GLADSTONE INVESTMENT CORPORATION\DE
Related Filers (45)
- DULLUM DAVID A R (35)
- BRUBAKER TERRY LEE (27)
- GLADSTONE DAVID (21)
- Mead Gerard (18)
- Burgundy Asset Management Ltd. (11)
- Watson David Hibbert (9)
- STELLJES GEORGE III (7)
- LiCalsi Michael (6)
- ADELGREN PAUL W (5)
- Nasdaq Stock Market LLC (5)
- Easton Rachael Z. (5)
- OUTLAND JOHN H (4)
- Perrigo Mark (4)
- GLADSTONE CAPITAL CORP (4)
- GLADSTONE LENDING Corp (4)
- GLADSTONE MANAGEMENT CORP (4)
- Van Berkom & Associates Inc. (4)
- WILKINSON WALTER H (4)
- BRILL HARRY (3)
- ENGLISH MICHELA A (3)
- PARKER ANTHONY W (3)
- Cheetham Kevin (3)
- Bay Pond Partners, L.P. (3)
- GLADSTONE PARTNERS FUND LP (3)
- RYAN JULIA (3)
- QVT Financial LP (2)
- FERRIS BAKER WATTS INCORPORATED (2)
- Williams Allyson (2)
- Gerson Gary (2)
- WELLINGTON MANAGEMENT CO LLP (2)
- Reilly John (2)
- Bulldog Investors, LLC (2)
- BlackRock Inc. (2)
- Merrick Caren D (2)
- Advisors Asset Management, Inc. (2)
- Karpus Management, Inc. (2)
- RIVERNORTH CAPITAL MANAGEMENT, LLC (2)
- Smith Jennifer A (2)
- COULON MAURICE (1)
- Dellafiora John (1)
- Gray Gresford (1)
- Jones Danielle (1)
- Morrison Melissa (1)
- Earhart Terry (1)
- Novara Paula (1)
- Show More ...
Financials (75)
10-Q
Tuesday, 2/6/2024
Quarterly Report for period ending 2023-12-31
10-Q
Wednesday, 11/1/2023
Quarterly Report for period ending 2023-09-30
10-Q
Wednesday, 8/2/2023
Quarterly Report for period ending 2023-06-30
10-K
Wednesday, 5/10/2023
Annual Report for period ending 2023-03-31
10-Q
Wednesday, 2/1/2023
Quarterly Report for period ending 2022-12-31
10-Q
Tuesday, 11/1/2022
Quarterly Report for period ending 2022-09-30
10-Q
Wednesday, 8/3/2022
Quarterly Report for period ending 2022-06-30
10-K
Wednesday, 5/11/2022
Annual Report for period ending 2022-03-31
10-Q
Tuesday, 2/8/2022
Quarterly Report for period ending 2021-12-31
10-Q
Tuesday, 11/2/2021
Quarterly Report for period ending 2021-09-30
10-Q
Monday, 8/2/2021
Quarterly Report for period ending 2021-06-30
10-K
Tuesday, 5/11/2021
Annual Report for period ending 2021-03-31
10-Q
Tuesday, 2/2/2021
Quarterly Report for period ending 2020-12-31
10-Q
Tuesday, 11/3/2020
Quarterly Report for period ending 2020-09-30
10-Q
Tuesday, 7/28/2020
Quarterly Report for period ending 2020-06-30
10-K
Tuesday, 5/12/2020
Annual Report for period ending 2020-03-31
10-Q
Tuesday, 2/4/2020
Quarterly Report for period ending 2019-12-31
10-Q
Monday, 11/4/2019
Quarterly Report for period ending 2019-09-30
10-Q
Wednesday, 7/31/2019
Quarterly Report for period ending 2019-06-30
10-K
Monday, 5/13/2019
Annual Report for period ending 2019-03-31
10-Q
Tuesday, 2/5/2019
Quarterly Report for period ending 2018-12-31
10-Q
Monday, 11/5/2018
Quarterly Report for period ending 2018-09-30
10-Q
Wednesday, 8/1/2018
Quarterly Report for period ending 2018-06-30
10-K
Tuesday, 5/15/2018
Annual Report for period ending 2018-03-31
10-Q
Tuesday, 2/6/2018
Quarterly Report for period ending 2017-12-31
10-Q
Wednesday, 11/1/2017
Quarterly Report for period ending 2017-09-30
10-Q
Tuesday, 8/1/2017
Quarterly Report for period ending 2017-06-30
10-K
Monday, 5/15/2017
Annual Report for period ending 2017-03-31
10-Q
Monday, 2/6/2017
Quarterly Report for period ending 2016-12-31
10-Q
Wednesday, 11/2/2016
Quarterly Report for period ending 2016-09-30
10-Q
Monday, 8/1/2016
Quarterly Report for period ending 2016-06-30
10-K
Tuesday, 5/17/2016
Annual Report for period ending 2016-03-31
10-Q
Wednesday, 2/3/2016
Quarterly Report for period ending 2015-12-31
10-Q
Wednesday, 10/28/2015
Quarterly Report for period ending 2015-09-30
10-Q
Tuesday, 8/4/2015
Quarterly Report for period ending 2015-06-30
10-K
Wednesday, 5/20/2015
Annual Report for period ending 2015-03-31
10-Q
Wednesday, 2/4/2015
Quarterly Report for period ending 2014-12-31
10-Q
Tuesday, 10/28/2014
Quarterly Report for period ending 2014-09-30
10-Q
Tuesday, 7/29/2014
Quarterly Report for period ending 2014-06-30
10-K
Tuesday, 5/13/2014
Annual Report for period ending 2014-03-31
10-Q
Tuesday, 2/4/2014
Quarterly Report for period ending 2013-12-31
10-Q
Wednesday, 11/6/2013
Quarterly Report for period ending 2013-09-30
10-Q
Monday, 7/29/2013
Quarterly Report for period ending 2013-06-30
10-K
Tuesday, 5/14/2013
Annual Report for period ending 2013-03-31
10-Q
Monday, 1/28/2013
Quarterly Report for period ending 2012-12-31
10-Q
Monday, 10/29/2012
Quarterly Report for period ending 2012-09-30
10-Q
Monday, 7/30/2012
Quarterly Report for period ending 2012-06-30
10-K
Monday, 5/21/2012
Annual Report for period ending 2012-03-31
10-Q
Wednesday, 2/1/2012
Quarterly Report for period ending 2011-12-31
10-Q
Wednesday, 11/2/2011
Quarterly Report for period ending 2011-09-30
10-Q
Monday, 8/1/2011
Quarterly Report for period ending 2011-06-30
10-K
Monday, 5/23/2011
Annual Report for period ending 2011-03-31
10-Q
Monday, 1/31/2011
Quarterly Report for period ending 2010-12-31
10-Q
Tuesday, 11/2/2010
Quarterly Report for period ending 2010-09-30
10-Q
Monday, 8/2/2010
Quarterly Report for period ending 2010-06-30
10-K
Monday, 5/24/2010
Annual Report for period ending 2010-03-31
10-Q
Tuesday, 2/9/2010
Quarterly Report for period ending 2009-12-31
10-Q
Tuesday, 11/3/2009
Quarterly Report for period ending 2009-09-30
10-Q
Tuesday, 8/4/2009
Quarterly Report for period ending 2009-06-30
10-K
Tuesday, 6/2/2009
Annual Report for period ending 2009-03-31
10-Q
Monday, 2/2/2009
Quarterly Report for period ending 2008-12-31
10-Q
Tuesday, 11/4/2008
Quarterly Report for period ending 2008-09-30
10-Q
Wednesday, 8/6/2008
Quarterly Report for period ending 2008-06-30
10-K
Wednesday, 5/21/2008
Annual Report for period ending 2008-03-31
10-Q
Thursday, 1/31/2008
Quarterly Report for period ending 2007-12-31
10-Q
Wednesday, 10/31/2007
Quarterly Report for period ending 2007-09-30
10-Q
Wednesday, 8/1/2007
Quarterly Report for period ending 2007-06-30
10-K
Thursday, 5/31/2007
Annual Report for period ending 2007-03-31
10-Q
Tuesday, 2/6/2007
Quarterly Report for period ending 2006-12-31
10-Q
Wednesday, 11/1/2006
Quarterly Report for period ending 2006-09-30
10-Q
Wednesday, 8/2/2006
Quarterly Report for period ending 2006-06-30
10-K
Wednesday, 6/14/2006
Annual Report for period ending 2006-03-31
10-Q
Wednesday, 2/8/2006
Quarterly Report for period ending 2005-12-31
10-Q
Wednesday, 11/9/2005
Quarterly Report for period ending 2005-09-30
10-Q
Wednesday, 8/10/2005
Quarterly Report for period ending 2005-06-30
News (238)
8-K
Tuesday, 2/6/2024
Current report filing
8-K
Tuesday, 2/6/2024
Current report filing
8-K
Tuesday, 1/9/2024
Current report filing
8-K
Friday, 1/5/2024
Current report filing
8-K
Wednesday, 11/1/2023
Current report filing
8-K
Tuesday, 10/31/2023
Current report filing
8-K
Tuesday, 10/24/2023
Current report filing
8-K
Tuesday, 10/10/2023
Current report filing
8-K
Tuesday, 8/8/2023
Current report filing
8-K
Thursday, 8/3/2023
Current report filing
8-K
Wednesday, 8/2/2023
Current report filing
8-K
Tuesday, 7/11/2023
Current report filing
8-K
Wednesday, 5/31/2023
Current report filing
8-K
Wednesday, 5/24/2023
Current report filing
8-K
Wednesday, 5/10/2023
Current report filing
8-K
Friday, 4/14/2023
Current report filing
8-K
Tuesday, 4/11/2023
Current report filing
8-K
Wednesday, 2/1/2023
Current report filing
8-K
Tuesday, 1/10/2023
Current report filing
8-K
Tuesday, 11/1/2022
Current report filing
8-K
Wednesday, 10/12/2022
Current report filing
8-K
Tuesday, 10/11/2022
Current report filing
8-K
Tuesday, 8/16/2022
Current report filing
8-K
Thursday, 8/4/2022
Current report filing
8-K
Wednesday, 8/3/2022
Current report filing
8-K
Tuesday, 7/12/2022
Current report filing
8-K
Wednesday, 5/11/2022
Current report filing
8-K
Tuesday, 4/12/2022
Current report filing
8-K
Tuesday, 2/8/2022
Current report filing
8-K
Tuesday, 1/11/2022
Current report filing
8-K
Monday, 1/10/2022
Current report filing
8-K
Monday, 12/13/2021
Current report filing
8-K
Tuesday, 11/2/2021
Current report filing
8-K
Tuesday, 10/12/2021
Current report filing
8-K
Thursday, 10/7/2021
Current report filing
8-K
Friday, 8/20/2021
Current report filing
8-K
Wednesday, 8/18/2021
Current report filing
8-K
Thursday, 8/12/2021
Current report filing
8-K
Thursday, 8/5/2021
Current report filing
8-K
Thursday, 8/5/2021
Current report filing
8-K
Monday, 8/2/2021
Current report filing
8-K
Tuesday, 7/13/2021
Current report filing
8-K
Tuesday, 5/11/2021
Current report filing
8-K
Tuesday, 4/13/2021
Current report filing
8-K
Monday, 3/8/2021
Current report filing
8-K
Tuesday, 3/2/2021
Current report filing
8-K
Wednesday, 2/24/2021
Current report filing
8-K
Tuesday, 2/2/2021
Current report filing
8-K
Tuesday, 1/12/2021
Current report filing
8-K
Tuesday, 11/3/2020
Current report filing
8-K
Tuesday, 10/13/2020
Current report filing
8-K
Friday, 8/21/2020
Current report filing
8-K
Tuesday, 8/11/2020
Current report filing
8-K
Tuesday, 7/28/2020
Current report filing
8-K
Tuesday, 7/14/2020
Current report filing
8-K
Friday, 5/22/2020
Current report filing
8-K
Thursday, 5/21/2020
Current report filing
8-K
Friday, 5/15/2020
Current report filing
8-K
Tuesday, 5/12/2020
Current report filing
8-K
Tuesday, 4/14/2020
Current report filing
8-K
Tuesday, 2/4/2020
Current report filing
8-K
Tuesday, 1/14/2020
Current report filing
8-K
Thursday, 12/19/2019
Current report filing
8-K
Monday, 11/4/2019
Current report filing
8-K
Tuesday, 10/8/2019
Current report filing
8-K
Monday, 8/19/2019
Current report filing
8-K
Wednesday, 7/31/2019
Current report filing
8-K
Tuesday, 7/9/2019
Current report filing
8-K
Monday, 6/3/2019
Current report filing
8-K
Monday, 5/13/2019
Current report filing
8-K
Tuesday, 4/9/2019
Current report filing
8-K
Tuesday, 2/5/2019
Current report filing
8-K
Tuesday, 1/8/2019
Current report filing
8-K
Monday, 11/5/2018
Current report filing
8-K
Friday, 10/19/2018
Current report filing
8-K
Tuesday, 10/9/2018
Current report filing
8-K
Friday, 9/7/2018
Current report filing
8-K
Friday, 8/31/2018
Current report filing
8-K
Thursday, 8/23/2018
Current report filing
8-K
Thursday, 8/16/2018
Current report filing
8-K
Thursday, 8/9/2018
Current report filing
8-K
Wednesday, 8/1/2018
Current report filing
8-K
Tuesday, 7/10/2018
Current report filing
8-K
Tuesday, 5/15/2018
Current report filing
8-K
Friday, 5/11/2018
Current report filing
8-K
Tuesday, 4/10/2018
Current report filing
8-K
Friday, 2/23/2018
Current report filing
8-K
Tuesday, 2/6/2018
Current report filing
8-K
Tuesday, 1/9/2018
Current report filing
8-K
Wednesday, 11/1/2017
Current report filing
8-K
Wednesday, 10/11/2017
Current report filing
8-K
Tuesday, 10/10/2017
Current report filing
8-K
Monday, 8/28/2017
Current report filing
8-K
Tuesday, 8/1/2017
Current report filing
8-K
Tuesday, 7/11/2017
Current report filing
8-K
Monday, 5/15/2017
Current report filing
8-K
Monday, 5/8/2017
Current report filing
8-K
Tuesday, 4/11/2017
Current report filing
8-K
Monday, 2/6/2017
Current report filing
8-K
Wednesday, 1/11/2017
Current report filing
Other (213)
40-17G
Tuesday, 11/21/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CORRESP
Wednesday, 10/25/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 10/18/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 10/16/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 10/10/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 9/20/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CERT
Friday, 6/2/2023
Certification by an exchange approving securities for listing
8-A12B
Wednesday, 5/31/2023
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Tuesday, 5/23/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 5/23/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Wednesday, 11/23/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Wednesday, 11/24/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Friday, 10/15/2021
Notice of Effectiveness
CORRESP
Tuesday, 10/12/2021
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Friday, 9/3/2021
Initial filing of a registration statement on Form N-2 for closed-end investment companies
25-NSE
Wednesday, 8/18/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
CERT
Wednesday, 8/18/2021
Certification by an exchange approving securities for listing
8-A12B
Wednesday, 8/18/2021
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Wednesday, 8/11/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 8/11/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-23C-2
Wednesday, 8/11/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
CERT
Wednesday, 3/3/2021
Certification by an exchange approving securities for listing
8-A12B
Tuesday, 3/2/2021
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
25-NSE
Tuesday, 3/2/2021
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
497AD
Wednesday, 2/24/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-23C-2
Tuesday, 2/23/2021
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497AD
Tuesday, 2/23/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Wednesday, 11/25/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497AD
Monday, 9/14/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 7/31/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Friday, 7/31/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
305B2
Friday, 5/22/2020
Application for designation of a new trustee under the Trust Indenture Act
497
Friday, 5/22/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 5/21/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 12/19/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Monday, 11/25/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Wednesday, 7/24/2019
Notice of Effectiveness
CORRESP
Tuesday, 7/23/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 7/23/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Friday, 6/14/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Wednesday, 11/21/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
25-NSE
Thursday, 8/30/2018
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
497
Wednesday, 8/29/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Wednesday, 8/29/2018
Post-effective amendment filed solely to add exhibits to a registration statement
CERT
Thursday, 8/23/2018
Certification by an exchange approving securities for listing
POS EX
Monday, 8/20/2018
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Monday, 8/20/2018
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497
Thursday, 8/16/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 8/15/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 8/15/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-23C-2
Wednesday, 8/15/2018
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497
Tuesday, 8/14/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 8/14/2018
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Friday, 7/13/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Friday, 7/13/2018
Notice of Effectiveness
CORRESP
Wednesday, 7/11/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 7/10/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 6/15/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Tuesday, 6/5/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
POS EX
Friday, 2/23/2018
Post-effective amendment filed solely to add exhibits to a registration statement
497
Friday, 2/23/2018
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Wednesday, 11/22/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CERTNAS
Tuesday, 9/26/2017
None
EFFECT
Monday, 7/31/2017
Notice of Effectiveness
CORRESP
Friday, 7/28/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 7/28/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS 8C
Friday, 6/2/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS EX
Friday, 5/12/2017
Post-effective amendment filed solely to add exhibits to a registration statement
497
Wednesday, 5/10/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 5/9/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Monday, 5/8/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Monday, 5/8/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Tuesday, 11/29/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
25-NSE
Friday, 9/30/2016
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
POS EX
Thursday, 9/22/2016
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Thursday, 9/22/2016
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497
Tuesday, 9/20/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
N-23C-2
Tuesday, 9/20/2016
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
497
Monday, 9/19/2016
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Monday, 9/19/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 9/19/2016
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
CORRESP
Thursday, 7/28/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 7/28/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Thursday, 7/28/2016
Notice of Effectiveness
CORRESP
Friday, 6/17/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 6/8/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Wednesday, 6/8/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Tuesday, 12/15/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Wednesday, 7/29/2015
Notice of Effectiveness
N-2/A
Tuesday, 7/28/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
ARS
Monday, 7/6/2015
Annual report to security holders
N-2
Tuesday, 6/16/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
POS EX
Tuesday, 5/12/2015
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Monday, 5/11/2015
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497
Friday, 5/8/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Wednesday, 5/6/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 5/5/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 5/5/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Friday, 3/13/2015
Post-effective amendment filed solely to add exhibits to a registration statement
497
Wednesday, 3/11/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
Ownership (209)
4
Tuesday, 11/7/2023
Easton Rachael Z.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/8/2023
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Friday, 3/17/2023
Easton Rachael Z.: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/15/2023
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/7/2023
WILKINSON WALTER H: Statement of changes in beneficial ownership of securities
4
Friday, 12/16/2022
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
3
Tuesday, 10/18/2022
Novara Paula: Initial statement of beneficial ownership of securities
4
Friday, 8/19/2022
Smith Jennifer A: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/15/2022
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Friday, 5/20/2022
Easton Rachael Z.: Statement of changes in beneficial ownership of securities
4
Thursday, 2/24/2022
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/23/2022
Easton Rachael Z.: Statement of changes in beneficial ownership of securities
3
Tuesday, 12/21/2021
Easton Rachael Z.: Initial statement of beneficial ownership of securities
4
Monday, 12/6/2021
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
5
Monday, 1/25/2021
GLADSTONE DAVID: Annual statement of changes in beneficial ownership of securities
4
Tuesday, 3/24/2020
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/24/2020
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Monday, 3/23/2020
RYAN JULIA: Statement of changes in beneficial ownership of securities
4
Friday, 3/20/2020
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Thursday, 3/19/2020
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Thursday, 3/19/2020
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
LiCalsi Michael: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Friday, 3/13/2020
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/3/2020
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Monday, 9/16/2019
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/11/2019
GLADSTONE DAVID: Statement of changes in beneficial ownership of securities
4
Monday, 8/19/2019
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Thursday, 8/15/2019
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Thursday, 6/6/2019
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
4
Wednesday, 12/12/2018
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/13/2018
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Friday, 11/9/2018
RYAN JULIA: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 6/12/2018
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/6/2018
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/14/2018
Karpus Management, Inc.: Major Shareholders
SC 13G
Wednesday, 2/14/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
4
Wednesday, 11/29/2017
WILKINSON WALTER H: Statement of changes in beneficial ownership of securities
4
Friday, 6/16/2017
GLADSTONE DAVID: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/15/2017
GLADSTONE DAVID: Statement of changes in beneficial ownership of securities
4
Monday, 3/13/2017
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/8/2017
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Monday, 3/6/2017
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/8/2016
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 10/11/2016
Karpus Management, Inc.: Major Shareholders
4
Tuesday, 8/16/2016
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 7/20/2016
Van Berkom & Associates Inc.: Major Shareholders
SC 13G/A
Wednesday, 2/10/2016
Advisors Asset Management, Inc.: Major Shareholders
4
Tuesday, 2/9/2016
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 2/5/2016
Van Berkom & Associates Inc.: Major Shareholders
4
Tuesday, 12/15/2015
GLADSTONE DAVID: Statement of changes in beneficial ownership of securities
3
Wednesday, 7/15/2015
RYAN JULIA: Initial statement of beneficial ownership of securities
4
Tuesday, 6/16/2015
GLADSTONE DAVID: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/3/2015
Merrick Caren D: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2015
WILKINSON WALTER H: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 2/11/2015
Advisors Asset Management, Inc.: Major Shareholders
SC 13G
Friday, 1/23/2015
Van Berkom & Associates Inc.: Major Shareholders
4
Wednesday, 12/10/2014
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/10/2014
Watson David Hibbert: Statement of changes in beneficial ownership of securities
3
Wednesday, 11/26/2014
Merrick Caren D: Initial statement of beneficial ownership of securities
4
Monday, 11/17/2014
GLADSTONE DAVID: Statement of changes in beneficial ownership of securities
3
Wednesday, 10/15/2014
WILKINSON WALTER H: Initial statement of beneficial ownership of securities
4
Monday, 8/11/2014
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
3
Thursday, 7/24/2014
Smith Jennifer A: Initial statement of beneficial ownership of securities
4
Monday, 3/24/2014
LiCalsi Michael: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/18/2014
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/12/2014
GLADSTONE DAVID: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/12/2014
Watson David Hibbert: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/11/2014
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/7/2014
BlackRock Inc.: Major Shareholders
SC 13G
Wednesday, 2/5/2014
Van Berkom & Associates Inc.: Major Shareholders
SC 13G/A
Monday, 2/3/2014
Burgundy Asset Management Ltd.: Major Shareholders
SC 13G
Wednesday, 1/29/2014
BlackRock Inc.: Major Shareholders
4
Monday, 12/16/2013
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Friday, 12/13/2013
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/11/2013
GLADSTONE DAVID: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/11/2013
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 12/3/2013
Burgundy Asset Management Ltd.: Major Shareholders
4
Monday, 12/2/2013
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/27/2013
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/20/2013
GLADSTONE DAVID: Statement of changes in beneficial ownership of securities
4
Friday, 11/15/2013
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/13/2013
Watson David Hibbert: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/11/2013
Burgundy Asset Management Ltd.: Major Shareholders
4
Friday, 2/1/2013
GLADSTONE DAVID: Statement of changes in beneficial ownership of securities
3
Friday, 10/12/2012
Earhart Terry: Initial statement of beneficial ownership of securities
4
Thursday, 3/15/2012
ADELGREN PAUL W: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/15/2012
Burgundy Asset Management Ltd.: Major Shareholders
SC 13G/A
Tuesday, 2/14/2012
WELLINGTON MANAGEMENT CO LLP: Major Shareholders
SC 13G/A
Tuesday, 2/14/2012
Bay Pond Partners, L.P.: Major Shareholders
SC 13G/A
Friday, 2/10/2012
Burgundy Asset Management Ltd.: Major Shareholders
4
Monday, 1/30/2012
GLADSTONE DAVID: Statement of changes in beneficial ownership of securities
3
Tuesday, 11/15/2011
Morrison Melissa: Initial statement of beneficial ownership of securities
4
Tuesday, 9/13/2011
Mead Gerard: Statement of changes in beneficial ownership of securities
4
Monday, 9/12/2011
GLADSTONE DAVID: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/7/2011
Watson David Hibbert: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/7/2011
BRUBAKER TERRY LEE: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/6/2011
DULLUM DAVID A R: Statement of changes in beneficial ownership of securities
4
Thursday, 8/11/2011
Mead Gerard: Statement of changes in beneficial ownership of securities
Prospectus (14)
424B5
Tuesday, 8/8/2023
Prospectus filed pursuant to Rule 424(b)(5)
424B2
Thursday, 5/25/2023
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Wednesday, 5/24/2023
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Tuesday, 5/23/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 8/16/2022
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Thursday, 8/12/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Thursday, 8/12/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Wednesday, 8/11/2021
Prospectus filed pursuant to Rule 424(b)(2)
424B3
Wednesday, 8/11/2021
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 8/11/2021
Prospectus filed pursuant to Rule 424(b)(3)
424B2
Wednesday, 2/24/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Wednesday, 2/24/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B3
Tuesday, 2/23/2021
Prospectus filed pursuant to Rule 424(b)(3)
424B2
Tuesday, 2/23/2021
Prospectus filed pursuant to Rule 424(b)(2)
Proxies (79)
DEFA14A
Wednesday, 12/20/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 12/11/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 10/25/2023
Definitive proxy statements
PRE 14A
Thursday, 8/31/2023
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 6/16/2023
Definitive proxy statements
DEF 14A
Friday, 6/17/2022
Definitive proxy statements
DEF 14A
Friday, 6/18/2021
Definitive proxy statements
PRE 14A
Tuesday, 5/4/2021
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 8/6/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 7/21/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 7/10/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 6/15/2020
Definitive proxy statements
PRE 14A
Wednesday, 5/6/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 8/1/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 7/19/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 7/5/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/14/2019
Definitive proxy statements
PRE 14A
Friday, 5/10/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 8/2/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 7/20/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 7/6/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 6/26/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/15/2018
Definitive proxy statements
PRE 14A
Wednesday, 5/16/2018
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Thursday, 8/3/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 7/21/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 7/7/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 6/27/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/16/2017
Definitive proxy statements
PRE 14A
Thursday, 5/18/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 7/22/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 7/8/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/29/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/17/2016
Definitive proxy statements
PRE 14A
Friday, 5/6/2016
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 7/24/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 7/10/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 7/2/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/19/2015
Definitive proxy statements
PRE 14A
Monday, 5/11/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 7/23/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 7/11/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/25/2014
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/20/2014
Definitive proxy statements
PRE 14A
Friday, 5/9/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFC14A
Monday, 8/5/2013
Definitive proxy statement in connection with contested solicitations
DEFA14A
Monday, 7/29/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 7/25/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Tuesday, 7/23/2013
Definitive proxy statement in connection with contested solicitations
DEFA14A
Friday, 7/12/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/26/2013
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/21/2013
Definitive proxy statements
PRE 14A
Friday, 5/10/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 7/13/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 6/29/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/22/2012
Definitive proxy statements
PRE 14A
Monday, 5/7/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 7/19/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 7/18/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 7/8/2011
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/17/2011
Definitive proxy statements
PRE 14A
Tuesday, 5/10/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 7/20/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 6/30/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/18/2010
Definitive proxy statements
PRE 14A
Thursday, 5/13/2010
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 8/3/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 7/16/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 7/7/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 7/2/2009
Definitive proxy statements
PRE 14A
Friday, 6/5/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 7/15/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 7/1/2008
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 6/20/2008
Definitive proxy statements
PRE 14A
Wednesday, 5/21/2008
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 12/13/2007
Definitive proxy statements
DEFA14A
Wednesday, 6/27/2007
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Tuesday, 6/5/2007
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 6/30/2006
Definitive proxy statements