Klein Mark D

Related Filers (20)

Ownership (88)

4
Tuesday, 2/13/2024
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Friday, 12/15/2023
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/13/2023
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/6/2023
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/5/2023
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Thursday, 11/30/2023
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Friday, 11/17/2023
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Monday, 2/13/2023
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4/A
Friday, 1/13/2023
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/13/2022
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Thursday, 12/8/2022
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/7/2022
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Monday, 11/14/2022
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Monday, 2/14/2022
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Monday, 1/3/2022
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/14/2021
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Monday, 10/4/2021
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Monday, 8/9/2021
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Thursday, 7/1/2021
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/11/2021
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Friday, 2/12/2021
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
3
Thursday, 2/11/2021
Churchill Capital Corp VII: Initial statement of beneficial ownership of securities
3
Thursday, 2/11/2021
Churchill Capital Corp VI: Initial statement of beneficial ownership of securities
3
Tuesday, 12/15/2020
Churchill Capital Corp V: Initial statement of beneficial ownership of securities
4
Thursday, 12/3/2020
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/18/2020
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/17/2020
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Thursday, 11/12/2020
SURO CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Thursday, 10/8/2020
MultiPlan Corp: Statement of changes in beneficial ownership of securities
3
Wednesday, 7/29/2020
Churchill Capital Corp IV: Initial statement of beneficial ownership of securities
4
Thursday, 5/14/2020
SUTTER ROCK CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/13/2020
SUTTER ROCK CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/30/2020
SUTTER ROCK CAPITAL CORP.: Statement of changes in beneficial ownership of securities
3
Wednesday, 2/19/2020
Churchill Capital Corp III: Initial statement of beneficial ownership of securities
4
Thursday, 1/9/2020
SUTTER ROCK CAPITAL CORP.: Statement of changes in beneficial ownership of securities
4
Friday, 7/19/2019
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
3
Wednesday, 6/26/2019
Churchill Capital Corp II: Initial statement of beneficial ownership of securities
4
Monday, 6/17/2019
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/11/2019
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/28/2017
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/21/2017
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/14/2017
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Thursday, 9/7/2017
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Thursday, 8/31/2017
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Thursday, 11/3/2016
Atlantic Alliance Partnership Corp.: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 8/25/2016
NATIONAL HOLDINGS CORP: Major Shareholders
4
Monday, 8/1/2016
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 7/26/2016
NATIONAL HOLDINGS CORP: Major Shareholders
4
Tuesday, 7/5/2016
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 6/7/2016
NATIONAL HOLDINGS CORP: Major Shareholders
4
Tuesday, 5/17/2016
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Monday, 5/16/2016
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
SC 13D
Thursday, 5/5/2016
NATIONAL HOLDINGS CORP: Major Shareholders
4
Wednesday, 5/4/2016
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Monday, 4/11/2016
Atlantic Alliance Partnership Corp.: Statement of changes in beneficial ownership of securities
4
Monday, 4/4/2016
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/23/2016
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/22/2016
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
3
Thursday, 12/10/2015
NATIONAL HOLDINGS CORP: Initial statement of beneficial ownership of securities
4
Wednesday, 11/18/2015
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Monday, 8/24/2015
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Friday, 8/21/2015
Atlantic Alliance Partnership Corp.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/11/2015
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/6/2015
Atlantic Alliance Partnership Corp.: Statement of changes in beneficial ownership of securities
3
Wednesday, 4/29/2015
Atlantic Alliance Partnership Corp.: Initial statement of beneficial ownership of securities
4
Wednesday, 9/3/2014
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 11/27/2013
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/26/2013
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
5
Tuesday, 2/12/2013
Great American Group, Inc.: Annual statement of changes in beneficial ownership of securities
4
Wednesday, 11/14/2012
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Friday, 8/31/2012
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Friday, 8/24/2012
GSV Capital Corp.: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/20/2011
Great American Group, Inc.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/4/2011
NeXt Innovation Corp.: Statement of changes in beneficial ownership of securities
3
Thursday, 4/28/2011
NeXt Innovation Corp.: Initial statement of beneficial ownership of securities
4
Wednesday, 8/4/2010
Great American Group, Inc.: Statement of changes in beneficial ownership of securities
4
Monday, 7/19/2010
Great American Group, Inc.: Statement of changes in beneficial ownership of securities
3
Thursday, 5/20/2010
57th Street General Acquisition Corp: Initial statement of beneficial ownership of securities
4
Tuesday, 8/4/2009
Alternative Asset Management Acquisition Corp.: Statement of changes in beneficial ownership of securities
3
Monday, 7/20/2009
Great American Group, Inc.: Initial statement of beneficial ownership of securities
5
Wednesday, 1/14/2009
AMERICAN APPAREL, INC: Annual statement of changes in beneficial ownership of securities
4
Wednesday, 1/14/2009
AMERICAN APPAREL, INC: Statement of changes in beneficial ownership of securities
4
Thursday, 9/18/2008
Stream Global Services, Inc.: Statement of changes in beneficial ownership of securities
3
Wednesday, 8/27/2008
Stream Global Services, Inc.: Initial statement of beneficial ownership of securities
3
Wednesday, 3/19/2008
Millennium India Acquisition CO Inc.: Initial statement of beneficial ownership of securities
3
Wednesday, 12/26/2007
AMERICAN APPAREL, INC: Initial statement of beneficial ownership of securities
3
Monday, 8/6/2007
Alternative Asset Management Acquisition Corp.: Initial statement of beneficial ownership of securities
3
Friday, 4/1/2005
LADENBURG THALMANN FINANCIAL SERVICES INC: Initial statement of beneficial ownership of securities
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