S3 INVESTMENT COMPANY, INC.
Related Filers (9)
- SMITH BRAD (1)
- KEATING DENNIS (1)
- WIEDRICH KEN (1)
- KNIGHT SECURITIES L P (1)
- NERISON GARY (1)
- Perkins Douglas T (1)
- BICKEL JAMES (1)
- BICKEL CHRIS (1)
- LIU MANHONG (1)
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Financials (17)
NT 10-Q
Tuesday, 11/14/2006
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2006-09-30
NT 10-K
Thursday, 9/28/2006
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2006-06-30
10-Q
Monday, 5/22/2006
Quarterly Report for period ending 2006-03-31
NT 10-Q
Tuesday, 5/16/2006
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2006-03-31
10-Q/A
Tuesday, 2/21/2006
Quarterly Report for period ending 2005-12-31
10-Q
Friday, 2/17/2006
Quarterly Report for period ending 2005-12-31
NT 10-Q
Tuesday, 2/14/2006
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2005-12-31
10-Q
Monday, 11/14/2005
Quarterly Report for period ending 2005-09-30
10-K
Friday, 10/14/2005
Annual Report for period ending 2005-06-30
NT 10-K
Wednesday, 9/28/2005
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2005-06-30
10-Q
Monday, 5/16/2005
Quarterly Report for period ending 2005-03-31
10-Q/A
Friday, 3/4/2005
Quarterly Report for period ending 2004-12-31
10-Q
Monday, 2/14/2005
Quarterly Report for period ending 2004-12-31
10-Q
Monday, 11/15/2004
Quarterly Report for period ending 2004-09-30
10-K
Monday, 10/25/2004
Annual Report for period ending 2004-06-30
NT 10-K
Tuesday, 9/28/2004
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2004-06-30
NT 10-K
Monday, 9/29/2003
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2003-06-30
News (24)
8-K
Wednesday, 3/28/2007
Current report filing
8-K
Tuesday, 2/27/2007
Current report filing
8-K
Wednesday, 2/21/2007
Current report filing
8-K
Monday, 2/12/2007
Current report filing
8-K
Tuesday, 1/9/2007
Current report filing
8-K
Wednesday, 11/8/2006
Current report filing
8-K/A
Friday, 7/21/2006
Current report filing
8-K
Wednesday, 7/19/2006
Current report filing
8-K
Tuesday, 6/13/2006
Current report filing
8-K
Thursday, 5/25/2006
Current report filing
8-K
Thursday, 4/6/2006
Current report filing
8-K
Wednesday, 2/1/2006
Current report filing
8-K
Wednesday, 12/7/2005
Current report filing
8-K
Wednesday, 9/21/2005
Current report filing
8-K
Tuesday, 1/18/2005
Current report filing
8-K
Wednesday, 10/6/2004
Current report filing
8-K
Thursday, 9/16/2004
Current report filing
8-K
Friday, 6/18/2004
Current report filing
8-K
Wednesday, 5/12/2004
Current report filing
8-K
Wednesday, 10/22/2003
Current report filing
8-K/A
Thursday, 7/3/2003
Current report filing
8-K
Thursday, 4/17/2003
Current report filing
8-K/A
Wednesday, 2/26/2003
Current report filing
8-K
Friday, 2/14/2003
Current report filing
Other (32)
15-12B
Thursday, 1/19/2012
Notice of termination of registration of a class of securities under Section 12(b)
15-12B
Thursday, 3/8/2007
Notice of termination of registration of a class of securities under Section 12(b)
10QSB
Wednesday, 2/14/2007
None
10QSB
Monday, 11/20/2006
None
10KSB/A
Friday, 11/17/2006
None
10KSB
Wednesday, 11/15/2006
None
N-54C
Thursday, 4/6/2006
Notification of withdrawal by business development companies filed on Form N-54C
2-E
Monday, 11/28/2005
Report of sales of securities pursuant to Rule 609 under Regulation E.
2-E
Monday, 5/16/2005
Report of sales of securities pursuant to Rule 609 under Regulation E.
1-E
Tuesday, 9/21/2004
Notification under Regulation E by small business investment companies and business development companies.
10QSB
Thursday, 6/3/2004
None
NTN 10Q
Wednesday, 5/19/2004
None
1-E
Tuesday, 4/13/2004
Notification under Regulation E by small business investment companies and business development companies.
N-54A
Monday, 4/12/2004
Notification of election by business development companies filed on Form N-54A
10QSB
Friday, 3/19/2004
None
10QSB
Thursday, 11/13/2003
None
10KSB
Wednesday, 10/15/2003
None
10QSB
Tuesday, 5/20/2003
None
NTN 10Q
Monday, 5/19/2003
None
10QSB
Friday, 2/14/2003
None
10QSB
Monday, 11/18/2002
None
10KSB
Friday, 10/25/2002
None
8-A12G
Tuesday, 6/4/2002
Form for registration of a class of securities pursuant to Section 12(g)
10KSB
Tuesday, 6/4/2002
None
10QSB
Tuesday, 6/4/2002
None
10QSB
Tuesday, 6/4/2002
None
10QSB
Tuesday, 6/4/2002
None
SB-2/A
Monday, 4/8/2002
None
SB-2/A
Tuesday, 3/26/2002
None
SB-2/A
Monday, 3/11/2002
None
SB-2/A
Friday, 1/18/2002
None
SB-2
Monday, 11/5/2001
None
Ownership (17)
3
Friday, 3/30/2007
LIU MANHONG: Initial statement of beneficial ownership of securities
4
Tuesday, 2/14/2006
BICKEL CHRIS: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/14/2006
BICKEL JAMES: Statement of changes in beneficial ownership of securities
3
Tuesday, 2/7/2006
Perkins Douglas T: Initial statement of beneficial ownership of securities
3
Wednesday, 2/1/2006
BICKEL JAMES: Initial statement of beneficial ownership of securities
3
Thursday, 12/8/2005
NERISON GARY: Initial statement of beneficial ownership of securities
SC 13G/A
Thursday, 10/13/2005
KNIGHT SECURITIES L P: Major Shareholders
4
Monday, 8/15/2005
BICKEL CHRIS: Statement of changes in beneficial ownership of securities
3
Thursday, 6/9/2005
WIEDRICH KEN: Initial statement of beneficial ownership of securities
3/A
Monday, 5/16/2005
BICKEL CHRIS: Initial statement of beneficial ownership of securities
4/A
Monday, 5/16/2005
BICKEL CHRIS: Statement of changes in beneficial ownership of securities
4
Monday, 5/16/2005
BICKEL CHRIS: Statement of changes in beneficial ownership of securities
3
Monday, 5/16/2005
KEATING DENNIS: Initial statement of beneficial ownership of securities
3
Monday, 5/16/2005
SMITH BRAD: Initial statement of beneficial ownership of securities
SC 13G
Tuesday, 5/10/2005
KNIGHT SECURITIES L P: Major Shareholders
3
Monday, 5/9/2005
BICKEL CHRIS: Initial statement of beneficial ownership of securities
4
Monday, 5/9/2005
BICKEL CHRIS: Statement of changes in beneficial ownership of securities
Prospectus (8)
RW WD
Friday, 1/30/2009
Withdrawal of a Registration Withdrawal Request
S-1/A
Tuesday, 1/20/2009
General form of registration statement for all companies including face-amount certificate companies
S-1
Tuesday, 11/18/2008
General form of registration statement for all companies including face-amount certificate companies
S-8
Friday, 10/6/2006
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Wednesday, 8/9/2006
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Friday, 4/28/2006
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Monday, 1/5/2004
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B3
Thursday, 4/11/2002
Prospectus filed pursuant to Rule 424(b)(3)
Proxies (13)
DEF 14A
Tuesday, 6/6/2006
Definitive proxy statements
PRER14A
Thursday, 5/25/2006
Preliminary revised proxy soliciting materials
PRE 14A
Tuesday, 5/9/2006
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFR14A
Wednesday, 2/22/2006
Definitive revised proxy soliciting materials
DEF 14A
Tuesday, 12/20/2005
Definitive proxy statements
PRE 14A
Friday, 12/2/2005
Preliminary proxy statement not related to a contested matter or merger/acquisition
PRE 14A
Wednesday, 8/31/2005
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 3/9/2005
Definitive proxy statements
PRER14A
Monday, 2/14/2005
Preliminary revised proxy soliciting materials
PRE 14A
Thursday, 1/20/2005
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14C
Friday, 9/24/2004
Definitive information statements
DEF 14C
Monday, 9/20/2004
Definitive information statements
PRE 14C
Thursday, 9/9/2004
Preliminary information statement not related to a contested matter or merger/acquisition