EnSync, Inc.
Related Filers (49)
- ABDOO RICHARD A (4)
- SPI Energy Co., Ltd. (4)
- ARDSLEY ADVISORY PARTNERS (3)
- OZANNE JAMES (3)
- Birnbaum Manfred E (2)
- Mundell William (2)
- Payne Richard A (2)
- Seeker Steven (2)
- Scampini Scott W. (2)
- GLG Partners LP (2)
- MARATHON CAPITAL MANAGEMENT (2)
- STERN THEODORE (2)
- He Jilun (2)
- Hann Geoffrey D (1)
- MUELLER STEVEN JAY (1)
- Gottesman Noam (1)
- Lagrange Pierre (1)
- Roman Emmanuel (1)
- GLG Global Utilities Fund (1)
- GLG North American Opportunity Fund (1)
- Parry Robert J (1)
- GLG Partners, Inc. (1)
- GLG Partners LTD (1)
- HEARTLAND ADVISORS INC (1)
- MARXE AUSTIN W & GREENHOUSE DAVID M (1)
- HEMPLEMAN PHILIP J (1)
- Ardsley Renewable Energy Offshore Fund, Ltd. (1)
- ARDSLEY PARTNERS I LP (1)
- Ardsley Partners Renewable Energy Fund, L.P. (1)
- Seaside 88, LP (1)
- Socius Capital Group, LLC (1)
- Siebert Tony (1)
- Reichard Jeffrey A (1)
- HOGOBOOM WILLIAM C (1)
- STANKIEWICZ CHARLES W (1)
- Wagner Dilek (1)
- Schott James F. (1)
- Cheong Hoong Khoeng (1)
- Apfelbach Eric C (1)
- Melodious Investments Co Ltd (1)
- Melodious International Investments Group Ltd (1)
- Vaske Frederick (1)
- Dennis Kevin (1)
- Nordloh Daniel (1)
- Whisman Frederick (1)
- Dallapiazza William (1)
- KOEPPE PAUL F (1)
- Hansen Bradley (1)
- NYSE AMERICAN LLC (1)
- Show More ...
Financials (48)
NT 10-Q
Thursday, 2/14/2019
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2018-12-31
10-Q
Tuesday, 11/13/2018
Quarterly Report for period ending 2018-09-30
10-K
Tuesday, 9/25/2018
Annual Report for period ending 2018-06-30
10-Q
Tuesday, 5/15/2018
Quarterly Report for period ending 2018-03-31
10-Q
Tuesday, 2/13/2018
Quarterly Report for period ending 2017-12-31
10-Q
Thursday, 11/9/2017
Quarterly Report for period ending 2017-09-30
10-K
Wednesday, 9/27/2017
Annual Report for period ending 2017-06-30
10-Q
Thursday, 5/11/2017
Quarterly Report for period ending 2017-03-31
10-Q
Tuesday, 2/14/2017
Quarterly Report for period ending 2016-12-31
10-Q
Thursday, 11/10/2016
Quarterly Report for period ending 2016-09-30
10-K
Thursday, 9/8/2016
Annual Report for period ending 2016-06-30
10-Q
Wednesday, 5/11/2016
Quarterly Report for period ending 2016-03-31
10-Q
Tuesday, 2/16/2016
Quarterly Report for period ending 2015-12-31
10-Q
Monday, 11/16/2015
Quarterly Report for period ending 2015-09-30
10-K
Monday, 9/28/2015
Annual Report for period ending 2015-06-30
10-K
Monday, 9/28/2015
Annual Report for period ending 2015-06-30
10-Q
Thursday, 5/14/2015
Quarterly Report for period ending 2015-03-31
10-Q
Tuesday, 2/17/2015
Quarterly Report for period ending 2014-12-31
10-Q
Friday, 11/14/2014
Quarterly Report for period ending 2014-09-30
10-K
Monday, 9/29/2014
Annual Report for period ending 2014-06-30
10-Q
Thursday, 5/15/2014
Quarterly Report for period ending 2014-03-31
10-Q
Friday, 2/14/2014
Quarterly Report for period ending 2013-12-31
10-Q
Thursday, 11/14/2013
Quarterly Report for period ending 2013-09-30
10-K/A
Monday, 9/30/2013
Annual Report for period ending 2013-06-30
10-K
Friday, 9/27/2013
Annual Report for period ending 2013-06-30
10-Q
Wednesday, 5/15/2013
Quarterly Report for period ending 2013-03-31
10-Q
Thursday, 2/14/2013
Quarterly Report for period ending 2012-12-31
10-Q
Tuesday, 11/13/2012
Quarterly Report for period ending 2012-09-30
10-K
Wednesday, 9/19/2012
Annual Report for period ending 2012-06-30
10-Q
Monday, 5/7/2012
Quarterly Report for period ending 2012-03-31
10-Q
Thursday, 2/9/2012
Quarterly Report for period ending 2011-12-31
10-Q
Monday, 11/14/2011
Quarterly Report for period ending 2011-09-30
10-K
Thursday, 9/8/2011
Annual Report for period ending 2011-06-30
10-Q
Monday, 5/16/2011
Quarterly Report for period ending 2011-03-31
10-Q
Monday, 2/14/2011
Quarterly Report for period ending 2010-12-31
10-Q
Monday, 11/15/2010
Quarterly Report for period ending 2010-09-30
10-K
Friday, 9/10/2010
Annual Report for period ending 2010-06-30
10-Q
Monday, 5/17/2010
Quarterly Report for period ending 2010-03-31
10-Q
Thursday, 2/18/2010
Quarterly Report for period ending 2009-12-31
NT 10-Q
Tuesday, 2/16/2010
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2009-12-31
10-K/A
Friday, 2/12/2010
Annual Report for period ending 2009-06-30
10-Q/A
Friday, 2/12/2010
Quarterly Report for period ending 2009-09-30
10-Q
Monday, 11/16/2009
Quarterly Report for period ending 2009-09-30
10-K
Friday, 9/18/2009
Annual Report for period ending 2009-06-30
10-Q
Thursday, 5/14/2009
Quarterly Report for period ending 2009-03-31
10-Q
Friday, 2/13/2009
Quarterly Report for period ending 2008-12-31
10-Q
Friday, 11/14/2008
Quarterly Report for period ending 2008-09-30
NT 10-K
Thursday, 9/27/2007
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2007-06-30
News (127)
8-K
Wednesday, 3/27/2019
Current report filing
8-K
Tuesday, 3/12/2019
Current report filing
8-K
Monday, 3/4/2019
Current report filing
8-K
Thursday, 2/21/2019
Current report filing
8-K
Tuesday, 2/12/2019
Current report filing
8-K
Friday, 1/25/2019
Current report filing
8-K
Friday, 1/11/2019
Current report filing
8-K
Wednesday, 11/14/2018
Current report filing
8-K
Tuesday, 11/13/2018
Current report filing
8-K
Tuesday, 9/25/2018
Current report filing
8-K
Thursday, 9/6/2018
Current report filing
8-K
Thursday, 6/21/2018
Current report filing
8-K
Tuesday, 5/15/2018
Current report filing
8-K
Monday, 5/14/2018
Current report filing
8-K
Tuesday, 2/13/2018
Current report filing
8-K
Monday, 2/12/2018
Current report filing
8-K
Tuesday, 2/6/2018
Current report filing
8-K
Wednesday, 12/20/2017
Current report filing
8-K
Wednesday, 11/15/2017
Current report filing
8-K
Thursday, 11/9/2017
Current report filing
8-K/A
Thursday, 9/21/2017
Current report filing
8-K
Wednesday, 9/20/2017
Current report filing
8-K
Thursday, 7/13/2017
Current report filing
8-K
Friday, 6/23/2017
Current report filing
8-K
Thursday, 5/11/2017
Current report filing
8-K
Tuesday, 5/9/2017
Current report filing
8-K
Tuesday, 2/14/2017
Current report filing
8-K
Tuesday, 11/15/2016
Current report filing
8-K
Thursday, 11/10/2016
Current report filing
8-K
Tuesday, 10/11/2016
Current report filing
8-K
Thursday, 9/22/2016
Current report filing
8-K
Monday, 9/12/2016
Current report filing
8-K
Thursday, 9/8/2016
Current report filing
8-K
Wednesday, 5/11/2016
Current report filing
8-K
Tuesday, 2/16/2016
Current report filing
8-K
Tuesday, 11/17/2015
Current report filing
8-K
Monday, 11/16/2015
Current report filing
8-K
Monday, 10/19/2015
Current report filing
8-K
Monday, 9/28/2015
Current report filing
8-K
Monday, 8/17/2015
Current report filing
8-K
Tuesday, 7/14/2015
Current report filing
8-K
Monday, 6/29/2015
Current report filing
8-K
Thursday, 5/14/2015
Current report filing
8-K
Friday, 4/17/2015
Current report filing
8-K
Tuesday, 2/17/2015
Current report filing
8-K
Friday, 11/21/2014
Current report filing
8-K
Thursday, 11/13/2014
Current report filing
8-K
Friday, 10/3/2014
Current report filing
8-K
Monday, 9/29/2014
Current report filing
8-K
Friday, 8/22/2014
Current report filing
8-K
Monday, 8/18/2014
Current report filing
8-K
Friday, 6/6/2014
Current report filing
8-K
Tuesday, 5/20/2014
Current report filing
8-K
Thursday, 5/15/2014
Current report filing
8-K
Friday, 3/14/2014
Current report filing
8-K
Thursday, 2/13/2014
Current report filing
8-K
Wednesday, 2/12/2014
Current report filing
8-K
Friday, 12/20/2013
Current report filing
8-K
Tuesday, 12/17/2013
Current report filing
8-K
Thursday, 11/14/2013
Current report filing
8-K
Friday, 10/18/2013
Current report filing
8-K
Friday, 9/27/2013
Current report filing
8-K
Friday, 9/27/2013
Current report filing
8-K
Monday, 7/1/2013
Current report filing
8-K
Monday, 5/13/2013
Current report filing
8-K
Wednesday, 4/17/2013
Current report filing
8-K
Tuesday, 3/19/2013
Current report filing
8-K
Friday, 3/15/2013
Current report filing
8-K
Wednesday, 2/13/2013
Current report filing
8-K
Friday, 11/9/2012
Current report filing
8-K
Wednesday, 11/7/2012
Current report filing
8-K
Tuesday, 11/6/2012
Current report filing
8-K
Friday, 9/7/2012
Current report filing
8-K
Tuesday, 7/3/2012
Current report filing
8-K
Tuesday, 7/3/2012
Current report filing
8-K
Friday, 6/29/2012
Current report filing
8-K
Monday, 5/7/2012
Current report filing
8-K
Wednesday, 5/2/2012
Current report filing
8-K
Thursday, 2/9/2012
Current report filing
8-K/A
Friday, 2/3/2012
Current report filing
8-K
Thursday, 2/2/2012
Current report filing
8-K
Thursday, 12/15/2011
Current report filing
8-K
Friday, 12/9/2011
Current report filing
8-K
Monday, 11/14/2011
Current report filing
8-K
Monday, 11/14/2011
Current report filing
8-K
Thursday, 9/8/2011
Current report filing
8-K
Tuesday, 8/30/2011
Current report filing
8-K
Tuesday, 6/14/2011
Current report filing
8-K
Wednesday, 5/25/2011
Current report filing
8-K
Monday, 5/16/2011
Current report filing
8-K
Wednesday, 4/13/2011
Current report filing
8-K/A
Tuesday, 4/5/2011
Current report filing
8-K
Monday, 2/14/2011
Current report filing
8-K
Monday, 1/24/2011
Current report filing
8-K
Wednesday, 1/5/2011
Current report filing
8-K
Thursday, 12/30/2010
Current report filing
8-K
Tuesday, 12/7/2010
Current report filing
8-K
Monday, 12/6/2010
Current report filing
8-K
Friday, 11/12/2010
Current report filing
8-K
Friday, 11/12/2010
Current report filing
Other (66)
25-NSE
Wednesday, 3/20/2019
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
EFFECT
Thursday, 10/12/2017
Notice of Effectiveness
CORRESP
Tuesday, 10/10/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
SD
Thursday, 7/6/2017
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
SD
Tuesday, 5/31/2016
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
ARS
Tuesday, 10/13/2015
Annual report to security holders
CORRESP
Thursday, 9/24/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Wednesday, 6/25/2014
Notice of Effectiveness
CORRESP
Monday, 6/23/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 6/5/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
SD
Monday, 6/2/2014
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
CORRESP
Monday, 5/12/2014
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CT ORDER
Friday, 4/11/2014
Order Granting Confidential Treatment
ARS
Tuesday, 11/26/2013
Annual report to security holders
D
Friday, 10/11/2013
Exempt (Private) Offering
ARS
Wednesday, 9/26/2012
Annual report to security holders
EFFECT
Wednesday, 6/13/2012
Notice of Effectiveness
CORRESP
Monday, 6/11/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 6/11/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 6/8/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 6/4/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 4/10/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 2/27/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Thursday, 6/2/2011
Notice of Effectiveness
CORRESP
Tuesday, 5/31/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Monday, 3/21/2011
Notice of Effectiveness
CORRESP
Wednesday, 3/16/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 3/4/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Thursday, 9/30/2010
Notice of Effectiveness
CORRESP
Wednesday, 9/29/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 9/24/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 9/22/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 8/12/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 7/28/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 7/12/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 6/21/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 6/8/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
D
Tuesday, 3/30/2010
Exempt (Private) Offering
CORRESP
Wednesday, 5/13/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 5/13/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Wednesday, 5/13/2009
Notice of Effectiveness
CORRESP
Thursday, 4/30/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 3/30/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
10KSB
Friday, 9/5/2008
None
10QSB
Thursday, 5/15/2008
None
10QSB
Thursday, 2/14/2008
None
10QSB
Thursday, 11/15/2007
None
EFFECT
Monday, 10/22/2007
Notice of Effectiveness
SB-2/A
Friday, 10/19/2007
None
SB-2/A
Tuesday, 10/16/2007
None
10KSB
Wednesday, 10/10/2007
None
SB-2
Tuesday, 8/14/2007
None
EFFECT
Friday, 6/15/2007
Notice of Effectiveness
CERTAMX
Friday, 6/15/2007
None
SB-2/A
Friday, 6/15/2007
None
SB-2/A
Friday, 6/15/2007
None
8-A12B
Wednesday, 6/13/2007
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
SB-2/A
Monday, 5/14/2007
None
SB-2/A
Thursday, 4/26/2007
None
SB-2/A
Friday, 4/13/2007
None
SB-2/A
Friday, 4/13/2007
None
SB-2/A
Monday, 3/19/2007
None
SB-2/A
Monday, 3/19/2007
None
SB-2
Thursday, 2/15/2007
None
SB-2/A
Tuesday, 2/13/2007
None
SB-2
Friday, 10/27/2006
None
Ownership (425)
4
Thursday, 1/24/2019
Hansen Bradley: Statement of changes in beneficial ownership of securities
4
Thursday, 1/17/2019
OZANNE JAMES: Statement of changes in beneficial ownership of securities
4
Thursday, 1/17/2019
ABDOO RICHARD A: Statement of changes in beneficial ownership of securities
4
Thursday, 1/17/2019
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Thursday, 1/17/2019
KOEPPE PAUL F: Statement of changes in beneficial ownership of securities
4
Tuesday, 1/8/2019
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/12/2018
Hansen Bradley: Statement of changes in beneficial ownership of securities
4
Thursday, 11/15/2018
OZANNE JAMES: Statement of changes in beneficial ownership of securities
4
Thursday, 11/15/2018
KOEPPE PAUL F: Statement of changes in beneficial ownership of securities
4
Thursday, 11/15/2018
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Thursday, 11/15/2018
ABDOO RICHARD A: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/2/2018
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/26/2018
ABDOO RICHARD A: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/26/2018
OZANNE JAMES: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/26/2018
Birnbaum Manfred E: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/26/2018
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Wednesday, 9/26/2018
KOEPPE PAUL F: Statement of changes in beneficial ownership of securities
4
Thursday, 9/6/2018
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Thursday, 9/6/2018
ABDOO RICHARD A: Statement of changes in beneficial ownership of securities
4
Thursday, 9/6/2018
KOEPPE PAUL F: Statement of changes in beneficial ownership of securities
4
Tuesday, 7/3/2018
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Thursday, 6/28/2018
OZANNE JAMES: Statement of changes in beneficial ownership of securities
4
Thursday, 6/28/2018
ABDOO RICHARD A: Statement of changes in beneficial ownership of securities
4
Thursday, 6/28/2018
Birnbaum Manfred E: Statement of changes in beneficial ownership of securities
4
Thursday, 6/28/2018
KOEPPE PAUL F: Statement of changes in beneficial ownership of securities
4
Thursday, 6/28/2018
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Tuesday, 4/3/2018
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Tuesday, 2/13/2018
Dallapiazza William: Statement of changes in beneficial ownership of securities
4
Tuesday, 12/26/2017
Hansen Bradley: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/20/2017
Whisman Frederick: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/20/2017
Nordloh Daniel: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/20/2017
Vaske Frederick: Statement of changes in beneficial ownership of securities
4
Wednesday, 12/20/2017
Dennis Kevin: Statement of changes in beneficial ownership of securities
4
Friday, 11/24/2017
ABDOO RICHARD A: Statement of changes in beneficial ownership of securities
4
Monday, 11/20/2017
ABDOO RICHARD A: Statement of changes in beneficial ownership of securities
4
Thursday, 11/16/2017
ABDOO RICHARD A: Statement of changes in beneficial ownership of securities
4
Thursday, 11/16/2017
KOEPPE PAUL F: Statement of changes in beneficial ownership of securities
4
Thursday, 11/16/2017
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Thursday, 11/16/2017
Birnbaum Manfred E: Statement of changes in beneficial ownership of securities
4
Thursday, 11/16/2017
OZANNE JAMES: Statement of changes in beneficial ownership of securities
3
Tuesday, 10/10/2017
Dallapiazza William: Initial statement of beneficial ownership of securities
4
Tuesday, 10/3/2017
Birnbaum Manfred E: Statement of changes in beneficial ownership of securities
4
Tuesday, 10/3/2017
STERN THEODORE: Statement of changes in beneficial ownership of securities
4/A
Wednesday, 8/16/2017
Nordloh Daniel: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/9/2017
Dennis Kevin: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 8/8/2017
SPI Energy Co., Ltd.: Major Shareholders
4
Wednesday, 7/12/2017
He Jilun: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/12/2017
Melodious International Investments Group Ltd: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/12/2017
Melodious Investments Co Ltd: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 7/12/2017
He Jilun: Major Shareholders
4
Wednesday, 7/5/2017
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/5/2017
Birnbaum Manfred E: Statement of changes in beneficial ownership of securities
4
Monday, 6/26/2017
ABDOO RICHARD A: Statement of changes in beneficial ownership of securities
4
Monday, 6/26/2017
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Monday, 6/26/2017
OZANNE JAMES: Statement of changes in beneficial ownership of securities
4
Monday, 6/26/2017
KOEPPE PAUL F: Statement of changes in beneficial ownership of securities
4
Monday, 4/3/2017
Birnbaum Manfred E: Statement of changes in beneficial ownership of securities
4
Monday, 4/3/2017
STERN THEODORE: Statement of changes in beneficial ownership of securities
4/A
Monday, 3/20/2017
Birnbaum Manfred E: Statement of changes in beneficial ownership of securities
4
Friday, 3/17/2017
Birnbaum Manfred E: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 11/23/2016
He Jilun: Major Shareholders
4
Wednesday, 11/23/2016
He Jilun: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/16/2016
ABDOO RICHARD A: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/16/2016
OZANNE JAMES: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/16/2016
KOEPPE PAUL F: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/16/2016
Apfelbach Eric C: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/16/2016
Hansen Bradley: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/16/2016
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/16/2016
Birnbaum Manfred E: Statement of changes in beneficial ownership of securities
4
Wednesday, 11/16/2016
Cheong Hoong Khoeng: Statement of changes in beneficial ownership of securities
4
Monday, 11/14/2016
He Jilun: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 11/9/2016
He Jilun: Major Shareholders
4
Wednesday, 11/9/2016
He Jilun: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 10/18/2016
He Jilun: Major Shareholders
4
Tuesday, 10/18/2016
He Jilun: Statement of changes in beneficial ownership of securities
SC 13D/A
Tuesday, 10/11/2016
He Jilun: Major Shareholders
4
Tuesday, 10/11/2016
He Jilun: Statement of changes in beneficial ownership of securities
4
Monday, 10/3/2016
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Monday, 10/3/2016
Birnbaum Manfred E: Statement of changes in beneficial ownership of securities
SC 13D/A
Thursday, 9/29/2016
He Jilun: Major Shareholders
4
Thursday, 9/29/2016
He Jilun: Statement of changes in beneficial ownership of securities
4
Friday, 9/23/2016
Vaske Frederick: Statement of changes in beneficial ownership of securities
3
Friday, 9/23/2016
Vaske Frederick: Initial statement of beneficial ownership of securities
SC 13D
Monday, 9/19/2016
He Jilun: Major Shareholders
3
Friday, 9/16/2016
Melodious International Investments Group Ltd: Initial statement of beneficial ownership of securities
3
Friday, 9/16/2016
He Jilun: Initial statement of beneficial ownership of securities
3
Friday, 9/16/2016
Melodious Investments Co Ltd: Initial statement of beneficial ownership of securities
4
Friday, 9/9/2016
Apfelbach Eric C: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 8/31/2016
SPI Energy Co., Ltd.: Major Shareholders
4
Friday, 7/1/2016
STERN THEODORE: Statement of changes in beneficial ownership of securities
4
Thursday, 6/30/2016
Birnbaum Manfred E: Statement of changes in beneficial ownership of securities
4
Thursday, 6/30/2016
Dennis Kevin: Statement of changes in beneficial ownership of securities
4
Thursday, 6/30/2016
Nordloh Daniel: Statement of changes in beneficial ownership of securities
4
Thursday, 6/30/2016
Schott James F.: Statement of changes in beneficial ownership of securities
4
Thursday, 6/30/2016
Whisman Frederick: Statement of changes in beneficial ownership of securities
SC 13D/A
Wednesday, 6/22/2016
SPI Energy Co., Ltd.: Major Shareholders
4
Monday, 5/23/2016
KOEPPE PAUL F: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/18/2016
KOEPPE PAUL F: Statement of changes in beneficial ownership of securities
4
Monday, 5/16/2016
Whisman Frederick: Statement of changes in beneficial ownership of securities
4
Monday, 5/16/2016
ABDOO RICHARD A: Statement of changes in beneficial ownership of securities
Prospectus (64)
S-8
Wednesday, 11/14/2018
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B5
Thursday, 9/6/2018
Prospectus filed pursuant to Rule 424(b)(5)
S-8
Thursday, 12/28/2017
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3/A
Friday, 9/29/2017
Registration statement for specified transactions by certain issuers
S-3
Friday, 6/23/2017
Registration statement for specified transactions by certain issuers
424B5
Friday, 6/23/2017
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Wednesday, 6/21/2017
Prospectus filed pursuant to Rule 424(b)(5)
S-8
Wednesday, 11/16/2016
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Wednesday, 12/2/2015
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Monday, 12/8/2014
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B5
Friday, 8/22/2014
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Monday, 8/18/2014
Prospectus filed pursuant to Rule 424(b)(5)
FWP
Monday, 8/18/2014
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-3
Thursday, 3/20/2014
Registration statement for specified transactions by certain issuers
424B5
Friday, 3/14/2014
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 3/13/2014
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 3/15/2013
Prospectus filed pursuant to Rule 424(b)(5)
S-8
Tuesday, 11/20/2012
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Tuesday, 11/20/2012
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-1
Thursday, 6/14/2012
General form of registration statement for all companies including face-amount certificate companies
RW
Thursday, 6/14/2012
Registration Withdrawal Request
S-1MEF
Thursday, 6/14/2012
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-1
424B1
Thursday, 6/14/2012
Prospectus filed pursuant to Rule 424(b)(1)
FWP
Thursday, 5/17/2012
Filing under Securities Act Rules 163/433 of free writing prospectuses
FWP
Wednesday, 5/9/2012
Filing under Securities Act Rules 163/433 of free writing prospectuses
FWP
Wednesday, 5/9/2012
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-1/A
Tuesday, 5/8/2012
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 5/8/2012
General form of registration statement for all companies including face-amount certificate companies
424B5
Thursday, 5/3/2012
Prospectus filed pursuant to Rule 424(b)(5)
S-1/A
Tuesday, 4/10/2012
General form of registration statement for all companies including face-amount certificate companies
S-1
Thursday, 2/16/2012
General form of registration statement for all companies including face-amount certificate companies
424B5
Friday, 2/3/2012
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 12/15/2011
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Tuesday, 6/14/2011
Prospectus filed pursuant to Rule 424(b)(5)
S-1/A
Tuesday, 5/17/2011
General form of registration statement for all companies including face-amount certificate companies
S-1
Tuesday, 4/5/2011
General form of registration statement for all companies including face-amount certificate companies
424B5
Friday, 3/18/2011
Prospectus filed pursuant to Rule 424(b)(5)
S-3/A
Friday, 3/4/2011
Registration statement for specified transactions by certain issuers
S-8
Monday, 1/31/2011
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3
Monday, 1/31/2011
Registration statement for specified transactions by certain issuers
424B5
Wednesday, 1/5/2011
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 12/30/2010
Prospectus filed pursuant to Rule 424(b)(5)
424B3
Wednesday, 11/17/2010
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Wednesday, 11/17/2010
Prospectus filed pursuant to Rule 424(b)(3)
424B5
Wednesday, 10/13/2010
Prospectus filed pursuant to Rule 424(b)(5)
RW
Monday, 9/27/2010
Registration Withdrawal Request
S-1/A
Friday, 9/24/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 9/22/2010
General form of registration statement for all companies including face-amount certificate companies
424B5
Friday, 9/3/2010
Prospectus filed pursuant to Rule 424(b)(5)
S-1
Friday, 9/3/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 6/16/2010
General form of registration statement for all companies including face-amount certificate companies
FWP
Friday, 5/21/2010
Filing under Securities Act Rules 163/433 of free writing prospectuses
S-1
Wednesday, 5/19/2010
General form of registration statement for all companies including face-amount certificate companies
424B5
Tuesday, 3/9/2010
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Friday, 8/14/2009
Prospectus filed pursuant to Rule 424(b)(5)
S-3/A
Friday, 5/1/2009
Registration statement for specified transactions by certain issuers
S-3/A
Monday, 3/30/2009
Registration statement for specified transactions by certain issuers
S-3
Monday, 1/26/2009
Registration statement for specified transactions by certain issuers
S-8
Wednesday, 4/16/2008
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B4
Wednesday, 10/24/2007
Prospectus filed pursuant to Rule 424(b)(4)
424B4
Tuesday, 6/26/2007
Prospectus filed pursuant to Rule 424(b)(4)
424B4
Thursday, 6/21/2007
Prospectus filed pursuant to Rule 424(b)(4)
424B4
Tuesday, 6/19/2007
Prospectus filed pursuant to Rule 424(b)(4)
RW
Wednesday, 4/25/2007
Registration Withdrawal Request
Proxies (29)
DEF 14A
Wednesday, 10/10/2018
Definitive proxy statements
DEFA14A
Wednesday, 11/15/2017
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 10/5/2017
Definitive proxy statements
DEF 14A
Tuesday, 10/11/2016
Definitive proxy statements
DEF 14A
Wednesday, 10/7/2015
Definitive proxy statements
PRER14A
Tuesday, 9/29/2015
Preliminary revised proxy soliciting materials
PRE 14A
Thursday, 9/24/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Wednesday, 7/1/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Tuesday, 6/30/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Wednesday, 5/20/2015
Definitive proxy statements
DEFA14A
Thursday, 5/14/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Thursday, 5/7/2015
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 4/17/2015
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Thursday, 10/9/2014
Definitive proxy statements
DEF 14A
Monday, 10/28/2013
Definitive proxy statements
PRE 14A
Monday, 5/13/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Tuesday, 10/23/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Tuesday, 9/25/2012
Definitive proxy statements
DEFA14A
Friday, 9/14/2012
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
PRE 14A
Wednesday, 9/12/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 9/26/2011
Definitive proxy statements
DEFA14A
Wednesday, 9/29/2010
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 9/24/2010
Definitive proxy statements
PRE 14A
Monday, 9/13/2010
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Friday, 11/6/2009
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Friday, 9/25/2009
Definitive proxy statements
PRE 14A
Monday, 9/14/2009
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Friday, 9/5/2008
Definitive proxy statements
DEF 14A
Friday, 11/16/2007
Definitive proxy statements