOODRICH PETROLEUM CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/20/2017
GOODRICH PETROLEUM CORP: Statement of changes in beneficial ownership of securities
4
Monday, 6/19/2017
GOODRICH PETROLEUM CORP: Statement of changes in beneficial ownership of securities
4
Friday, 6/16/2017
GOODRICH PETROLEUM CORP: Statement of changes in beneficial ownership of securities
4
Thursday, 6/1/2017
GOODRICH PETROLEUM CORP: Statement of changes in beneficial ownership of securities
3
Thursday, 6/1/2017
GOODRICH PETROLEUM CORP: Initial statement of beneficial ownership of securities
SC 13G/A
Wednesday, 11/9/2016
Nuveen Enhanced Municipal Credit Opportunities Fund: Major Shareholders
SC 13G
Tuesday, 10/11/2016
Nuveen Enhanced Municipal Credit Opportunities Fund: Major Shareholders
4
Tuesday, 10/11/2016
Nuveen Enhanced Municipal Credit Opportunities Fund: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/4/2016
Nuveen Enhanced Municipal Credit Opportunities Fund: Statement of changes in beneficial ownership of securities
3
Tuesday, 10/4/2016
Nuveen Enhanced Municipal Credit Opportunities Fund: Initial statement of beneficial ownership of securities