LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
Related Filers (63)
- Lazard World Dividend & Income Fund, Inc. (37)
- LAZARD FUNDS INC (22)
- LAZARD RETIREMENT SERIES INC (21)
- FIRST TRUST PORTFOLIOS LP (13)
- 1607 Capital Partners, LLC (12)
- LAZARD ALTERNATIVE STRATEGIES FUND, L.L.C. (9)
- LAZARD ASSET MANAGEMENT LLC (8)
- DONALD JAMES MAITLAND (8)
- BHUTANI ASHISH (7)
- LACEY ANDREW (7)
- Carroll Charles Lawrence (6)
- Bulldog Investors, LLC (6)
- PAUL NATHAN A (5)
- RAMACHANDRAN GANESH (5)
- KURZWEIL DAVID (5)
- SIMON BRIAN D (4)
- LAZARD ALTERNATIVE EMERGING MARKETS 1099 FUND (4)
- Snively Christopher (4)
- WACHOVIA CORP NEW (3)
- Kawakami Brian (3)
- Goldstein Tamar (3)
- Temple Ronald (3)
- ROME MICHAEL (2)
- REISS RICHARD (2)
- BOYLE GABRIEL (2)
- REISS RICHARD JR (2)
- KATZ WILLIAM LAWRENCE (2)
- Trelles Cesar (2)
- Burke John James (2)
- CHARLTON MICHAEL (2)
- DECONCINI ROBERT (2)
- Anderson Mark Richard (2)
- RIVERNORTH CAPITAL MANAGEMENT, LLC (2)
- RAYMOND JAMES & ASSOCIATES (2)
- MAZZARI GERALD (1)
- ST CLAIR STEPHEN (1)
- COOK MELISSA (1)
- POWERS MICHAEL SCOTT (1)
- DAVIDSON KENNETH S (1)
- BELITZ ARDRA (1)
- BENNETT MICHAEL ALLEN (1)
- EIG NORMAN (1)
- KIGNER JEFFREY (1)
- REINSBERG JOHN (1)
- LIEBERMAN LESTER Z (1)
- SOLMSON ROBERT M (1)
- Blevins John H (1)
- Pollack Leon M (1)
- Sokol Darrin (1)
- Eckl Nancy A (1)
- Fry Michael (1)
- Morrison Trevor William (1)
- Blassberg Franci J (1)
- Soloway Shari L. (1)
- Falzone Jessica A (1)
- Florentin-Lee Louis (1)
- Wilson Barnaby (1)
- Rosenberg William B (1)
- Stern Alexander F. (1)
- JACOBS KENNETH M (1)
- Kennedy Christina M. (1)
- Hilal Nargis (1)
- Russo Evan L (1)
- Show More ...
Other (213)
N-PX
Monday, 12/18/2023
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Friday, 11/17/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 10/19/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Friday, 8/25/2023
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 8/24/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 5/30/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Wednesday, 3/15/2023
Annual Report for Registered Investment Companies
NPORT-P
Tuesday, 2/28/2023
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSR
Monday, 2/27/2023
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 11/29/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Wednesday, 11/16/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Friday, 8/26/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Wednesday, 8/24/2022
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Monday, 8/15/2022
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Friday, 5/27/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Friday, 3/11/2022
Annual Report for Registered Investment Companies
N-CSR
Tuesday, 3/1/2022
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Friday, 2/25/2022
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Thursday, 2/17/2022
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Tuesday, 12/21/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
NPORT-P
Wednesday, 11/24/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSRS
Monday, 8/30/2021
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Wednesday, 8/25/2021
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Friday, 8/13/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CSR/A
Thursday, 5/27/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 5/25/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Friday, 3/12/2021
Annual Report for Registered Investment Companies
N-CSR
Monday, 3/1/2021
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Thursday, 2/4/2021
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Friday, 11/20/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G
Thursday, 11/12/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Tuesday, 9/1/2020
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Friday, 8/14/2020
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
NPORT-P
Tuesday, 8/4/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
NPORT-P
Tuesday, 5/26/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
N-CEN
Wednesday, 3/11/2020
Annual Report for Registered Investment Companies
N-CSR
Tuesday, 3/3/2020
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NPORT-P
Tuesday, 2/11/2020
Monthly Portfolio Investments Report on Form N-PORT (Public)
POS EX
Thursday, 12/19/2019
Post-effective amendment filed solely to add exhibits to a registration statement
NPORT-P
Tuesday, 11/19/2019
Monthly Portfolio Investments Report on Form N-PORT (Public)
40-17G/A
Wednesday, 9/25/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSRS
Tuesday, 8/27/2019
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
497
Tuesday, 8/27/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Thursday, 8/22/2019
Notice of Effectiveness
N-PX
Friday, 8/16/2019
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-14 8C/A
Tuesday, 8/13/2019
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
CORRESP
Wednesday, 7/31/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-14 8C/A
Friday, 6/28/2019
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
NPORT-EX
Wednesday, 5/29/2019
Portfolio Holdings Exhibit to Form N-PORT
CORRESP
Tuesday, 5/7/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-14 8C
Friday, 3/29/2019
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
N-CEN
Monday, 3/18/2019
Annual Report for Registered Investment Companies
N-CSR
Friday, 3/8/2019
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
40-17G
Tuesday, 2/19/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-Q
Monday, 11/26/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Wednesday, 9/5/2018
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
N-PX
Friday, 8/17/2018
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Friday, 5/25/2018
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G/A
Wednesday, 3/28/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-17G
Friday, 3/23/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Friday, 3/9/2018
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Thursday, 3/1/2018
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 11/17/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Wednesday, 9/6/2017
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Tuesday, 8/29/2017
Semi-annual report for management companies filed on Form N-SAR
N-PX
Friday, 8/18/2017
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-Q
Tuesday, 5/9/2017
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 3/22/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Thursday, 3/9/2017
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Wednesday, 3/1/2017
Annual report for management companies filed on Form N-SAR
N-Q
Monday, 11/28/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Tuesday, 9/6/2016
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/29/2016
Semi-annual report for management companies filed on Form N-SAR
N-PX
Friday, 8/19/2016
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
CORRESP
Friday, 8/12/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-Q
Friday, 5/27/2016
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
40-17G
Wednesday, 3/9/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-CSR
Wednesday, 3/9/2016
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 2/29/2016
Annual report for management companies filed on Form N-SAR
N-30B-2
Tuesday, 12/1/2015
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Monday, 11/30/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Tuesday, 9/8/2015
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Monday, 8/31/2015
Semi-annual report for management companies filed on Form N-SAR
N-PX
Friday, 8/21/2015
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-30B-2
Tuesday, 6/2/2015
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Thursday, 5/28/2015
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Tuesday, 3/10/2015
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 3/2/2015
Annual report for management companies filed on Form N-SAR
40-17G
Thursday, 2/26/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
N-30B-2
Thursday, 12/4/2014
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Friday, 11/28/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSRS
Friday, 9/5/2014
Certified semi-annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-A
Friday, 8/29/2014
Semi-annual report for management companies filed on Form N-SAR
N-PX
Monday, 8/18/2014
Annual Report of Proxy Voting Record of Registered Management Investment Companies filed on Form N-PX
N-30B-2
Monday, 6/2/2014
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
N-Q
Friday, 5/30/2014
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-CSR
Tuesday, 3/11/2014
Certified annual shareholder report of registered management investment companies filed on Form N-CSR
NSAR-B
Monday, 3/3/2014
Annual report for management companies filed on Form N-SAR
N-Q
Friday, 11/29/2013
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company filed on Form N-Q
N-30B-2
Friday, 11/29/2013
Periodic and interim reports mailed to investment company shareholders (other than annual and semi-annual reports mailed to shareholders pursuant to Rule 30e-1)
Ownership (146)
SC 13G/A
Friday, 1/19/2024
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Friday, 6/2/2023
Snively Christopher: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/15/2023
Temple Ronald: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/15/2023
BHUTANI ASHISH: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 1/27/2023
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Wednesday, 7/13/2022
Russo Evan L: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 1/21/2022
FIRST TRUST PORTFOLIOS LP: Major Shareholders
4
Thursday, 3/4/2021
DONALD JAMES MAITLAND: Statement of changes in beneficial ownership of securities
4
Thursday, 3/4/2021
RAMACHANDRAN GANESH: Statement of changes in beneficial ownership of securities
SC 13G/A
Friday, 2/12/2021
RAYMOND JAMES & ASSOCIATES: Major Shareholders
SC 13G/A
Wednesday, 2/10/2021
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Wednesday, 1/27/2021
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Friday, 7/10/2020
Hilal Nargis: Initial statement of beneficial ownership of securities
4
Thursday, 5/14/2020
LACEY ANDREW: Statement of changes in beneficial ownership of securities
4
Thursday, 5/14/2020
LACEY ANDREW: Statement of changes in beneficial ownership of securities
3
Friday, 5/8/2020
Kennedy Christina M.: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 4/7/2020
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Wednesday, 2/12/2020
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G
Thursday, 1/23/2020
RAYMOND JAMES & ASSOCIATES: Major Shareholders
4
Thursday, 12/5/2019
Snively Christopher: Statement of changes in beneficial ownership of securities
4
Thursday, 12/5/2019
Trelles Cesar: Statement of changes in beneficial ownership of securities
3
Friday, 7/12/2019
Temple Ronald: Initial statement of beneficial ownership of securities
4
Friday, 7/12/2019
Temple Ronald: Statement of changes in beneficial ownership of securities
3
Friday, 6/14/2019
Wilson Barnaby: Initial statement of beneficial ownership of securities
3
Friday, 6/14/2019
Rosenberg William B: Initial statement of beneficial ownership of securities
3
Friday, 6/14/2019
Stern Alexander F.: Initial statement of beneficial ownership of securities
3
Friday, 6/14/2019
JACOBS KENNETH M: Initial statement of beneficial ownership of securities
3
Friday, 6/14/2019
Florentin-Lee Louis: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2019
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Wednesday, 2/6/2019
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Monday, 2/4/2019
Falzone Jessica A: Initial statement of beneficial ownership of securities
4
Friday, 12/21/2018
Goldstein Tamar: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 7/10/2018
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Wednesday, 2/14/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Wednesday, 2/14/2018
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Wednesday, 1/24/2018
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13D/A
Wednesday, 10/4/2017
Bulldog Investors, LLC: Major Shareholders
SC 13D/A
Friday, 9/29/2017
Bulldog Investors, LLC: Major Shareholders
SC 13D/A
Thursday, 9/21/2017
Bulldog Investors, LLC: Major Shareholders
SC 13D/A
Friday, 9/1/2017
Bulldog Investors, LLC: Major Shareholders
3/A
Wednesday, 3/8/2017
PAUL NATHAN A: Initial statement of beneficial ownership of securities
3/A
Wednesday, 3/8/2017
Anderson Mark Richard: Initial statement of beneficial ownership of securities
3/A
Wednesday, 3/8/2017
Carroll Charles Lawrence: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 2/14/2017
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
SC 13G/A
Monday, 2/13/2017
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Tuesday, 1/24/2017
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13D/A
Friday, 11/25/2016
Bulldog Investors, LLC: Major Shareholders
SC 13D
Monday, 10/24/2016
Bulldog Investors, LLC: Major Shareholders
4
Thursday, 5/12/2016
Snively Christopher: Statement of changes in beneficial ownership of securities
3
Monday, 3/21/2016
Anderson Mark Richard: Initial statement of beneficial ownership of securities
3
Tuesday, 3/15/2016
Soloway Shari L.: Initial statement of beneficial ownership of securities
3
Thursday, 3/10/2016
Snively Christopher: Initial statement of beneficial ownership of securities
SC 13G/A
Tuesday, 2/16/2016
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Tuesday, 1/26/2016
FIRST TRUST PORTFOLIOS LP: Major Shareholders
SC 13G/A
Tuesday, 2/17/2015
1607 Capital Partners, LLC: Major Shareholders
SC 13G
Thursday, 1/29/2015
FIRST TRUST PORTFOLIOS LP: Major Shareholders
3
Tuesday, 8/12/2014
Blassberg Franci J: Initial statement of beneficial ownership of securities
3/A
Thursday, 7/3/2014
Goldstein Tamar: Initial statement of beneficial ownership of securities
4
Wednesday, 7/2/2014
SIMON BRIAN D: Statement of changes in beneficial ownership of securities
3
Friday, 4/18/2014
Morrison Trevor William: Initial statement of beneficial ownership of securities
SC 13G/A
Friday, 2/14/2014
1607 Capital Partners, LLC: Major Shareholders
4
Monday, 6/24/2013
LACEY ANDREW: Statement of changes in beneficial ownership of securities
4/A
Monday, 6/24/2013
LACEY ANDREW: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2013
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Tuesday, 2/14/2012
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Monday, 2/14/2011
1607 Capital Partners, LLC: Major Shareholders
3
Tuesday, 5/18/2010
Fry Michael: Initial statement of beneficial ownership of securities
4
Friday, 5/14/2010
BOYLE GABRIEL: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/10/2010
1607 Capital Partners, LLC: Major Shareholders
SC 13G/A
Wednesday, 2/10/2010
1607 Capital Partners, LLC: Major Shareholders
4
Tuesday, 6/16/2009
ROME MICHAEL: Statement of changes in beneficial ownership of securities
4
Friday, 3/20/2009
BHUTANI ASHISH: Statement of changes in beneficial ownership of securities
3
Thursday, 3/12/2009
Goldstein Tamar: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 2/17/2009
1607 Capital Partners, LLC: Major Shareholders
4
Monday, 2/2/2009
Kawakami Brian: Statement of changes in beneficial ownership of securities
4
Monday, 2/2/2009
SIMON BRIAN D: Statement of changes in beneficial ownership of securities
4
Friday, 11/28/2008
LACEY ANDREW: Statement of changes in beneficial ownership of securities
4
Friday, 10/10/2008
DONALD JAMES MAITLAND: Statement of changes in beneficial ownership of securities
4
Thursday, 10/9/2008
KURZWEIL DAVID: Statement of changes in beneficial ownership of securities
4
Friday, 9/19/2008
RAMACHANDRAN GANESH: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/16/2008
DONALD JAMES MAITLAND: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/12/2008
DONALD JAMES MAITLAND: Statement of changes in beneficial ownership of securities
SC 13G
Monday, 3/10/2008
WACHOVIA CORP NEW: Major Shareholders
SC 13G
Friday, 2/1/2008
WACHOVIA CORP NEW: Major Shareholders
4
Thursday, 6/28/2007
PAUL NATHAN A: Statement of changes in beneficial ownership of securities
4
Monday, 6/4/2007
BHUTANI ASHISH: Statement of changes in beneficial ownership of securities
4
Monday, 5/21/2007
DECONCINI ROBERT: Statement of changes in beneficial ownership of securities
4
Thursday, 5/17/2007
KURZWEIL DAVID: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/16/2007
CHARLTON MICHAEL: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/17/2007
BHUTANI ASHISH: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/17/2007
BHUTANI ASHISH: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/17/2007
KURZWEIL DAVID: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/10/2007
Burke John James: Statement of changes in beneficial ownership of securities
3
Monday, 2/12/2007
Eckl Nancy A: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 2/6/2007
WACHOVIA CORP NEW: Major Shareholders
3
Wednesday, 1/24/2007
Trelles Cesar: Initial statement of beneficial ownership of securities
4
Wednesday, 1/17/2007
PAUL NATHAN A: Statement of changes in beneficial ownership of securities
3
Wednesday, 10/18/2006
Kawakami Brian: Initial statement of beneficial ownership of securities
3/A
Tuesday, 10/17/2006
Kawakami Brian: Initial statement of beneficial ownership of securities
3
Tuesday, 10/10/2006
Sokol Darrin: Initial statement of beneficial ownership of securities
Proxies (26)
DEF 14A
Wednesday, 3/8/2023
Definitive proxy statements
DEF 14A
Wednesday, 3/9/2022
Definitive proxy statements
DEF 14A
Tuesday, 3/9/2021
Definitive proxy statements
DEFA14A
Friday, 4/10/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 3/5/2020
Definitive proxy statements
DEFA14A
Tuesday, 11/12/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 10/18/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Monday, 10/7/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 9/12/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 3/14/2018
Definitive proxy statements
DEF 14A
Wednesday, 3/15/2017
Definitive proxy statements
DEFR14A
Thursday, 3/17/2016
Definitive revised proxy soliciting materials
DEF 14A
Wednesday, 3/16/2016
Definitive proxy statements
DEF 14A
Wednesday, 3/18/2015
Definitive proxy statements
DEF 14A
Wednesday, 3/19/2014
Definitive proxy statements
DEF 14A
Monday, 3/25/2013
Definitive proxy statements
DEF 14A
Monday, 3/26/2012
Definitive proxy statements
DEF 14A
Thursday, 3/31/2011
Definitive proxy statements
DEF 14A
Friday, 4/2/2010
Definitive proxy statements
DEF 14A
Tuesday, 3/31/2009
Definitive proxy statements
DEF 14A
Thursday, 3/27/2008
Definitive proxy statements
DEF 14A
Monday, 3/26/2007
Definitive proxy statements
DEF 14A
Monday, 3/20/2006
Definitive proxy statements
DEF 14A
Friday, 6/17/2005
Definitive proxy statements
PRE 14A
Tuesday, 5/31/2005
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Tuesday, 3/15/2005
Definitive proxy statements