MidCap Financial Investment Corp
Related Filers (466)
- Apollo Investment Management, L.P. (18)
- Apollo Capital Management, L.P. (17)
- Apollo Senior Floating Rate Fund Inc. (16)
- Apollo Commercial Real Estate Finance, Inc. (16)
- Apollo Global Real Estate Management, L.P. (16)
- Apollo Palmetto Strategic Partnership, L.P. (16)
- APOLLO INVESTMENT FUND VII L P (16)
- ACREFI Management, LLC (16)
- Apollo Management VII, L.P. (16)
- Apollo Insurance Solutions Group LP (15)
- STEIN ELLIOT JR (15)
- THORNBURG INVESTMENT MANAGEMENT INC (15)
- Apollo Credit Management (CLO), LLC (15)
- Apollo Commodities Management, L.P. (15)
- Apollo Credit Management, LLC (15)
- AGRE-CRE Debt Manager, LLC (14)
- Apollo European Senior Debt Management, LLC (14)
- Apollo European Strategic Management, L.P. (14)
- AGRE U.S. Real Estate Fund, L.P. (14)
- AGRE Debt Fund I, L.P. (14)
- A-A European Senior Debt Fund, L.P. (14)
- Zelter James C (13)
- ALM V, Ltd. (13)
- Apollo Centre Street Partnership L.P. (12)
- Apollo Credit Strategies Master Fund Ltd. (12)
- AGRE NA Management, LLC (12)
- Apollo ST Fund Management LLC (DE) (12)
- Apollo Centre Street Management, LLC (12)
- Apollo Credit Master Fund Ltd. (12)
- Apollo Zeus Strategic Management, LLC (11)
- Apollo Total Return Management LLC (11)
- Apollo Management VIII, L.P. (11)
- Financial Credit Investment II, L.P. (11)
- ALM VIII, Ltd. (11)
- Apollo Tactical Income Fund Inc. (11)
- Apollo Total Return Master Fund L.P. (11)
- Apollo Credit Opportunity Fund III LP (11)
- Financial Credit Investment II Manager, LLC (11)
- ALM VI, Ltd. (11)
- Apollo Credit Opportunity Management III, LLC (11)
- Apollo Investment Fund VIII, L.P. (11)
- ALM VII, Ltd. (11)
- Athene Holding Ltd. (10)
- Widra Howard (10)
- Apollo Zeus Strategic Investments, L.P. (10)
- ALM VII(R), Ltd. (10)
- ALM VII(R)-2, Ltd. (10)
- Merx Aviation Finance, LLC (10)
- Apollo Lincoln Fixed Income Fund, L.P. (10)
- MidCap FinCo Holdings Ltd (10)
- Financial Credit Investment III, L.P. (9)
- Apollo A-N Credit Fund, L.P. (9)
- Apollo Lincoln Private Credit Fund, L.P. (9)
- Apollo Union Street Partners, L.P. (9)
- Apollo Moultrie Credit Fund, L.P. (9)
- Apollo U.S. Real Estate Fund II L.P. (9)
- Financial Credit Investment III Manager, LLC (9)
- AESI II, L.P. (9)
- ALM XII, Ltd. (9)
- Apollo Management International LLP (9)
- Apollo Tactical Value SPN Management, LLC (9)
- Apollo A-N Credit Management, LLC (9)
- Apollo Hercules Partners, L.P. (9)
- Apollo Hercules Management, LLC (9)
- Apollo Union Street Management, LLC (9)
- Apollo Moultrie Credit Fund Management LLC (9)
- Apollo NA Management II, LLC (9)
- Apollo Tactical Value SPN Investments, L.P. (9)
- APOLLO SPECIAL OPPORTUNITIES MANAGED ACCOUNT LP (8)
- Apollo Value Management, L.P. (8)
- Apollo SVF Management, L.P. (8)
- Apollo Navigator Aviation Fund I, L.P. (8)
- Apollo Total Return Master Fund Enhanced LP (8)
- Apollo Accord Master Fund II, L.P. (8)
- ALM XIX, Ltd. (8)
- Apollo Hybrid Value Management, L.P. (8)
- ALME Loan Funding IV B.V. (8)
- Aegon Ireland plc (8)
- Apollo Atlas Management, LLC (8)
- Apollo Thunder Management, LLC (8)
- Apollo Atlas Master Fund, LLC (8)
- Apollo Management IX, L.P. (8)
- ACE Credit Management, LLC (8)
- Amissima Diversified Income ICAV (8)
- Apollo Natural Resources Partners II, L.P. (8)
- Apollo Kings Alley Credit Fund Management, LLC (8)
- ALM XVI, Ltd. (8)
- AP Kent Management, LLC (8)
- AP Kent Credit Master Fund, L.P. (8)
- AMN Loan Fund, L.P. (8)
- Apollo European Principal Finance Fund III (Dollar A), L.P. (8)
- Apollo NA Management III, LLC (8)
- Apollo Navigator Management I, LLC (8)
- Apollo Chiron Management, LLC (8)
- Apollo Tower Credit Fund, L.P. (8)
- Apollo Accord Management III, LLC (8)
- Apollo India Credit Opportunity Management, LLC (8)
- NNN Investor 1, L.P. (8)
- Apollo Lincoln Fixed Income Management, LLC (8)
- Apollo Accord Master Fund III, L.P. (8)
- Show More ...
Financials (83)
10-Q
Tuesday, 11/7/2023
Quarterly Report for period ending 2023-09-30
10-Q
Wednesday, 8/2/2023
Quarterly Report for period ending 2023-06-30
10-Q
Tuesday, 5/2/2023
Quarterly Report for period ending 2023-03-31
10-KT
Tuesday, 2/21/2023
Transition report pursuant to Rule 13a-10 or 15d-10 for period ending 2022-12-31
10-Q
Thursday, 11/3/2022
Quarterly Report for period ending 2022-09-30
10-Q
Tuesday, 8/2/2022
Quarterly Report for period ending 2022-06-30
10-K
Thursday, 5/19/2022
Annual Report for period ending 2022-03-31
10-Q
Thursday, 2/3/2022
Quarterly Report for period ending 2021-12-31
10-Q
Thursday, 11/4/2021
Quarterly Report for period ending 2021-09-30
10-Q
Thursday, 8/5/2021
Quarterly Report for period ending 2021-06-30
10-K
Thursday, 5/20/2021
Annual Report for period ending 2021-03-31
10-Q
Thursday, 2/4/2021
Quarterly Report for period ending 2020-12-31
10-Q
Thursday, 11/5/2020
Quarterly Report for period ending 2020-09-30
10-Q/A
Wednesday, 8/12/2020
Quarterly Report for period ending 2020-06-30
10-Q
Thursday, 8/6/2020
Quarterly Report for period ending 2020-06-30
10-K
Thursday, 5/21/2020
Annual Report for period ending 2020-03-31
10-Q
Tuesday, 2/4/2020
Quarterly Report for period ending 2019-12-31
10-Q
Tuesday, 11/5/2019
Quarterly Report for period ending 2019-09-30
10-Q
Tuesday, 8/6/2019
Quarterly Report for period ending 2019-06-30
10-K
Thursday, 5/16/2019
Annual Report for period ending 2019-03-31
10-Q
Wednesday, 2/6/2019
Quarterly Report for period ending 2018-12-31
10-Q
Tuesday, 10/30/2018
Quarterly Report for period ending 2018-09-30
10-Q
Wednesday, 8/8/2018
Quarterly Report for period ending 2018-06-30
10-K
Friday, 5/18/2018
Annual Report for period ending 2018-03-31
10-Q
Wednesday, 2/7/2018
Quarterly Report for period ending 2017-12-31
10-Q
Friday, 11/3/2017
Quarterly Report for period ending 2017-09-30
10-Q
Friday, 8/4/2017
Quarterly Report for period ending 2017-06-30
10-K
Thursday, 5/18/2017
Annual Report for period ending 2017-03-31
10-Q
Monday, 2/6/2017
Quarterly Report for period ending 2016-12-31
10-Q
Tuesday, 11/8/2016
Quarterly Report for period ending 2016-09-30
10-Q
Friday, 8/5/2016
Quarterly Report for period ending 2016-06-30
10-K/A
Thursday, 6/16/2016
Annual Report for period ending 2016-03-31
10-K
Thursday, 5/19/2016
Annual Report for period ending 2016-03-31
10-Q
Tuesday, 2/9/2016
Quarterly Report for period ending 2015-12-31
10-Q
Thursday, 11/5/2015
Quarterly Report for period ending 2015-09-30
10-Q
Thursday, 8/6/2015
Quarterly Report for period ending 2015-06-30
10-K/A
Monday, 6/29/2015
Annual Report for period ending 2015-03-31
10-K
Tuesday, 5/19/2015
Annual Report for period ending 2015-03-31
10-Q
Thursday, 2/5/2015
Quarterly Report for period ending 2014-12-31
10-Q
Thursday, 11/6/2014
Quarterly Report for period ending 2014-09-30
10-Q
Thursday, 8/7/2014
Quarterly Report for period ending 2014-06-30
10-K
Tuesday, 5/20/2014
Annual Report for period ending 2014-03-31
10-Q
Thursday, 2/6/2014
Quarterly Report for period ending 2013-12-31
10-Q
Friday, 11/8/2013
Quarterly Report for period ending 2013-09-30
10-K/A
Thursday, 8/15/2013
Annual Report for period ending 2013-03-31
10-Q
Thursday, 8/8/2013
Quarterly Report for period ending 2013-06-30
10-K
Thursday, 5/23/2013
Annual Report for period ending 2013-03-31
10-Q
Wednesday, 2/6/2013
Quarterly Report for period ending 2012-12-31
10-Q
Thursday, 11/8/2012
Quarterly Report for period ending 2012-09-30
10-Q
Wednesday, 8/8/2012
Quarterly Report for period ending 2012-06-30
10-K
Wednesday, 5/23/2012
Annual Report for period ending 2012-03-31
10-Q
Wednesday, 2/8/2012
Quarterly Report for period ending 2011-12-31
10-Q
Thursday, 11/3/2011
Quarterly Report for period ending 2011-09-30
10-Q
Wednesday, 8/3/2011
Quarterly Report for period ending 2011-06-30
10-K
Tuesday, 5/31/2011
Annual Report for period ending 2011-03-31
10-Q
Thursday, 2/3/2011
Quarterly Report for period ending 2010-12-31
10-Q
Thursday, 11/4/2010
Quarterly Report for period ending 2010-09-30
10-Q
Wednesday, 8/4/2010
Quarterly Report for period ending 2010-06-30
10-K
Wednesday, 5/26/2010
Annual Report for period ending 2010-03-31
10-Q
Monday, 2/8/2010
Quarterly Report for period ending 2009-12-31
10-Q
Thursday, 11/5/2009
Quarterly Report for period ending 2009-09-30
10-Q
Thursday, 8/6/2009
Quarterly Report for period ending 2009-06-30
10-K
Monday, 6/1/2009
Annual Report for period ending 2009-03-31
10-Q
Thursday, 2/5/2009
Quarterly Report for period ending 2008-12-31
10-Q
Wednesday, 11/5/2008
Quarterly Report for period ending 2008-09-30
10-Q
Wednesday, 8/6/2008
Quarterly Report for period ending 2008-06-30
10-K
Thursday, 5/29/2008
Annual Report for period ending 2008-03-31
10-Q
Tuesday, 2/5/2008
Quarterly Report for period ending 2007-12-31
10-Q
Tuesday, 11/6/2007
Quarterly Report for period ending 2007-09-30
10-Q
Wednesday, 8/8/2007
Quarterly Report for period ending 2007-06-30
10-K
Tuesday, 5/29/2007
Annual Report for period ending 2007-03-31
10-Q
Wednesday, 2/7/2007
Quarterly Report for period ending 2006-12-31
10-Q
Monday, 11/6/2006
Quarterly Report for period ending 2006-09-30
10-K/A
Friday, 9/15/2006
Annual Report for period ending 2006-03-31
10-Q
Monday, 8/7/2006
Quarterly Report for period ending 2006-06-30
10-K
Monday, 6/12/2006
Annual Report for period ending 2006-03-31
10-Q
Tuesday, 2/7/2006
Quarterly Report for period ending 2005-12-31
10-Q
Thursday, 11/3/2005
Quarterly Report for period ending 2005-09-30
10-Q
Wednesday, 8/3/2005
Quarterly Report for period ending 2005-06-30
10-K
Tuesday, 6/14/2005
Annual Report for period ending 2005-03-31
10-Q
Monday, 2/7/2005
Quarterly Report for period ending 2005-02-07
10-Q
Monday, 11/8/2004
Quarterly Report for period ending 2004-09-30
10-Q
Wednesday, 8/11/2004
Quarterly Report for period ending 2004-06-30
News (226)
8-K
Wednesday, 12/13/2023
Current report filing
8-K
Tuesday, 11/7/2023
Current report filing
8-K
Friday, 11/3/2023
Current report filing
8-K
Wednesday, 8/2/2023
Current report filing
8-K
Friday, 7/14/2023
Current report filing
8-K
Wednesday, 6/7/2023
Current report filing
8-K
Tuesday, 5/2/2023
Current report filing
8-K
Tuesday, 5/2/2023
Current report filing
8-K
Friday, 4/28/2023
Current report filing
8-K
Thursday, 4/20/2023
Current report filing
8-K
Friday, 3/17/2023
Current report filing
8-K
Wednesday, 3/8/2023
Current report filing
8-K
Tuesday, 2/21/2023
Current report filing
8-K
Tuesday, 1/24/2023
Current report filing
8-K
Thursday, 11/3/2022
Current report filing
8-K
Friday, 8/12/2022
Current report filing
8-K
Thursday, 8/4/2022
Current report filing
8-K
Tuesday, 8/2/2022
Current report filing
8-K
Friday, 6/24/2022
Current report filing
8-K
Wednesday, 6/15/2022
Current report filing
8-K
Thursday, 5/19/2022
Current report filing
8-K
Friday, 3/11/2022
Current report filing
8-K
Thursday, 2/3/2022
Current report filing
8-K
Thursday, 11/4/2021
Current report filing
8-K
Wednesday, 8/11/2021
Current report filing
8-K
Thursday, 8/5/2021
Current report filing
8-K
Friday, 7/16/2021
Current report filing
8-K
Thursday, 7/15/2021
Current report filing
8-K
Thursday, 5/20/2021
Current report filing
8-K
Thursday, 2/4/2021
Current report filing
8-K
Wednesday, 12/23/2020
Current report filing
8-K
Thursday, 11/5/2020
Current report filing
8-K
Wednesday, 8/12/2020
Current report filing
8-K
Friday, 8/7/2020
Current report filing
8-K
Tuesday, 6/23/2020
Current report filing
8-K/A
Friday, 5/22/2020
Current report filing
8-K
Thursday, 5/21/2020
Current report filing
8-K
Thursday, 3/26/2020
Current report filing
8-K
Thursday, 3/19/2020
Current report filing
8-K
Friday, 3/13/2020
Current report filing
8-K
Tuesday, 2/4/2020
Current report filing
8-K
Friday, 1/3/2020
Current report filing
8-K
Wednesday, 12/4/2019
Current report filing
8-K
Tuesday, 11/5/2019
Current report filing
8-K
Monday, 9/30/2019
Current report filing
8-K
Friday, 8/9/2019
Current report filing
8-K
Tuesday, 8/6/2019
Current report filing
8-K
Monday, 7/22/2019
Current report filing
8-K
Friday, 7/12/2019
Current report filing
8-K
Friday, 5/31/2019
Current report filing
8-K
Thursday, 5/16/2019
Current report filing
8-K
Friday, 3/1/2019
Current report filing
8-K
Wednesday, 2/6/2019
Current report filing
8-K
Thursday, 1/17/2019
Current report filing
8-K
Monday, 12/3/2018
Current report filing
8-K
Tuesday, 11/20/2018
Current report filing
8-K
Tuesday, 10/30/2018
Current report filing
8-K
Friday, 8/10/2018
Current report filing
8-K
Wednesday, 8/8/2018
Current report filing
8-K
Friday, 5/18/2018
Current report filing
8-K
Thursday, 4/5/2018
Current report filing
8-K
Wednesday, 2/7/2018
Current report filing
8-K
Friday, 11/3/2017
Current report filing
8-K
Wednesday, 8/30/2017
Current report filing
8-K
Friday, 8/4/2017
Current report filing
8-K/A
Thursday, 5/25/2017
Current report filing
8-K
Thursday, 5/18/2017
Current report filing
8-K
Friday, 3/17/2017
Current report filing
8-K
Monday, 2/6/2017
Current report filing
8-K
Friday, 1/6/2017
Current report filing
8-K
Tuesday, 12/27/2016
Current report filing
8-K
Tuesday, 11/8/2016
Current report filing
8-K
Thursday, 9/15/2016
Current report filing
8-K
Friday, 8/5/2016
Current report filing
8-K
Friday, 8/5/2016
Current report filing
8-K
Monday, 6/6/2016
Current report filing
8-K
Thursday, 5/19/2016
Current report filing
8-K
Friday, 3/11/2016
Current report filing
8-K
Tuesday, 2/9/2016
Current report filing
8-K
Tuesday, 12/15/2015
Current report filing
8-K
Thursday, 11/5/2015
Current report filing
8-K
Friday, 8/7/2015
Current report filing
8-K
Thursday, 8/6/2015
Current report filing
8-K
Tuesday, 6/30/2015
Current report filing
8-K
Tuesday, 5/19/2015
Current report filing
8-K
Thursday, 4/30/2015
Current report filing
8-K
Monday, 3/9/2015
Current report filing
8-K
Tuesday, 3/3/2015
Current report filing
8-K
Thursday, 2/5/2015
Current report filing
8-K
Thursday, 11/6/2014
Current report filing
8-K
Thursday, 8/7/2014
Current report filing
8-K
Thursday, 8/7/2014
Current report filing
8-K
Tuesday, 7/8/2014
Current report filing
8-K
Wednesday, 5/21/2014
Current report filing
8-K
Tuesday, 5/20/2014
Current report filing
8-K
Friday, 4/11/2014
Current report filing
8-K
Thursday, 2/6/2014
Current report filing
8-K
Friday, 11/8/2013
Current report filing
8-K
Thursday, 9/19/2013
Current report filing
8-K
Thursday, 8/8/2013
Current report filing
Other (222)
N-14 8C/A
Wednesday, 1/17/2024
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
40-APP
Friday, 1/5/2024
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CERT
Monday, 12/18/2023
Certification by an exchange approving securities for listing
8-A12B
Wednesday, 12/13/2023
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Wednesday, 12/6/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-14 8C
Friday, 11/17/2023
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
ARS
Friday, 5/5/2023
Annual report to security holders
40-17G
Thursday, 4/13/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2ASR
Wednesday, 4/12/2023
None
APP ORDR
Tuesday, 1/10/2023
None
APP NTC
Tuesday, 1/10/2023
None
40-APP/A
Tuesday, 12/6/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 8/31/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497AD
Tuesday, 8/2/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 8/2/2022
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Friday, 4/22/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
APP ORDR
Friday, 1/14/2022
None
APP NTC
Friday, 1/14/2022
None
40-APP/A
Wednesday, 11/24/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 10/19/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497AD
Friday, 7/9/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-17G
Friday, 5/14/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Thursday, 1/28/2021
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Friday, 7/17/2020
Notice of Effectiveness
CORRESP
Friday, 7/17/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Tuesday, 7/14/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 7/14/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Thursday, 5/28/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 5/19/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Tuesday, 5/19/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Tuesday, 4/14/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Thursday, 2/27/2020
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-APP/A
Thursday, 1/2/2020
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 8/15/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
25-NSE
Monday, 8/12/2019
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-23C-2
Friday, 7/12/2019
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
40-17G
Monday, 4/15/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP
Monday, 4/1/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
EFFECT
Monday, 10/15/2018
Notice of Effectiveness
N-2/A
Thursday, 10/11/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 10/10/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 10/10/2018
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Tuesday, 4/17/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-2
Monday, 3/12/2018
Initial filing of a registration statement on Form N-2 for closed-end investment companies
25-NSE
Monday, 10/16/2017
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-23C-2
Wednesday, 8/30/2017
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
40-17G
Monday, 4/17/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Friday, 12/30/2016
Notice of Effectiveness
CORRESP
Wednesday, 12/28/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 12/28/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Wednesday, 12/28/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Tuesday, 12/20/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 12/20/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Tuesday, 12/20/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
POS 8C
Tuesday, 10/4/2016
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Tuesday, 4/19/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
APP ORDR
Wednesday, 3/30/2016
None
APP NTC
Wednesday, 3/2/2016
None
EFFECT
Thursday, 1/28/2016
Notice of Effectiveness
N-2/A
Tuesday, 1/19/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 1/19/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 1/19/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Monday, 8/31/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Friday, 8/28/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
ABS-15G
Tuesday, 8/25/2015
Asset-backed securities report pursuant to Section 15G
N-2
Tuesday, 7/14/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 6/16/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Wednesday, 4/15/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
497
Tuesday, 3/3/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Tuesday, 3/3/2015
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 2/26/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 2/24/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 2/24/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 2/24/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Tuesday, 2/24/2015
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 2/24/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Tuesday, 2/24/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Wednesday, 2/11/2015
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
40-APP/A
Wednesday, 11/26/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497
Friday, 9/12/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Friday, 9/12/2014
Post-effective amendment filed solely to add exhibits to a registration statement
EFFECT
Friday, 9/12/2014
Notice of Effectiveness
POS 8C
Wednesday, 9/10/2014
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Wednesday, 9/10/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Tuesday, 8/5/2014
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Tuesday, 8/5/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 8/5/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Wednesday, 7/23/2014
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Wednesday, 7/23/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 7/23/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Thursday, 5/29/2014
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Thursday, 5/29/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
IRANNOTICE
Tuesday, 5/20/2014
Notice of disclosure filed in Exchange Act quarterly and annual reports pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 and Section 13(r) of the Exchange Act
40-17G
Tuesday, 4/15/2014
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Friday, 3/21/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
POS EX
Friday, 2/28/2014
Post-effective amendment filed solely to add exhibits to a registration statement
497
Wednesday, 2/26/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 2/25/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 2/24/2014
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Monday, 2/24/2014
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
Ownership (175)
4
Wednesday, 6/14/2023
HANNAN JOHN J: Statement of changes in beneficial ownership of securities
3
Thursday, 3/23/2023
DelGiudice Ryan: Initial statement of beneficial ownership of securities
4
Tuesday, 3/14/2023
McNulty Ted Aymond Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/14/2023
Powell Tanner: Statement of changes in beneficial ownership of securities
3
Friday, 3/10/2023
PEARLMAN EMANUEL R: Initial statement of beneficial ownership of securities
3
Friday, 3/10/2023
Whonder Carmencita N.M.: Initial statement of beneficial ownership of securities
3
Wednesday, 8/10/2022
McNulty Ted Aymond Jr.: Initial statement of beneficial ownership of securities
3
Tuesday, 8/9/2022
Hester Kristin: Initial statement of beneficial ownership of securities
4
Wednesday, 8/3/2022
Widra Howard: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 2/7/2022
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
SC 13G
Tuesday, 2/9/2021
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
4
Tuesday, 12/15/2020
Matas Barbara Ruth: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/18/2020
Widra Howard: Statement of changes in beneficial ownership of securities
4
Friday, 11/13/2020
Matas Barbara Ruth: Statement of changes in beneficial ownership of securities
4/A
Tuesday, 8/4/2020
STEIN ELLIOT JR: Statement of changes in beneficial ownership of securities
4/A
Monday, 8/3/2020
STEIN ELLIOT JR: Statement of changes in beneficial ownership of securities
4
Friday, 3/13/2020
Widra Howard: Statement of changes in beneficial ownership of securities
4
Friday, 3/13/2020
STEIN ELLIOT JR: Statement of changes in beneficial ownership of securities
4
Thursday, 2/13/2020
Widra Howard: Statement of changes in beneficial ownership of securities
4
Thursday, 2/13/2020
Powell Tanner: Statement of changes in beneficial ownership of securities
SC 13G
Tuesday, 2/11/2020
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
4/A
Wednesday, 12/11/2019
Widra Howard: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 12/11/2019
STEIN ELLIOT JR: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/11/2019
STEIN ELLIOT JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/12/2019
Widra Howard: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/12/2019
STEIN ELLIOT JR: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/25/2019
Powell Tanner: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/12/2019
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
4
Friday, 1/11/2019
Powell Tanner: Statement of changes in beneficial ownership of securities
3
Thursday, 5/24/2018
Powell Tanner: Initial statement of beneficial ownership of securities
4
Friday, 3/2/2018
Widra Howard: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/1/2018
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
4
Tuesday, 11/21/2017
Widra Howard: Statement of changes in beneficial ownership of securities
4
Thursday, 6/29/2017
Matas Barbara Ruth: Statement of changes in beneficial ownership of securities
3
Wednesday, 5/24/2017
Joshi Amit: Initial statement of beneficial ownership of securities
3
Wednesday, 3/22/2017
Matas Barbara Ruth: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/14/2017
FMR LLC: Major Shareholders
SC 13G/A
Wednesday, 2/8/2017
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
4
Monday, 8/22/2016
Ackermann Hilary E.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/17/2016
Widra Howard: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/16/2016
Puleo Frank C: Statement of changes in beneficial ownership of securities
4
Monday, 8/15/2016
STEIN ELLIOT JR: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/9/2016
Zelter James C: Statement of changes in beneficial ownership of securities
3
Tuesday, 6/14/2016
Widra Howard: Initial statement of beneficial ownership of securities
4
Monday, 6/13/2016
Ackermann Hilary E.: Statement of changes in beneficial ownership of securities
3
Tuesday, 3/29/2016
MILLER ENERGY RESOURCES, INC.: Initial statement of beneficial ownership of securities
SC 13D
Tuesday, 3/29/2016
MILLER ENERGY RESOURCES, INC.: Major Shareholders
SC 13G/A
Friday, 2/12/2016
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
SC 13G/A
Friday, 2/12/2016
FMR LLC: Major Shareholders
4
Friday, 12/18/2015
Hunt Gregory W.: Statement of changes in beneficial ownership of securities
3
Wednesday, 8/12/2015
Ackermann Hilary E.: Initial statement of beneficial ownership of securities
4
Tuesday, 8/11/2015
Goldthorpe Edward J.: Statement of changes in beneficial ownership of securities
4
Monday, 8/10/2015
Puleo Frank C: Statement of changes in beneficial ownership of securities
4
Monday, 8/10/2015
REINFRANK RUDOLPH R: Statement of changes in beneficial ownership of securities
4
Monday, 8/10/2015
Zelter James C: Statement of changes in beneficial ownership of securities
4
Monday, 8/10/2015
STEIN ELLIOT JR: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 8/5/2015
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
4
Friday, 6/5/2015
Puleo Frank C: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/13/2015
FMR LLC: Major Shareholders
SC 13G/A
Tuesday, 2/3/2015
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
4
Thursday, 12/18/2014
Goldthorpe Edward J.: Statement of changes in beneficial ownership of securities
4
Friday, 6/13/2014
Hunt Gregory W.: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/10/2014
SPIELVOGEL CARL: Statement of changes in beneficial ownership of securities
SC 13G/A
Monday, 6/9/2014
BlackRock Inc.: Major Shareholders
4
Monday, 6/2/2014
REINFRANK RUDOLPH R: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/28/2014
Puleo Frank C: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/5/2014
Loeb Jeanette W: Statement of changes in beneficial ownership of securities
4
Friday, 2/28/2014
Goldthorpe Edward J.: Statement of changes in beneficial ownership of securities
SC 13G
Friday, 2/14/2014
FMR LLC: Major Shareholders
SC 13G/A
Tuesday, 2/11/2014
VANGUARD GROUP INC: Major Shareholders
SC 13G/A
Tuesday, 2/11/2014
VANGUARD GROUP INC: Major Shareholders
4
Tuesday, 2/11/2014
Hunt Gregory W.: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 1/28/2014
BlackRock Inc.: Major Shareholders
SC 13G/A
Tuesday, 1/21/2014
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
3
Monday, 6/17/2013
REINFRANK RUDOLPH R: Initial statement of beneficial ownership of securities
4
Friday, 6/14/2013
SPIELVOGEL CARL: Statement of changes in beneficial ownership of securities
4/A
Friday, 6/7/2013
Zelter James C: Statement of changes in beneficial ownership of securities
4
Thursday, 6/6/2013
Zelter James C: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/22/2013
VANGUARD GROUP INC: Major Shareholders
SC 13G
Wednesday, 2/13/2013
VANGUARD GROUP INC: Major Shareholders
4
Monday, 2/11/2013
Zelter James C: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/6/2013
BlackRock Inc.: Major Shareholders
SC 13G/A
Wednesday, 1/30/2013
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
4
Monday, 6/11/2012
Hunt Gregory W.: Statement of changes in beneficial ownership of securities
4
Friday, 6/8/2012
Goldthorpe Edward J.: Statement of changes in beneficial ownership of securities
4
Friday, 6/8/2012
Loeb Jeanette W: Statement of changes in beneficial ownership of securities
4
Monday, 6/4/2012
Zelter James C: Statement of changes in beneficial ownership of securities
3
Wednesday, 5/30/2012
Hunt Gregory W.: Initial statement of beneficial ownership of securities
3
Friday, 5/11/2012
Goldthorpe Edward J.: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 5/3/2012
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
SC 13G/A
Monday, 2/13/2012
BlackRock Inc.: Major Shareholders
3
Monday, 2/13/2012
Donnelly Gene: Initial statement of beneficial ownership of securities
3
Monday, 2/13/2012
Patrick Eileen M: Initial statement of beneficial ownership of securities
4
Monday, 2/13/2012
Patrick Eileen M: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/3/2012
THORNBURG INVESTMENT MANAGEMENT INC: Major Shareholders
4
Monday, 8/8/2011
PETEKA RICHARD: Statement of changes in beneficial ownership of securities
3
Friday, 8/5/2011
Loeb Jeanette W: Initial statement of beneficial ownership of securities
4/A
Thursday, 8/4/2011
STEIN ELLIOT JR: Statement of changes in beneficial ownership of securities
4
Monday, 8/1/2011
STEIN ELLIOT JR: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/2/2011
BlackRock Inc.: Major Shareholders
Prospectus (10)
424B2
Friday, 12/8/2023
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Wednesday, 12/6/2023
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Wednesday, 12/6/2023
Prospectus filed pursuant to Rule 424(b)(2)
425
Wednesday, 11/8/2023
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 11/7/2023
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
425
Tuesday, 11/7/2023
Filing under Securities Act Rule 425 of certain prospectuses and communications in connection with business combination transactions
424B2
Wednesday, 8/3/2022
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Tuesday, 7/13/2021
Prospectus filed pursuant to Rule 424(b)(2)
FWP
Friday, 7/9/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B2
Friday, 7/9/2021
Prospectus filed pursuant to Rule 424(b)(2)
Proxies (44)
DEF 14A
Monday, 5/1/2023
Definitive proxy statements
DEFA14A
Monday, 5/1/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 7/25/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 6/23/2022
Definitive proxy statements
DEF 14A
Tuesday, 6/22/2021
Definitive proxy statements
DEFA14A
Thursday, 7/30/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 6/16/2020
Definitive proxy statements
DEFA14A
Tuesday, 7/30/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 7/23/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 6/19/2019
Definitive proxy statements
DEFA14A
Thursday, 7/26/2018
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 6/21/2018
Definitive proxy statements
DEFA14A
Friday, 7/28/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 6/19/2017
Definitive proxy statements
DEFA14A
Tuesday, 7/26/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 7/13/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 6/16/2016
Definitive proxy statements
DEF 14A
Thursday, 6/16/2016
Definitive proxy statements
PRE 14A
Friday, 5/27/2016
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 7/15/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 6/16/2015
Definitive proxy statements
DEF 14A
Tuesday, 6/16/2015
Definitive proxy statements
PRE 14A
Friday, 5/29/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 6/13/2014
Definitive proxy statements
DEF 14A
Friday, 6/13/2014
Definitive proxy statements
PRE 14A
Wednesday, 5/28/2014
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 6/20/2013
Definitive proxy statements
DEF 14A
Thursday, 6/20/2013
Definitive proxy statements
PRE 14A
Monday, 6/10/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 8/10/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 8/9/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 6/25/2012
Definitive proxy statements
PRE 14A
Thursday, 6/7/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 6/21/2011
Definitive proxy statements
PRE 14A
Friday, 6/10/2011
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 6/18/2010
Definitive proxy statements
PRE 14A
Tuesday, 6/8/2010
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 6/19/2009
Definitive proxy statements
PRE 14A
Friday, 6/5/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 6/30/2008
Definitive proxy statements
PRE 14A
Tuesday, 6/10/2008
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 7/3/2007
Definitive proxy statements
DEF 14A
Monday, 6/26/2006
Definitive proxy statements
DEF 14A
Wednesday, 8/31/2005
Definitive proxy statements