Oxford Square Capital Corp.

Related Filers (33)

Financials (86)

10-Q
Wednesday, 11/8/2023
Quarterly Report for period ending 2023-09-30
10-Q
Thursday, 8/10/2023
Quarterly Report for period ending 2023-06-30
10-Q
Tuesday, 5/2/2023
Quarterly Report for period ending 2023-03-31
10-K
Thursday, 3/23/2023
Annual Report for period ending 2022-12-31
10-Q
Tuesday, 11/8/2022
Quarterly Report for period ending 2022-09-30
10-Q
Thursday, 7/28/2022
Quarterly Report for period ending 2022-06-30
10-Q
Thursday, 4/28/2022
Quarterly Report for period ending 2022-03-31
10-K
Monday, 3/7/2022
Annual Report for period ending 2021-12-31
10-Q
Thursday, 10/28/2021
Quarterly Report for period ending 2021-09-30
10-Q
Thursday, 7/29/2021
Quarterly Report for period ending 2021-06-30
10-Q
Thursday, 4/29/2021
Quarterly Report for period ending 2021-03-31
10-K
Monday, 3/22/2021
Annual Report for period ending 2020-12-31
10-Q
Wednesday, 10/28/2020
Quarterly Report for period ending 2020-09-30
10-Q
Wednesday, 7/29/2020
Quarterly Report for period ending 2020-06-30
10-Q
Wednesday, 4/29/2020
Quarterly Report for period ending 2020-03-31
10-K
Wednesday, 2/26/2020
Annual Report for period ending 2019-12-31
10-Q/A
Friday, 11/1/2019
Quarterly Report for period ending 2019-09-30
10-Q
Wednesday, 10/30/2019
Quarterly Report for period ending 2019-09-30
10-Q
Wednesday, 7/31/2019
Quarterly Report for period ending 2019-06-30
10-Q
Wednesday, 5/1/2019
Quarterly Report for period ending 2019-03-31
10-K
Thursday, 2/28/2019
Annual Report for period ending 2018-12-31
10-Q
Wednesday, 10/31/2018
Quarterly Report for period ending 2018-09-30
10-Q
Wednesday, 8/1/2018
Quarterly Report for period ending 2018-06-30
10-Q
Wednesday, 5/2/2018
Quarterly Report for period ending 2018-03-31
10-K/A
Friday, 3/9/2018
Annual Report for period ending 2017-12-31
10-K
Thursday, 3/1/2018
Annual Report for period ending 2017-12-31
10-Q
Thursday, 11/2/2017
Quarterly Report for period ending 2017-09-30
10-Q
Tuesday, 8/8/2017
Quarterly Report for period ending 2017-06-30
10-Q
Monday, 5/8/2017
Quarterly Report for period ending 2017-03-31
10-K
Friday, 3/3/2017
Annual Report for period ending 2016-12-31
10-Q
Monday, 11/7/2016
Quarterly Report for period ending 2016-09-30
10-Q
Friday, 8/5/2016
Quarterly Report for period ending 2016-06-30
10-Q
Thursday, 5/5/2016
Quarterly Report for period ending 2016-03-31
10-K/A
Friday, 4/29/2016
Annual Report for period ending 2015-12-31
10-K
Thursday, 3/10/2016
Annual Report for period ending 2015-12-31
10-Q
Monday, 11/9/2015
Quarterly Report for period ending 2015-09-30
10-Q
Friday, 8/7/2015
Quarterly Report for period ending 2015-06-30
10-Q
Monday, 5/11/2015
Quarterly Report for period ending 2015-03-31
10-K
Wednesday, 3/4/2015
Annual Report for period ending 2014-12-31
10-Q
Thursday, 11/6/2014
Quarterly Report for period ending 2014-09-30
10-Q
Friday, 8/8/2014
Quarterly Report for period ending 2014-06-30
10-Q
Monday, 5/12/2014
Quarterly Report for period ending 2014-03-31
10-K
Monday, 3/17/2014
Annual Report for period ending 2013-12-31
10-Q
Tuesday, 11/12/2013
Quarterly Report for period ending 2013-09-30
10-Q
Thursday, 8/8/2013
Quarterly Report for period ending 2013-06-30
10-Q
Thursday, 5/9/2013
Quarterly Report for period ending 2013-03-31
10-K
Wednesday, 3/13/2013
Annual Report for period ending 2012-12-31
10-Q
Friday, 11/9/2012
Quarterly Report for period ending 2012-09-30
10-Q
Friday, 8/3/2012
Quarterly Report for period ending 2012-06-30
10-Q
Thursday, 5/10/2012
Quarterly Report for period ending 2012-03-31
10-K
Thursday, 3/15/2012
Annual Report for period ending 2011-12-31
10-Q
Wednesday, 11/9/2011
Quarterly Report for period ending 2011-09-30
10-Q
Friday, 8/5/2011
Quarterly Report for period ending 2011-06-30
10-Q
Monday, 5/9/2011
Quarterly Report for period ending 2011-03-31
10-K
Wednesday, 3/9/2011
Annual Report for period ending 2010-12-31
10-Q
Friday, 11/5/2010
Quarterly Report for period ending 2010-09-30
10-Q
Friday, 8/6/2010
Quarterly Report for period ending 2010-06-30
10-Q
Friday, 5/7/2010
Quarterly Report for period ending 2010-03-31
10-K
Monday, 3/15/2010
Annual Report for period ending 2009-12-31
10-Q
Monday, 11/9/2009
Quarterly Report for period ending 2009-09-30
10-Q
Monday, 8/10/2009
Quarterly Report for period ending 2009-06-30
10-Q
Friday, 5/8/2009
Quarterly Report for period ending 2009-03-31
10-K
Monday, 3/16/2009
Annual Report for period ending 2008-12-31
10-Q
Monday, 11/10/2008
Quarterly Report for period ending 2008-09-30
10-Q
Monday, 8/11/2008
Quarterly Report for period ending 2008-06-30
10-Q
Thursday, 5/8/2008
Quarterly Report for period ending 2008-03-31
10-K
Monday, 3/17/2008
Annual Report for period ending 2007-12-31
10-Q
Thursday, 11/8/2007
Quarterly Report for period ending 2007-09-30
10-Q
Wednesday, 8/8/2007
Quarterly Report for period ending 2007-06-30
10-Q
Wednesday, 5/9/2007
Quarterly Report for period ending 2007-03-31
10-K/A
Thursday, 3/15/2007
Annual Report for period ending 2006-12-31
10-K
Tuesday, 3/13/2007
Annual Report for period ending 2006-12-31
10-Q
Thursday, 11/9/2006
Quarterly Report for period ending 2006-09-30
10-Q
Wednesday, 8/9/2006
Quarterly Report for period ending 2006-06-30
10-Q
Tuesday, 5/9/2006
Quarterly Report for period ending 2006-03-31
10-K/A
Friday, 4/14/2006
Annual Report for period ending 2005-12-31
10-K
Tuesday, 3/14/2006
Annual Report for period ending 2005-12-31
10-Q
Friday, 11/4/2005
Quarterly Report for period ending 2005-09-30
10-Q
Monday, 8/8/2005
Quarterly Report for period ending 2005-06-30
10-Q
Monday, 5/9/2005
Quarterly Report for period ending 2005-03-31
10-K
Wednesday, 3/16/2005
Annual Report for period ending 2004-12-31
10-Q
Friday, 11/12/2004
Quarterly Report for period ending 2004-09-30
10-Q
Tuesday, 8/10/2004
Quarterly Report for period ending 2004-06-30
10-Q
Friday, 5/14/2004
Quarterly Report for period ending 2004-03-31
10-K/A
Thursday, 4/29/2004
Annual Report for period ending 2003-12-31
10-K
Friday, 3/12/2004
Annual Report for period ending 2003-12-31
Show More

News (209)

8-K
Tuesday, 11/21/2023
Current report filing
8-K
Wednesday, 11/8/2023
Current report filing
8-K
Wednesday, 10/4/2023
Current report filing
8-K
Monday, 8/28/2023
Current report filing
8-K
Wednesday, 8/23/2023
Current report filing
8-K
Tuesday, 8/15/2023
Current report filing
8-K
Friday, 8/11/2023
Current report filing
8-K
Thursday, 6/22/2023
Current report filing
8-K
Wednesday, 6/21/2023
Current report filing
8-K
Wednesday, 5/31/2023
Current report filing
8-K
Thursday, 5/4/2023
Current report filing
8-K
Thursday, 3/23/2023
Current report filing
8-K
Wednesday, 11/9/2022
Current report filing
8-K
Tuesday, 8/30/2022
Current report filing
8-K
Thursday, 7/28/2022
Current report filing
8-K
Friday, 4/29/2022
Current report filing
8-K
Tuesday, 3/8/2022
Current report filing
8-K
Wednesday, 10/27/2021
Current report filing
8-K
Thursday, 9/2/2021
Current report filing
8-K
Wednesday, 7/28/2021
Current report filing
8-K
Monday, 7/12/2021
Current report filing
8-K
Thursday, 5/20/2021
Current report filing
8-K
Friday, 5/14/2021
Current report filing
8-K
Tuesday, 4/27/2021
Current report filing
8-K
Thursday, 4/1/2021
Current report filing
8-K
Tuesday, 10/27/2020
Current report filing
8-K
Monday, 9/14/2020
Current report filing
8-K
Tuesday, 8/25/2020
Current report filing
8-K
Tuesday, 7/28/2020
Current report filing
8-K
Tuesday, 6/2/2020
Current report filing
8-K
Tuesday, 4/28/2020
Current report filing
8-K
Wednesday, 3/25/2020
Current report filing
8-K
Wednesday, 2/26/2020
Current report filing
8-K
Wednesday, 10/30/2019
Current report filing
8-K
Tuesday, 7/30/2019
Current report filing
8-K
Tuesday, 4/30/2019
Current report filing
8-K
Thursday, 2/28/2019
Current report filing
8-K
Tuesday, 10/30/2018
Current report filing
8-K
Friday, 10/12/2018
Current report filing
8-K
Tuesday, 7/31/2018
Current report filing
8-K
Monday, 7/30/2018
Current report filing
8-K
Friday, 6/22/2018
Current report filing
8-K
Tuesday, 5/1/2018
Current report filing
8-K
Friday, 4/6/2018
Current report filing
8-K
Tuesday, 3/20/2018
Current report filing
8-K
Tuesday, 2/27/2018
Current report filing
8-K
Tuesday, 2/6/2018
Current report filing
8-K
Thursday, 2/1/2018
Current report filing
8-K
Monday, 12/4/2017
Current report filing
8-K
Thursday, 11/2/2017
Current report filing
8-K
Tuesday, 8/8/2017
Current report filing
8-K
Friday, 7/7/2017
Current report filing
8-K
Thursday, 6/15/2017
Current report filing
8-K
Friday, 5/26/2017
Current report filing
8-K
Monday, 5/8/2017
Current report filing
8-K
Monday, 4/3/2017
Current report filing
8-K
Thursday, 3/2/2017
Current report filing
8-K
Thursday, 12/8/2016
Current report filing
8-K
Thursday, 11/3/2016
Current report filing
8-K
Wednesday, 9/7/2016
Current report filing
8-K
Thursday, 8/4/2016
Current report filing
8-K
Tuesday, 7/19/2016
Current report filing
8-K
Tuesday, 5/3/2016
Current report filing
8-K
Thursday, 3/10/2016
Current report filing
8-K
Monday, 1/4/2016
Current report filing
8-K
Monday, 12/28/2015
Current report filing
8-K
Thursday, 12/3/2015
Current report filing
8-K
Wednesday, 11/18/2015
Current report filing
8-K
Friday, 11/6/2015
Current report filing
8-K
Tuesday, 10/27/2015
Current report filing
8-K
Monday, 8/17/2015
Current report filing
8-K
Wednesday, 8/5/2015
Current report filing
8-K
Tuesday, 8/4/2015
Current report filing
8-K
Wednesday, 6/24/2015
Current report filing
8-K
Wednesday, 6/10/2015
Current report filing
8-K
Monday, 5/11/2015
Current report filing
8-K
Tuesday, 4/21/2015
Current report filing
8-K
Thursday, 2/26/2015
Current report filing
8-K
Thursday, 12/18/2014
Current report filing
8-K
Tuesday, 11/4/2014
Current report filing
8-K
Wednesday, 10/29/2014
Current report filing
8-K
Thursday, 8/7/2014
Current report filing
8-K
Thursday, 7/17/2014
Current report filing
8-K
Thursday, 6/26/2014
Current report filing
8-K
Wednesday, 6/11/2014
Current report filing
8-K
Monday, 5/12/2014
Current report filing
8-K
Monday, 3/10/2014
Current report filing
8-K
Friday, 11/15/2013
Current report filing
8-K
Thursday, 11/7/2013
Current report filing
8-K
Tuesday, 10/1/2013
Current report filing
8-K
Tuesday, 8/6/2013
Current report filing
8-K
Monday, 8/5/2013
Current report filing
8-K
Wednesday, 6/19/2013
Current report filing
8-K
Friday, 6/7/2013
Current report filing
8-K
Wednesday, 5/29/2013
Current report filing
8-K
Thursday, 5/23/2013
Current report filing
8-K
Tuesday, 5/7/2013
Current report filing
8-K
Tuesday, 3/12/2013
Current report filing
8-K
Tuesday, 2/26/2013
Current report filing
8-K
Wednesday, 1/23/2013
Current report filing
Show More

Other (237)

25-NSE
Thursday, 12/21/2023
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
N-23C-2
Tuesday, 11/21/2023
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-23C-2
Wednesday, 10/4/2023
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-23C-2
Friday, 8/11/2023
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
N-23C-2
Thursday, 6/22/2023
Notice by closed-end investment companies of intention to call or redeem their own securities under Investment Company Act Rule 23c-2
25-NSE
Wednesday, 6/14/2023
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
40-17G
Wednesday, 5/31/2023
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CERT
Wednesday, 5/24/2023
Certification by an exchange approving securities for listing
8-A12B
Tuesday, 5/23/2023
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Wednesday, 5/10/2023
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
EFFECT
Monday, 9/26/2022
Notice of Effectiveness
N-2/A
Wednesday, 9/21/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 9/20/2022
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Friday, 6/10/2022
Initial filing of a registration statement on Form N-2 for closed-end investment companies
40-17G
Friday, 5/28/2021
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CERT
Thursday, 5/20/2021
Certification by an exchange approving securities for listing
8-A12B
Thursday, 5/20/2021
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
497AD
Friday, 5/14/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 5/13/2021
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 6/4/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 6/4/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Thursday, 6/4/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Friday, 5/22/2020
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Wednesday, 5/13/2020
Notice of Effectiveness
CORRESP
Friday, 5/8/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 5/8/2020
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Tuesday, 3/3/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Tuesday, 3/3/2020
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
497AD
Friday, 2/28/2020
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Friday, 2/28/2020
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
POS EX
Friday, 2/28/2020
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Friday, 11/8/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Friday, 11/8/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Thursday, 8/1/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Thursday, 8/1/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497
Thursday, 8/1/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
40-17G
Thursday, 5/30/2019
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
CERT
Wednesday, 4/3/2019
Certification by an exchange approving securities for listing
8-A12B
Wednesday, 4/3/2019
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
POS EX
Wednesday, 4/3/2019
Post-effective amendment filed solely to add exhibits to a registration statement
497AD
Thursday, 3/28/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Thursday, 3/28/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Thursday, 3/28/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497
Tuesday, 3/26/2019
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 3/26/2019
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
N-2/A
Monday, 3/25/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
EFFECT
Monday, 3/25/2019
Notice of Effectiveness
CORRESP
Thursday, 3/21/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 3/21/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Thursday, 3/7/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Thursday, 3/7/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2
Wednesday, 1/23/2019
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Wednesday, 1/23/2019
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Friday, 5/25/2018
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
ABS-15G
Wednesday, 1/24/2018
Asset-backed securities report pursuant to Section 15G
497
Monday, 11/20/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
EFFECT
Monday, 11/20/2017
Notice of Effectiveness
CORRESP
Friday, 11/17/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 11/17/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 11/14/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Tuesday, 11/14/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
CORRESP
Friday, 9/15/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
POS 8C
Friday, 9/15/2017
Post-effective amendment filed under the 1933 Act only or under both the 1933 and 1940 Acts pursuant to Section 8(c) of the 1933 Act by closed-end investment companies (this filing cannot be submitted as a 1940 Act only filing)
40-17G
Tuesday, 5/23/2017
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-APP/A
Friday, 5/12/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
497AD
Wednesday, 4/12/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
POS EX
Wednesday, 4/12/2017
Post-effective amendment filed solely to add exhibits to a registration statement
8-A12B
Wednesday, 4/12/2017
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CERTNAS
Wednesday, 4/12/2017
None
497AD
Wednesday, 4/5/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Wednesday, 4/5/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
497AD
Tuesday, 4/4/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497AD
Monday, 4/3/2017
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
497
Monday, 4/3/2017
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
ABS-15G
Monday, 3/6/2017
Asset-backed securities report pursuant to Section 15G
40-APP/A
Tuesday, 2/7/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Friday, 1/13/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 1/13/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Friday, 1/13/2017
Notice of Effectiveness
CORRESP
Wednesday, 1/11/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 1/11/2017
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Monday, 1/9/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 1/6/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
N-2/A
Wednesday, 11/16/2016
Initial filing of a registration statement on Form N-2 for closed-end investment companies
CORRESP
Tuesday, 11/15/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP
Thursday, 10/13/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Tuesday, 7/12/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 7/12/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 7/8/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 6/30/2016
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-17G
Thursday, 6/2/2016
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-33
Tuesday, 2/2/2016
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
ABS-15G
Monday, 2/1/2016
Asset-backed securities report pursuant to Section 15G
40-17G
Tuesday, 12/1/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
40-33
Friday, 10/30/2015
Copies of all stockholder derivative actions filed with a court against an investment company or an affiliate thereof pursuant to Section 33 of the Investment Company Act of 1940
N-2/A
Friday, 7/17/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
N-2
Wednesday, 3/11/2015
Initial filing of a registration statement on Form N-2 for closed-end investment companies
ABS-15G
Wednesday, 2/4/2015
Asset-backed securities report pursuant to Section 15G
40-17G
Monday, 1/5/2015
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
EFFECT
Monday, 6/9/2014
Notice of Effectiveness
Show More

Ownership (249)

4
Friday, 7/7/2023
ROYCE CHARLES M: Statement of changes in beneficial ownership of securities
4
Thursday, 7/6/2023
NOVAK STEVEN P: Statement of changes in beneficial ownership of securities
4
Thursday, 7/6/2023
Rubin Bruce L.: Statement of changes in beneficial ownership of securities
4
Thursday, 7/6/2023
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 7/6/2023
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/31/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/31/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Thursday, 5/26/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 5/26/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 5/23/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 5/23/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 5/19/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 5/19/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/17/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/17/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Monday, 5/16/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 5/16/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 5/12/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 5/12/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 5/9/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 5/9/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Friday, 5/6/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Friday, 5/6/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/4/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/4/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Friday, 3/25/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Friday, 3/25/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/22/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/22/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 3/17/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 3/14/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 3/14/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Friday, 3/11/2022
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Friday, 3/11/2022
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 12/23/2021
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 12/23/2021
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/21/2021
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/21/2021
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Friday, 9/24/2021
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Friday, 9/24/2021
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/22/2021
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/22/2021
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Monday, 8/23/2021
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Monday, 8/23/2021
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
3
Thursday, 7/22/2021
Osherow Barry: Initial statement of beneficial ownership of securities
4
Thursday, 5/20/2021
NOVAK STEVEN P: Statement of changes in beneficial ownership of securities
4
Thursday, 3/19/2020
STELLJES GEORGE III: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/17/2020
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 3/16/2020
NEU RICHARD W: Statement of changes in beneficial ownership of securities
4
Friday, 3/13/2020
NOVAK STEVEN P: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/4/2019
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Monday, 12/2/2019
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
SC 13G/A
Thursday, 2/14/2019
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
4
Wednesday, 4/18/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/18/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Friday, 4/13/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Friday, 4/13/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
SC 13G
Wednesday, 4/11/2018
RIVERNORTH CAPITAL MANAGEMENT, LLC: Major Shareholders
4
Tuesday, 4/10/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/10/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/4/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/4/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Thursday, 3/29/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Thursday, 3/29/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/27/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/27/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 3/22/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 3/22/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 3/19/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Monday, 3/19/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/14/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/14/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Friday, 3/9/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Friday, 3/9/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/6/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Tuesday, 3/6/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 3/6/2018
COHEN JONATHAN H: Major Shareholders
4
Thursday, 3/1/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 3/1/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 2/26/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 2/26/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/21/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/21/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Thursday, 2/15/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 2/15/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
SC 13G/A
Wednesday, 2/14/2018
Radcliffe Capital Management, L.P.: Major Shareholders
4
Monday, 2/12/2018
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 2/12/2018
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 12/21/2017
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Thursday, 12/21/2017
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/19/2017
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/19/2017
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/13/2017
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/13/2017
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Friday, 11/24/2017
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Friday, 11/24/2017
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Monday, 11/20/2017
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
4
Monday, 11/20/2017
ROSENTHAL SAUL B: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/15/2017
COHEN JONATHAN H: Statement of changes in beneficial ownership of securities
Show More

Prospectus (5)

424B2
Tuesday, 8/22/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B2
Wednesday, 5/24/2023
Prospectus filed pursuant to Rule 424(b)(2)
424B5
Friday, 5/14/2021
Prospectus filed pursuant to Rule 424(b)(5)
FWP
Friday, 5/14/2021
Filing under Securities Act Rules 163/433 of free writing prospectuses
424B5
Thursday, 5/13/2021
Prospectus filed pursuant to Rule 424(b)(5)
Show More

Proxies (179)

DEF 14A
Friday, 7/14/2023
Definitive proxy statements
DEFA14A
Friday, 7/14/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 7/18/2022
Definitive proxy statements
DEFA14A
Monday, 7/18/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 7/20/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 7/20/2021
Definitive proxy statements
DEF 14A
Monday, 7/13/2020
Definitive proxy statements
DEFA14A
Monday, 7/13/2020
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 6/11/2019
Definitive proxy statements
DEFA14A
Tuesday, 6/11/2019
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 6/26/2018
Definitive proxy statements
DEF 14A
Monday, 6/12/2017
Definitive proxy statements
PRE 14A
Friday, 5/26/2017
Preliminary proxy statement not related to a contested matter or merger/acquisition
DFAN14A
Tuesday, 8/30/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Tuesday, 8/30/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 8/29/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Wednesday, 8/24/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Wednesday, 8/24/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Tuesday, 8/23/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 8/22/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Thursday, 8/18/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 8/18/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Tuesday, 8/16/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 8/12/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Wednesday, 8/10/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 8/9/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Tuesday, 8/9/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 8/8/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 8/5/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Tuesday, 8/2/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 7/28/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Thursday, 7/28/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 7/25/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 7/25/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 7/22/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Tuesday, 7/19/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Tuesday, 7/19/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFRN14A
Thursday, 7/14/2016
Revised definitive proxy statement filed by non-management
DFAN14A
Wednesday, 7/13/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFRN14A
Wednesday, 7/13/2016
Revised definitive proxy statement filed by non-management
DEFC14A
Tuesday, 7/12/2016
Definitive proxy statement in connection with contested solicitations
DEFA14A
Tuesday, 7/12/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFRN14A
Monday, 7/11/2016
Revised definitive proxy statement filed by non-management
PRER14A
Friday, 7/8/2016
Preliminary revised proxy soliciting materials
DEFA14A
Tuesday, 6/28/2016
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PREC14A
Tuesday, 6/28/2016
Preliminary proxy statement in connection with contested solicitations
DFAN14A
Monday, 6/27/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Wednesday, 6/22/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFC14A
Monday, 6/20/2016
Definitive proxy statement in connection with contested solicitations
DFAN14A
Monday, 6/20/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Tuesday, 6/7/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
PRRN14A
Monday, 6/6/2016
Revised preliminary proxy statement filed by non-management
PRRN14A
Wednesday, 5/25/2016
Revised preliminary proxy statement filed by non-management
DFAN14A
Tuesday, 5/17/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
PREC14A
Thursday, 5/12/2016
Preliminary proxy statement in connection with contested solicitations
DFAN14A
Friday, 5/6/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 5/2/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 4/1/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Thursday, 3/17/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 2/26/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Thursday, 2/4/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Thursday, 2/4/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Thursday, 2/4/2016
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 12/21/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 12/21/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 12/18/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 12/18/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Friday, 12/18/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Tuesday, 12/15/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 12/14/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 12/10/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 12/9/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 12/4/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFRN14A
Friday, 12/4/2015
Revised definitive proxy statement filed by non-management
DEFA14A
Wednesday, 12/2/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 11/30/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 11/9/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Thursday, 11/5/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 11/2/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Thursday, 10/29/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Wednesday, 10/28/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Tuesday, 10/27/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 10/27/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 10/27/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 10/26/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 10/26/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 10/26/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Wednesday, 10/21/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Wednesday, 10/21/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Wednesday, 10/21/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Wednesday, 10/21/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Tuesday, 10/20/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Tuesday, 10/20/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Tuesday, 10/20/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 10/19/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 10/19/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 10/19/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 10/19/2015
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Friday, 10/16/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Friday, 10/16/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
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