OATES JAMES M

Related Filers (17)

Ownership (150)

4
Thursday, 6/3/2021
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 5/28/2021
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/24/2021
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Thursday, 1/14/2021
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/10/2020
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/9/2020
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/2/2020
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
5
Thursday, 2/13/2020
STIFEL FINANCIAL CORP: Annual statement of changes in beneficial ownership of securities
4
Monday, 1/6/2020
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Monday, 12/23/2019
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 6/7/2019
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 5/10/2019
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 1/4/2019
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Thursday, 9/27/2018
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/7/2018
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 6/8/2018
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 4/13/2018
Virtus Global Multi-Sector Income Fund: Statement of changes in beneficial ownership of securities
4
Friday, 4/13/2018
Virtus Total Return Fund Inc.: Statement of changes in beneficial ownership of securities
5
Tuesday, 2/13/2018
STIFEL FINANCIAL CORP: Annual statement of changes in beneficial ownership of securities
4
Wednesday, 1/3/2018
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 11/14/2017
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/2/2017
Duff & Phelps Select Energy MLP Fund Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 6/9/2017
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/11/2017
VIRTUS GLOBAL DIVIDEND & INCOME FUND INC.: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/4/2017
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Monday, 12/5/2016
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/23/2016
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
3
Wednesday, 8/3/2016
ZWEIG FUND INC /MD/: Initial statement of beneficial ownership of securities
3
Wednesday, 8/3/2016
ZWEIG TOTAL RETURN FUND INC: Initial statement of beneficial ownership of securities
4
Friday, 6/17/2016
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/7/2016
Duff & Phelps Select Energy MLP Fund Inc.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/17/2016
Duff & Phelps Select Energy MLP Fund Inc.: Statement of changes in beneficial ownership of securities
5
Wednesday, 2/10/2016
STIFEL FINANCIAL CORP: Annual statement of changes in beneficial ownership of securities
4
Tuesday, 1/26/2016
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Monday, 12/7/2015
Duff & Phelps Select Energy MLP Fund Inc.: Statement of changes in beneficial ownership of securities
4
Friday, 6/12/2015
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
5
Tuesday, 2/10/2015
STIFEL FINANCIAL CORP: Annual statement of changes in beneficial ownership of securities
4
Friday, 1/23/2015
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/5/2014
Duff & Phelps Select Energy MLP Fund Inc.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/12/2014
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Monday, 2/10/2014
JOHN HANCOCK INCOME SECURITIES TRUST: Statement of changes in beneficial ownership of securities
4
Monday, 2/10/2014
JOHN HANCOCK PREMIUM DIVIDEND FUND: Statement of changes in beneficial ownership of securities
4
Monday, 2/10/2014
JOHN HANCOCK PREFERRED INCOME FUND III: Statement of changes in beneficial ownership of securities
4
Monday, 2/10/2014
JOHN HANCOCK PREFERRED INCOME FUND: Statement of changes in beneficial ownership of securities
4
Monday, 2/10/2014
JOHN HANCOCK PREFERRED INCOME FUND II: Statement of changes in beneficial ownership of securities
4
Monday, 2/10/2014
JOHN HANCOCK INVESTORS TRUST: Statement of changes in beneficial ownership of securities
4
Monday, 1/27/2014
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/27/2013
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Monday, 11/18/2013
JOHN HANCOCK PREFERRED INCOME FUND III: Statement of changes in beneficial ownership of securities
4
Monday, 11/18/2013
JOHN HANCOCK PREFERRED INCOME FUND: Statement of changes in beneficial ownership of securities
4
Monday, 11/18/2013
JOHN HANCOCK PREFERRED INCOME FUND II: Statement of changes in beneficial ownership of securities
4
Monday, 11/18/2013
JOHN HANCOCK INVESTORS TRUST: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/18/2013
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/7/2013
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 6/12/2013
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
3
Wednesday, 5/15/2013
Virtus Global Multi-Sector Income Fund: Initial statement of beneficial ownership of securities
3
Wednesday, 5/15/2013
Virtus Total Return Fund: Initial statement of beneficial ownership of securities
4
Monday, 3/18/2013
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
5
Tuesday, 2/12/2013
STIFEL FINANCIAL CORP: Annual statement of changes in beneficial ownership of securities
4
Friday, 1/25/2013
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
3
Tuesday, 12/11/2012
JOHN HANCOCK PREFERRED INCOME FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 12/11/2012
JOHN HANCOCK PREFERRED INCOME FUND II: Initial statement of beneficial ownership of securities
3
Tuesday, 12/11/2012
JOHN HANCOCK PREFERRED INCOME FUND III: Initial statement of beneficial ownership of securities
3
Tuesday, 12/11/2012
JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 12/11/2012
JOHN HANCOCK PREMIUM DIVIDEND FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 12/11/2012
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND: Initial statement of beneficial ownership of securities
3
Tuesday, 12/11/2012
John Hancock Tax-Advantaged Global Shareholder Yield Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 12/11/2012
John Hancock Hedged Equity & Income Fund: Initial statement of beneficial ownership of securities
3
Tuesday, 12/11/2012
JOHN HANCOCK INCOME SECURITIES TRUST: Initial statement of beneficial ownership of securities
3
Tuesday, 12/11/2012
JOHN HANCOCK INVESTORS TRUST: Initial statement of beneficial ownership of securities
4
Wednesday, 2/22/2012
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Monday, 1/30/2012
Virtus Total Return Fund: Statement of changes in beneficial ownership of securities
4
Thursday, 1/19/2012
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
3
Monday, 12/12/2011
DCA Total Return Fund: Initial statement of beneficial ownership of securities
4
Friday, 6/3/2011
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 5/20/2011
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 3/16/2011
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/22/2011
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Thursday, 1/20/2011
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Monday, 8/30/2010
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/27/2010
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 3/19/2010
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/10/2010
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Thursday, 1/21/2010
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 6/26/2009
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 6/5/2009
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/18/2009
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 1/21/2009
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Thursday, 5/8/2008
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Friday, 4/25/2008
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 2/13/2008
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/15/2008
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/15/2008
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Thursday, 7/5/2007
INVESTORS FINANCIAL SERVICES CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/30/2007
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/30/2007
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/13/2007
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/13/2007
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/23/2007
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/23/2007
STIFEL FINANCIAL CORP: Statement of changes in beneficial ownership of securities
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