SPECIAL VALUE OPPORTUNITIES FUND LLC

Related Filers (342)

Other (136)

40-APP/A
Thursday, 3/17/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 8/25/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 6/24/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 5/30/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 3/19/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 1/11/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 9/21/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-8F ORDR
Tuesday, 6/30/2015
None
N-30B-2
Monday, 6/8/2015
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-8F NTC
Monday, 6/1/2015
None
N-Q
Monday, 6/1/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-8F
Friday, 5/1/2015
Application for deregistration made on Form N-8F
N-CSR
Monday, 3/9/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 3/2/2015
Annual report for management companies filed on Form N-SAR
40-17F2
Wednesday, 2/25/2015
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
CORRESP
Tuesday, 2/10/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-30B-2
Friday, 12/5/2014
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-23C-2
Wednesday, 12/3/2014
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-Q
Monday, 12/1/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Thursday, 9/18/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Monday, 9/8/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 8/29/2014
Semi-annual report for management companies filed on Form N-SAR
N-PX
Monday, 8/25/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-30B-2
Monday, 6/9/2014
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Friday, 5/30/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 3/10/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 3/3/2014
Annual report for management companies filed on Form N-SAR
40-17F2
Thursday, 1/30/2014
Initial certificate of accounting of securities and similar investments in the custody of management investment companies filed pursuant to Rule 17f-2 of the Investment Company Act of 1940 filed on Form N-17F-2
N-30B-2
Monday, 12/9/2013
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Friday, 11/29/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Tuesday, 9/17/2013
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-CSRS
Monday, 9/9/2013
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Tuesday, 9/3/2013
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NSAR-A
Thursday, 8/29/2013
Semi-annual report for management companies filed on Form N-SAR
N-30B-2
Monday, 6/10/2013
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Thursday, 5/30/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 3/11/2013
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 3/1/2013
Annual report for management companies filed on Form N-SAR
N-30B-2
Monday, 12/10/2012
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
40-17G
Friday, 12/7/2012
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Thursday, 11/29/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Monday, 9/10/2012
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Wednesday, 8/29/2012
Semi-annual report for management companies filed on Form N-SAR
N-PX
Tuesday, 8/28/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-PX
Friday, 7/13/2012
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-30B-2
Friday, 6/8/2012
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Wednesday, 5/30/2012
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 3/12/2012
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 2/29/2012
Annual report for management companies filed on Form N-SAR
40-17G
Thursday, 12/29/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-30B-2
Friday, 12/9/2011
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Tuesday, 11/29/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP/A
Thursday, 10/20/2011
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSRS
Wednesday, 9/7/2011
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/29/2011
Semi-annual report for management companies filed on Form N-SAR
N-30B-2
Monday, 6/6/2011
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Tuesday, 5/31/2011
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Friday, 3/11/2011
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Tuesday, 3/1/2011
Annual report for management companies filed on Form N-SAR
40-17G
Tuesday, 1/11/2011
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-30B-2
Thursday, 12/9/2010
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Monday, 11/29/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Tuesday, 9/7/2010
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Monday, 8/30/2010
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 8/30/2010
Semi-annual report for management companies filed on Form N-SAR
N-30B-2
Monday, 6/7/2010
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Tuesday, 6/1/2010
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Thursday, 3/11/2010
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 3/1/2010
Annual report for management companies filed on Form N-SAR
40-APP/A
Monday, 2/1/2010
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-30B-2
Thursday, 12/3/2009
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Monday, 11/30/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Friday, 11/13/2009
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-PX
Monday, 8/31/2009
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Monday, 8/31/2009
Semi-annual report for management companies filed on Form N-SAR
N-CSRS
Monday, 8/17/2009
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-30B-2
Tuesday, 6/9/2009
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Monday, 6/1/2009
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Tuesday, 3/10/2009
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 3/2/2009
Annual report for management companies filed on Form N-SAR
40-17G
Thursday, 12/11/2008
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-30B-2
Monday, 12/8/2008
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Monday, 12/1/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-APP
Friday, 9/26/2008
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
N-CSRS
Monday, 9/8/2008
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Tuesday, 9/2/2008
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Friday, 8/29/2008
Semi-annual report for management companies filed on Form N-SAR
N-30B-2
Monday, 6/9/2008
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Friday, 5/30/2008
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Monday, 3/10/2008
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Friday, 2/29/2008
Annual report for management companies filed on Form N-SAR
40-17G
Wednesday, 12/26/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-30B-2
Monday, 12/10/2007
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Thursday, 11/29/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-PX
Thursday, 8/30/2007
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NSAR-A
Wednesday, 8/29/2007
Semi-annual report for management companies filed on Form N-SAR
N-CSR
Thursday, 8/23/2007
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
N-30B-2
Friday, 6/8/2007
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Wednesday, 5/30/2007
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Tuesday, 4/17/2007
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
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Ownership (144)

3
Thursday, 4/23/2015
Thompson Paul John: Initial statement of beneficial ownership of securities
3
Thursday, 4/23/2015
Hoefling Patrick: Initial statement of beneficial ownership of securities
3
Monday, 12/29/2014
Glavin William Francis Jr: Initial statement of beneficial ownership of securities
3
Wednesday, 2/12/2014
Reiss M. Freddie: Initial statement of beneficial ownership of securities
3
Wednesday, 1/15/2014
Ross Michael: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2013
KEMPER Corp: Major Shareholders
3
Thursday, 12/27/2012
CRANDALL ROGER W: Initial statement of beneficial ownership of securities
3
Wednesday, 12/26/2012
Corbett M. Timothy: Initial statement of beneficial ownership of securities
SC 13G
Wednesday, 2/15/2012
CREDIT SUISSE AG/: Major Shareholders
3
Monday, 5/9/2011
Clegg Bernadette: Initial statement of beneficial ownership of securities
3
Thursday, 2/3/2011
Vig Rajneesh: Initial statement of beneficial ownership of securities
3
Friday, 1/7/2011
Francis Sheldon M: Initial statement of beneficial ownership of securities
3
Wednesday, 1/5/2011
DeFrancis Christopher: Initial statement of beneficial ownership of securities
4
Monday, 8/24/2009
TENNENBAUM MICHAEL E: Statement of changes in beneficial ownership of securities
3/A
Wednesday, 6/10/2009
Godin Mark: Initial statement of beneficial ownership of securities
3/A
Wednesday, 6/10/2009
Wheeler John: Initial statement of beneficial ownership of securities
3
Monday, 4/13/2009
Urrutia Pedro Martin: Initial statement of beneficial ownership of securities
3
Monday, 11/17/2008
Williams Phillip L.: Initial statement of beneficial ownership of securities
3
Wednesday, 11/5/2008
Walsh Patricia J: Initial statement of beneficial ownership of securities
3
Tuesday, 1/8/2008
Greenwood Elizabeth: Initial statement of beneficial ownership of securities
3
Friday, 11/16/2007
Godin Mark: Initial statement of beneficial ownership of securities
4
Tuesday, 9/18/2007
UNITRIN INC: Statement of changes in beneficial ownership of securities
4
Tuesday, 9/11/2007
UNITRIN INC: Statement of changes in beneficial ownership of securities
3
Friday, 4/27/2007
Leitner Michael E: Initial statement of beneficial ownership of securities
3
Friday, 4/27/2007
Pagel Eric Richard: Initial statement of beneficial ownership of securities
3
Monday, 2/5/2007
Finke Thomas F: Initial statement of beneficial ownership of securities
3
Monday, 2/5/2007
Landrum Lee Robert: Initial statement of beneficial ownership of securities
SC 13G
Monday, 9/11/2006
UNITRIN INC: Major Shareholders
4
Friday, 5/26/2006
MASSACHUSETTS MUTUAL LIFE INSURANCE CO: Statement of changes in beneficial ownership of securities
4
Thursday, 5/25/2006
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2006
CHANG STEVEN C: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2006
Feliciano Jose Enrique: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2006
HOLDSWORTH MARK: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2006
Hollander David A: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2006
LEVKOWITZ HOWARD: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2006
MITCHELL M CHRISTIAN: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2006
TENNENBAUM MICHAEL E: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2006
Wilson Hugh Steven: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/24/2006
Wruble Brian F: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/23/2006
UNITRIN INC: Statement of changes in beneficial ownership of securities
3
Wednesday, 4/26/2006
Ardestani Peyman Saidi: Initial statement of beneficial ownership of securities
3/A
Tuesday, 3/21/2006
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust: Initial statement of beneficial ownership of securities
4/A
Thursday, 3/2/2006
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust: Statement of changes in beneficial ownership of securities
4/A
Thursday, 3/2/2006
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust: Statement of changes in beneficial ownership of securities
4
Thursday, 3/2/2006
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust: Statement of changes in beneficial ownership of securities
3/A
Wednesday, 3/1/2006
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust: Initial statement of beneficial ownership of securities
4
Thursday, 2/23/2006
UNITRIN INC: Statement of changes in beneficial ownership of securities
4
Thursday, 2/23/2006
CHANG STEVEN C: Statement of changes in beneficial ownership of securities
4
Thursday, 2/23/2006
DiPaolo Robert G: Statement of changes in beneficial ownership of securities
4
Thursday, 2/23/2006
Feliciano Jose Enrique: Statement of changes in beneficial ownership of securities
4
Thursday, 2/23/2006
HOLDSWORTH MARK: Statement of changes in beneficial ownership of securities
4
Thursday, 2/23/2006
Hollander David A: Statement of changes in beneficial ownership of securities
4
Thursday, 2/23/2006
LEVKOWITZ HOWARD: Statement of changes in beneficial ownership of securities
4
Thursday, 2/23/2006
MITCHELL M CHRISTIAN: Statement of changes in beneficial ownership of securities
4
Thursday, 2/23/2006
TENNENBAUM MICHAEL E: Statement of changes in beneficial ownership of securities
4
Thursday, 2/23/2006
Wilson Hugh Steven: Statement of changes in beneficial ownership of securities
4
Thursday, 2/23/2006
Wruble Brian F: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/22/2006
MASSACHUSETTS MUTUAL LIFE INSURANCE CO: Statement of changes in beneficial ownership of securities
3
Monday, 2/6/2006
Dillman Rodney J: Initial statement of beneficial ownership of securities
4
Thursday, 11/3/2005
LEVKOWITZ HOWARD: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2005
UNITRIN INC: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2005
MITCHELL M CHRISTIAN: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2005
Wruble Brian F: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2005
Feliciano Jose Enrique: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2005
DiPaolo Robert G: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2005
CHANG STEVEN C: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2005
Wilson Hugh Steven: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2005
HOLDSWORTH MARK: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2005
Hollander David A: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2005
TENNENBAUM MICHAEL E: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2005
LEVKOWITZ HOWARD: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/1/2005
MASSACHUSETTS MUTUAL LIFE INSURANCE CO: Statement of changes in beneficial ownership of securities
3
Tuesday, 9/13/2005
NOREEN CLIFFORD M: Initial statement of beneficial ownership of securities
3
Thursday, 9/8/2005
BRENNAN DAVID J: Initial statement of beneficial ownership of securities
3
Wednesday, 8/17/2005
Rollings Michael Thomas: Initial statement of beneficial ownership of securities
4
Wednesday, 5/4/2005
TENNENBAUM MICHAEL E: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/3/2005
CHANG STEVEN C: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/3/2005
DiPaolo Robert G: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/3/2005
Feliciano Jose Enrique: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/3/2005
Hollander David A: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/3/2005
TENNENBAUM MICHAEL E: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/3/2005
MITCHELL M CHRISTIAN: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/3/2005
Wruble Brian F: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/3/2005
HOLDSWORTH MARK: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/3/2005
Wilson Hugh Steven: Statement of changes in beneficial ownership of securities
4
Monday, 5/2/2005
UNITRIN INC: Statement of changes in beneficial ownership of securities
4/A
Monday, 5/2/2005
TENNENBAUM MICHAEL E: Statement of changes in beneficial ownership of securities
4/A
Monday, 5/2/2005
HOLDSWORTH MARK: Statement of changes in beneficial ownership of securities
4/A
Monday, 5/2/2005
LEVKOWITZ HOWARD: Statement of changes in beneficial ownership of securities
4
Monday, 5/2/2005
MASSACHUSETTS MUTUAL LIFE INSURANCE CO: Statement of changes in beneficial ownership of securities
3
Monday, 4/25/2005
CHANG STEVEN C: Initial statement of beneficial ownership of securities
3
Tuesday, 4/19/2005
Feliciano Jose Enrique: Initial statement of beneficial ownership of securities
3
Tuesday, 4/19/2005
Wilson Hugh Steven: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 1/18/2005
NEW YORK LIFE INSURANCE CO: Major Shareholders
4
Tuesday, 1/18/2005
HOLDSWORTH MARK: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/18/2005
TENNENBAUM MICHAEL E: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/18/2005
LEVKOWITZ HOWARD: Statement of changes in beneficial ownership of securities
SC 13G
Thursday, 12/23/2004
Eugenia VI Venture Holding LTD: Major Shareholders
3/A
Thursday, 12/23/2004
Special Value Opportunities Feeder Fund: Initial statement of beneficial ownership of securities
4
Friday, 12/3/2004
TENNENBAUM MICHAEL E: Statement of changes in beneficial ownership of securities
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