BROADWIND, INC.
Related Filers (65)
- KUSHNER STEPHANIE K (45)
- TONTINE CAPITAL PARTNERS L P (34)
- Blashford Eric B. (32)
- MARXE AUSTIN W & GREENHOUSE DAVID M (31)
- Schueller Daniel E. (31)
- TONTINE CAPITAL MANAGEMENT LLC (29)
- FOX TERENCE P (25)
- REILAND DAVID P (25)
- Collins Jesse E. Jr. (25)
- AWM Investment Company, Inc. (25)
- GENDELL JEFFREY L ET AL (24)
- Mayo Gilbert W. Jr. (24)
- TONTINE OVERSEAS ASSOCIATES LLC (23)
- Tontine Capital Overseas GP, LLC (23)
- Bonfigt Jason Lee (23)
- TONTINE MANAGEMENT LLC (22)
- Drecoll John Cameron (20)
- Wagner Thomas A. (20)
- TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. (18)
- Beynon Charles H. (16)
- Tontine Capital Overseas Master Fund, L.P. (15)
- TONTINE ASSET ASSOCIATES, L.L.C. (15)
- Duprey Peter C. (15)
- Tontine 25 Overseas Master Fund, L.P. (14)
- TONTINE PARTNERS L P (14)
- ROGOWSKI ROBERT R (14)
- WM Argyle Fund, LLC (14)
- Fell David W. (13)
- Hanna Wayne W. (13)
- TONTINE POWER PARTNERS LP (12)
- Tontine Associates, LLC (12)
- Fejes William Theodore JR (12)
- GRACE & WHITE INC /NY (12)
- Kennedy Hayes M. (12)
- Rubin Jonathan David (11)
- Wood Cary B (10)
- Paxton Robert (9)
- Jensen Erik W. (8)
- Ciccone Thomas A (8)
- WERGIN DANIEL P (7)
- Moller Lars (7)
- Christman Philip J (7)
- ALLIE CHRISTOPHER C (6)
- BRICKNER RAYMOND L III (5)
- Johnson Kevin Edward (5)
- Shivaram Sachin M (5)
- Gadow Matthew J (4)
- Reisinger Joseph V. (4)
- Press Jeanette A. (4)
- LINDSTROM JAMES M (3)
- Naab Donald C. (3)
- Lisboa Persio V (3)
- Luxor Capital Group, LP (3)
- PRINCIPAL FINANCIAL GROUP INC (3)
- FAIRCHILD SAMUEL W (2)
- BRUMBELOW DAVID RANDALL (2)
- Barrett William M. (2)
- BlackRock Inc. (2)
- Man Group plc (2)
- Invesco Ltd. (2)
- RATH DEBORAH D (1)
- RUSSO TERRI (1)
- RATH JOHANN (1)
- GRAHAM STEPHEN E K (1)
- ICS OPPORTUNITIES, LTD. (1)
- Show More ...
Financials (71)
10-Q
Monday, 11/13/2023
Quarterly Report for period ending 2023-09-30
10-Q
Monday, 8/14/2023
Quarterly Report for period ending 2023-06-30
10-Q
Thursday, 5/11/2023
Quarterly Report for period ending 2023-03-31
10-K
Thursday, 3/9/2023
Annual Report for period ending 2022-12-31
10-Q
Tuesday, 11/8/2022
Quarterly Report for period ending 2022-09-30
10-Q
Tuesday, 8/9/2022
Quarterly Report for period ending 2022-06-30
10-Q
Friday, 5/6/2022
Quarterly Report for period ending 2022-03-31
10-K
Wednesday, 3/2/2022
Annual Report for period ending 2021-12-31
10-Q
Wednesday, 11/10/2021
Quarterly Report for period ending 2021-09-30
10-Q
Friday, 8/6/2021
Quarterly Report for period ending 2021-06-30
10-Q
Friday, 5/7/2021
Quarterly Report for period ending 2021-03-31
10-K
Thursday, 2/25/2021
Annual Report for period ending 2020-12-31
10-Q
Wednesday, 11/4/2020
Quarterly Report for period ending 2020-09-30
10-Q
Wednesday, 8/5/2020
Quarterly Report for period ending 2020-06-30
10-Q
Friday, 5/8/2020
Quarterly Report for period ending 2020-03-31
10-K
Thursday, 2/27/2020
Annual Report for period ending 2019-12-31
10-Q
Tuesday, 10/29/2019
Quarterly Report for period ending 2019-09-30
10-Q
Friday, 8/2/2019
Quarterly Report for period ending 2019-06-30
10-Q
Friday, 4/26/2019
Quarterly Report for period ending 2019-03-31
10-K
Tuesday, 2/26/2019
Annual Report for period ending 2018-12-31
10-Q
Tuesday, 10/30/2018
Quarterly Report for period ending 2018-09-30
10-Q
Tuesday, 7/31/2018
Quarterly Report for period ending 2018-06-30
10-Q
Friday, 5/4/2018
Quarterly Report for period ending 2018-03-31
10-K
Tuesday, 2/27/2018
Annual Report for period ending 2017-12-31
10-Q
Tuesday, 10/31/2017
Quarterly Report for period ending 2017-09-30
10-Q
Tuesday, 8/1/2017
Quarterly Report for period ending 2017-06-30
10-Q
Tuesday, 5/2/2017
Quarterly Report for period ending 2017-03-31
10-K
Thursday, 2/23/2017
Annual Report for period ending 2016-12-31
10-Q
Friday, 10/28/2016
Quarterly Report for period ending 2016-09-30
10-Q
Thursday, 7/28/2016
Quarterly Report for period ending 2016-06-30
10-Q
Thursday, 4/28/2016
Quarterly Report for period ending 2016-03-31
10-K
Friday, 2/26/2016
Annual Report for period ending 2015-12-31
10-Q
Thursday, 10/29/2015
Quarterly Report for period ending 2015-09-30
10-Q
Thursday, 7/30/2015
Quarterly Report for period ending 2015-06-30
10-Q
Thursday, 4/30/2015
Quarterly Report for period ending 2015-03-31
10-K
Thursday, 2/26/2015
Annual Report for period ending 2014-12-31
10-Q
Thursday, 10/30/2014
Quarterly Report for period ending 2014-09-30
10-Q
Thursday, 7/31/2014
Quarterly Report for period ending 2014-06-30
10-Q
Wednesday, 4/30/2014
Quarterly Report for period ending 2014-03-31
10-K
Wednesday, 3/12/2014
Annual Report for period ending 2013-12-31
10-Q/A
Tuesday, 3/11/2014
Quarterly Report for period ending 2013-03-31
10-Q/A
Tuesday, 3/11/2014
Quarterly Report for period ending 2013-06-30
10-Q/A
Tuesday, 3/11/2014
Quarterly Report for period ending 2013-09-30
10-Q
Thursday, 10/31/2013
Quarterly Report for period ending 2013-09-30
10-Q
Thursday, 8/1/2013
Quarterly Report for period ending 2013-06-30
10-Q
Thursday, 5/9/2013
Quarterly Report for period ending 2013-03-31
10-K
Thursday, 2/28/2013
Annual Report for period ending 2012-12-31
10-Q
Wednesday, 11/7/2012
Quarterly Report for period ending 2012-09-30
10-Q
Wednesday, 8/8/2012
Quarterly Report for period ending 2012-06-30
10-Q
Wednesday, 5/9/2012
Quarterly Report for period ending 2012-03-31
10-K
Wednesday, 3/14/2012
Annual Report for period ending 2011-12-31
10-Q
Friday, 11/4/2011
Quarterly Report for period ending 2011-09-30
10-Q
Friday, 8/5/2011
Quarterly Report for period ending 2011-06-30
10-Q
Monday, 5/9/2011
Quarterly Report for period ending 2011-03-31
10-K
Wednesday, 3/16/2011
Annual Report for period ending 2010-12-31
10-Q
Friday, 11/5/2010
Quarterly Report for period ending 2010-09-30
10-Q
Monday, 8/9/2010
Quarterly Report for period ending 2010-06-30
10-Q
Friday, 5/7/2010
Quarterly Report for period ending 2010-03-31
10-K
Friday, 3/12/2010
Annual Report for period ending 2009-12-31
10-Q
Monday, 11/2/2009
Quarterly Report for period ending 2009-09-30
10-Q
Monday, 8/10/2009
Quarterly Report for period ending 2009-06-30
10-Q
Monday, 5/11/2009
Quarterly Report for period ending 2009-03-31
10-K
Monday, 3/16/2009
Annual Report for period ending 2008-12-31
10-Q/A
Monday, 3/16/2009
Quarterly Report for period ending 2008-09-30
10-Q/A
Wednesday, 11/19/2008
Quarterly Report for period ending 2008-09-30
10-Q
Friday, 11/14/2008
Quarterly Report for period ending 2008-09-30
10-Q
Thursday, 8/14/2008
Quarterly Report for period ending 2008-06-30
10-Q
Thursday, 5/15/2008
Quarterly Report for period ending 2008-03-31
NT 10-K
Tuesday, 4/1/2008
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2007-12-31
NT 10-Q
Monday, 5/15/2006
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB for period ending 2006-03-31
NT 10-K
Friday, 3/31/2006
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10-KT for period ending 2005-12-31
News (215)
8-K
Wednesday, 12/27/2023
Current report filing
8-K
Monday, 11/13/2023
Current report filing
8-K
Monday, 8/14/2023
Current report filing
8-K
Wednesday, 6/28/2023
Current report filing
8-K
Thursday, 5/25/2023
Current report filing
8-K
Thursday, 5/11/2023
Current report filing
8-K
Friday, 4/21/2023
Current report filing
8-K
Monday, 3/27/2023
Current report filing
8-K
Thursday, 3/9/2023
Current report filing
8-K
Tuesday, 2/14/2023
Current report filing
8-K
Thursday, 1/19/2023
Current report filing
8-K
Wednesday, 1/18/2023
Current report filing
8-K
Tuesday, 11/8/2022
Current report filing
8-K
Friday, 11/4/2022
Current report filing
8-K
Monday, 9/12/2022
Current report filing
8-K
Friday, 8/12/2022
Current report filing
8-K
Tuesday, 8/9/2022
Current report filing
8-K
Monday, 8/8/2022
Current report filing
8-K
Friday, 5/6/2022
Current report filing
8-K
Friday, 4/29/2022
Current report filing
8-K
Wednesday, 3/2/2022
Current report filing
8-K
Thursday, 2/3/2022
Current report filing
8-K
Wednesday, 11/10/2021
Current report filing
8-K
Thursday, 9/9/2021
Current report filing
8-K
Friday, 8/6/2021
Current report filing
8-K
Thursday, 5/27/2021
Current report filing
8-K
Friday, 5/7/2021
Current report filing
8-K
Wednesday, 5/5/2021
Current report filing
8-K
Tuesday, 3/9/2021
Current report filing
8-K
Thursday, 2/25/2021
Current report filing
8-K
Tuesday, 1/26/2021
Current report filing
8-K
Wednesday, 11/4/2020
Current report filing
8-K
Monday, 8/31/2020
Current report filing
8-K
Wednesday, 8/5/2020
Current report filing
8-K
Friday, 5/8/2020
Current report filing
8-K
Wednesday, 5/6/2020
Current report filing
8-K
Wednesday, 4/22/2020
Current report filing
8-K
Friday, 4/17/2020
Current report filing
8-K
Thursday, 2/27/2020
Current report filing
8-K
Friday, 2/21/2020
Current report filing
8-K
Monday, 12/9/2019
Current report filing
8-K
Tuesday, 10/29/2019
Current report filing
8-K
Friday, 8/2/2019
Current report filing
8-K
Friday, 4/26/2019
Current report filing
8-K
Friday, 4/26/2019
Current report filing
8-K
Tuesday, 2/26/2019
Current report filing
8-K
Tuesday, 2/12/2019
Current report filing
8-K
Tuesday, 10/30/2018
Current report filing
8-K
Wednesday, 10/24/2018
Current report filing
8-K
Wednesday, 9/5/2018
Current report filing
8-K
Tuesday, 7/31/2018
Current report filing
8-K
Tuesday, 7/31/2018
Current report filing
8-K
Friday, 5/4/2018
Current report filing
8-K
Friday, 5/4/2018
Current report filing
8-K
Thursday, 5/3/2018
Current report filing
8-K
Tuesday, 2/27/2018
Current report filing
8-K
Friday, 2/2/2018
Current report filing
8-K
Wednesday, 1/31/2018
Current report filing
8-K/A
Tuesday, 11/28/2017
Current report filing
8-K
Tuesday, 10/31/2017
Current report filing
8-K
Friday, 8/11/2017
Current report filing
8-K
Tuesday, 8/1/2017
Current report filing
8-K
Monday, 7/31/2017
Current report filing
8-K
Wednesday, 5/31/2017
Current report filing
8-K
Tuesday, 5/2/2017
Current report filing
8-K
Friday, 4/28/2017
Current report filing
8-K
Wednesday, 4/5/2017
Current report filing
8-K/A
Friday, 3/24/2017
Current report filing
8-K
Monday, 2/27/2017
Current report filing
8-K
Thursday, 2/23/2017
Current report filing
8-K
Wednesday, 2/1/2017
Current report filing
8-K
Monday, 1/30/2017
Current report filing
8-K
Friday, 10/28/2016
Current report filing
8-K/A
Tuesday, 8/9/2016
Current report filing
8-K
Friday, 7/29/2016
Current report filing
8-K
Thursday, 7/28/2016
Current report filing
8-K
Tuesday, 6/28/2016
Current report filing
8-K
Tuesday, 5/24/2016
Current report filing
8-K
Thursday, 5/19/2016
Current report filing
8-K
Friday, 4/29/2016
Current report filing
8-K
Thursday, 4/28/2016
Current report filing
8-K
Monday, 3/7/2016
Current report filing
8-K
Friday, 2/26/2016
Current report filing
8-K
Thursday, 2/25/2016
Current report filing
8-K
Monday, 2/8/2016
Current report filing
8-K
Friday, 2/5/2016
Current report filing
8-K
Tuesday, 12/1/2015
Current report filing
8-K
Thursday, 10/29/2015
Current report filing
8-K
Friday, 10/9/2015
Current report filing
8-K
Friday, 9/18/2015
Current report filing
8-K
Thursday, 7/30/2015
Current report filing
8-K
Thursday, 7/2/2015
Current report filing
8-K
Thursday, 4/30/2015
Current report filing
8-K
Friday, 4/24/2015
Current report filing
8-K
Thursday, 2/26/2015
Current report filing
8-K
Tuesday, 2/24/2015
Current report filing
8-K
Friday, 2/6/2015
Current report filing
8-K
Thursday, 1/8/2015
Current report filing
8-K
Thursday, 10/30/2014
Current report filing
8-K
Thursday, 7/31/2014
Current report filing
Other (99)
EFFECT
Thursday, 10/12/2023
Notice of Effectiveness
CORRESP
Tuesday, 10/10/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
SD
Wednesday, 5/31/2023
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
PX14A6G
Tuesday, 5/9/2023
Notice of exempt solicitation
CORRESP
Wednesday, 4/5/2023
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
SD
Friday, 5/27/2022
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
8-A12B/A
Thursday, 2/3/2022
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
SD
Thursday, 5/27/2021
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
EFFECT
Tuesday, 10/13/2020
Notice of Effectiveness
CORRESP
Friday, 10/9/2020
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
11-K
Friday, 6/26/2020
Annual report of employee stock purchase, savings and similar plans
SD
Friday, 5/29/2020
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
11-K
Thursday, 6/27/2019
Annual report of employee stock purchase, savings and similar plans
SD
Friday, 5/31/2019
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
8-A12B/A
Tuesday, 2/12/2019
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
11-K
Friday, 6/15/2018
Annual report of employee stock purchase, savings and similar plans
SD
Thursday, 5/31/2018
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
EFFECT
Tuesday, 10/10/2017
Notice of Effectiveness
CORRESP
Thursday, 10/5/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 9/28/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
SD
Wednesday, 5/31/2017
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
SD
Tuesday, 5/31/2016
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
8-A12B/A
Monday, 2/8/2016
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CORRESP
Thursday, 9/17/2015
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
SD
Tuesday, 5/26/2015
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
SD
Monday, 6/2/2014
Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)
15-12G
Thursday, 5/1/2014
Notice of termination of registration of a class of securities under Section 12(g)
11-K
Thursday, 6/27/2013
Annual report of employee stock purchase, savings and similar plans
8-A12B
Wednesday, 2/13/2013
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CORRESP
Monday, 8/6/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 7/20/2012
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Friday, 8/26/2011
Notice of Effectiveness
CORRESP
Thursday, 8/25/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Monday, 8/22/2011
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
ARS
Friday, 4/2/2010
Annual report to security holders
EFFECT
Thursday, 4/1/2010
Notice of Effectiveness
POS AM
Friday, 3/26/2010
Post-effective amendment to a registration statement that is not immediately effective upon filing
EFFECT
Thursday, 1/14/2010
Notice of Effectiveness
CORRESP
Thursday, 1/14/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 1/14/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 1/14/2010
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 12/22/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
EFFECT
Monday, 8/17/2009
Notice of Effectiveness
CORRESP
Friday, 8/14/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Thursday, 8/13/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Tuesday, 7/14/2009
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
144
Tuesday, 6/30/2009
Filing for proposed sale of securities under Rule 144
144
Tuesday, 6/30/2009
Filing for proposed sale of securities under Rule 144
144
Tuesday, 6/30/2009
Filing for proposed sale of securities under Rule 144
144
Tuesday, 6/30/2009
Filing for proposed sale of securities under Rule 144
144
Tuesday, 6/30/2009
Filing for proposed sale of securities under Rule 144
ARS
Wednesday, 5/13/2009
Annual report to security holders
CERTNAS
Thursday, 4/9/2009
None
8-A12B
Wednesday, 4/8/2009
Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
CORRESP
Wednesday, 8/6/2008
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Wednesday, 7/9/2008
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
REGDEX
Tuesday, 7/1/2008
Form D (PDF)
REGDEX
Monday, 6/30/2008
Form D (PDF)
ARS
Tuesday, 6/10/2008
Annual report to security holders
10KSB/A
Tuesday, 4/29/2008
None
10KSB
Tuesday, 4/15/2008
None
REGDEX
Thursday, 2/14/2008
Form D (PDF)
REGDEX
Wednesday, 2/13/2008
Form D (PDF)
10QSB/A
Tuesday, 1/22/2008
None
REGDEX
Monday, 11/19/2007
Form D (PDF)
REGDEX
Monday, 11/19/2007
Form D (PDF)
10QSB
Wednesday, 11/14/2007
None
10QSB/A
Tuesday, 8/28/2007
None
10QSB/A
Tuesday, 8/28/2007
None
10QSB
Tuesday, 8/14/2007
None
10QSB
Tuesday, 5/15/2007
None
10KSB
Monday, 4/2/2007
None
10QSB
Tuesday, 11/14/2006
None
10QSB
Monday, 8/14/2006
None
CORRESP
Thursday, 6/22/2006
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
10QSB
Friday, 5/19/2006
None
10KSB
Thursday, 5/11/2006
None
10QSB
Wednesday, 11/9/2005
None
10QSB
Monday, 8/15/2005
None
10QSB
Thursday, 5/5/2005
None
10KSB
Tuesday, 3/29/2005
None
10QSB
Friday, 11/5/2004
None
10QSB
Monday, 8/2/2004
None
10QSB
Tuesday, 5/4/2004
None
10KSB
Monday, 5/3/2004
None
10QSB
Thursday, 4/29/2004
None
10QSB
Thursday, 4/29/2004
None
10QSB
Thursday, 4/29/2004
None
10KSB
Tuesday, 4/27/2004
None
10QSB
Monday, 4/12/2004
None
10QSB
Monday, 4/12/2004
None
10QSB
Friday, 4/9/2004
None
10KSB40
Friday, 3/29/2002
None
10QSB
Wednesday, 11/14/2001
None
10QSB
Tuesday, 8/14/2001
None
10QSB
Monday, 5/14/2001
None
10KSB40
Friday, 3/30/2001
None
10QSB
Monday, 11/13/2000
None
10SB12G
Friday, 8/11/2000
None
Ownership (621)
SC 13G/A
Friday, 2/9/2024
PRINCIPAL FINANCIAL GROUP INC: Major Shareholders
SC 13G/A
Monday, 2/5/2024
GRACE & WHITE INC /NY: Major Shareholders
4
Monday, 11/20/2023
Shivaram Sachin M: Statement of changes in beneficial ownership of securities
4
Friday, 9/8/2023
Wagner Thomas A.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/23/2023
Kennedy Hayes M.: Statement of changes in beneficial ownership of securities
4
Wednesday, 8/23/2023
Press Jeanette A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/22/2023
Wood Cary B: Statement of changes in beneficial ownership of securities
4
Monday, 8/21/2023
Shivaram Sachin M: Statement of changes in beneficial ownership of securities
4
Friday, 8/18/2023
Blashford Eric B.: Statement of changes in beneficial ownership of securities
4
Thursday, 8/17/2023
Schueller Daniel E.: Statement of changes in beneficial ownership of securities
4
Thursday, 7/13/2023
Wagner Thomas A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Mayo Gilbert W. Jr.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Press Jeanette A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Christman Philip J: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
REILAND DAVID P: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Shivaram Sachin M: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Schueller Daniel E.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Kennedy Hayes M.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Blashford Eric B.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Wagner Thomas A.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Ciccone Thomas A: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Wood Cary B: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/30/2023
Hanna Wayne W.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2023
Kennedy Hayes M.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2023
Ciccone Thomas A: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2023
Mayo Gilbert W. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2023
Schueller Daniel E.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2023
Hanna Wayne W.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/10/2023
Blashford Eric B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/3/2023
Schueller Daniel E.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/3/2023
Hanna Wayne W.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/3/2023
Mayo Gilbert W. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/3/2023
Blashford Eric B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/3/2023
Ciccone Thomas A: Statement of changes in beneficial ownership of securities
4
Thursday, 4/27/2023
Hanna Wayne W.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/27/2023
Ciccone Thomas A: Statement of changes in beneficial ownership of securities
4
Thursday, 4/27/2023
Mayo Gilbert W. Jr.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/27/2023
Blashford Eric B.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/27/2023
Kennedy Hayes M.: Statement of changes in beneficial ownership of securities
4
Thursday, 4/27/2023
Schueller Daniel E.: Statement of changes in beneficial ownership of securities
3
Friday, 3/24/2023
Press Jeanette A.: Initial statement of beneficial ownership of securities
4
Friday, 3/24/2023
Press Jeanette A.: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/7/2023
PRINCIPAL FINANCIAL GROUP INC: Major Shareholders
SC 13G/A
Friday, 1/27/2023
GRACE & WHITE INC /NY: Major Shareholders
4
Tuesday, 11/15/2022
Schueller Daniel E.: Statement of changes in beneficial ownership of securities
4
Monday, 11/14/2022
Blashford Eric B.: Statement of changes in beneficial ownership of securities
4
Friday, 11/4/2022
Shivaram Sachin M: Statement of changes in beneficial ownership of securities
3
Friday, 11/4/2022
Shivaram Sachin M: Initial statement of beneficial ownership of securities
4
Friday, 10/28/2022
Kennedy Hayes M.: Statement of changes in beneficial ownership of securities
4
Tuesday, 8/2/2022
Hanna Wayne W.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/11/2022
Blashford Eric B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/11/2022
Schueller Daniel E.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/11/2022
Kennedy Hayes M.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/11/2022
Ciccone Thomas A: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/11/2022
Mayo Gilbert W. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/4/2022
Blashford Eric B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/4/2022
Blashford Eric B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/4/2022
Schueller Daniel E.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/4/2022
Mayo Gilbert W. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/4/2022
Ciccone Thomas A: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/4/2022
Blashford Eric B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/27/2022
Blashford Eric B.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/27/2022
Christman Philip J: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/27/2022
Kennedy Hayes M.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/27/2022
REILAND DAVID P: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/27/2022
Ciccone Thomas A: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/27/2022
Wagner Thomas A.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/27/2022
Hanna Wayne W.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/27/2022
Mayo Gilbert W. Jr.: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/27/2022
KUSHNER STEPHANIE K: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/27/2022
Wood Cary B: Statement of changes in beneficial ownership of securities
4
Wednesday, 4/27/2022
Schueller Daniel E.: Statement of changes in beneficial ownership of securities
4
Friday, 3/4/2022
KUSHNER STEPHANIE K: Statement of changes in beneficial ownership of securities
4
Friday, 3/4/2022
Mayo Gilbert W. Jr.: Statement of changes in beneficial ownership of securities
4
Friday, 3/4/2022
Hanna Wayne W.: Statement of changes in beneficial ownership of securities
4
Friday, 3/4/2022
Schueller Daniel E.: Statement of changes in beneficial ownership of securities
4
Friday, 3/4/2022
Blashford Eric B.: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 2/1/2022
GRACE & WHITE INC /NY: Major Shareholders
4
Monday, 12/20/2021
KUSHNER STEPHANIE K: Statement of changes in beneficial ownership of securities
4
Thursday, 11/18/2021
KUSHNER STEPHANIE K: Statement of changes in beneficial ownership of securities
4
Thursday, 10/28/2021
Kennedy Hayes M.: Statement of changes in beneficial ownership of securities
4
Wednesday, 10/20/2021
KUSHNER STEPHANIE K: Statement of changes in beneficial ownership of securities
SC 13G/A
Tuesday, 10/12/2021
Invesco Ltd.: Major Shareholders
3
Tuesday, 10/5/2021
Ciccone Thomas A: Initial statement of beneficial ownership of securities
4
Tuesday, 9/21/2021
KUSHNER STEPHANIE K: Statement of changes in beneficial ownership of securities
4
Thursday, 8/19/2021
KUSHNER STEPHANIE K: Statement of changes in beneficial ownership of securities
4
Monday, 8/2/2021
Hanna Wayne W.: Statement of changes in beneficial ownership of securities
4
Wednesday, 7/21/2021
KUSHNER STEPHANIE K: Statement of changes in beneficial ownership of securities
4
Monday, 6/21/2021
KUSHNER STEPHANIE K: Statement of changes in beneficial ownership of securities
4
Tuesday, 6/1/2021
Wagner Thomas A.: Statement of changes in beneficial ownership of securities
4
Thursday, 5/20/2021
KUSHNER STEPHANIE K: Statement of changes in beneficial ownership of securities
4
Wednesday, 5/19/2021
REILAND DAVID P: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/11/2021
Schueller Daniel E.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/11/2021
KUSHNER STEPHANIE K: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/11/2021
Hanna Wayne W.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/11/2021
Bonfigt Jason Lee: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/11/2021
Christman Philip J: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/11/2021
Blashford Eric B.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/11/2021
Kennedy Hayes M.: Statement of changes in beneficial ownership of securities
4
Tuesday, 5/11/2021
Wood Cary B: Statement of changes in beneficial ownership of securities
Prospectus (44)
S-3
Friday, 9/22/2023
Registration statement for specified transactions by certain issuers
S-8
Thursday, 5/25/2023
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B5
Monday, 9/12/2022
Prospectus filed pursuant to Rule 424(b)(5)
S-8
Tuesday, 8/9/2022
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Wednesday, 11/10/2021
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Friday, 5/7/2021
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B5
Tuesday, 3/9/2021
Prospectus filed pursuant to Rule 424(b)(5)
S-3/A
Thursday, 10/8/2020
Registration statement for specified transactions by certain issuers
S-3
Tuesday, 8/18/2020
Registration statement for specified transactions by certain issuers
S-8
Tuesday, 10/29/2019
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Friday, 4/26/2019
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Tuesday, 2/26/2019
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B5
Tuesday, 7/31/2018
Prospectus filed pursuant to Rule 424(b)(5)
S-8
Tuesday, 2/27/2018
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-3/A
Thursday, 9/28/2017
Registration statement for specified transactions by certain issuers
S-3
Friday, 8/11/2017
Registration statement for specified transactions by certain issuers
S-8
Thursday, 4/30/2015
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8 POS
Thursday, 5/1/2014
Post-effective amendment to a S-8 registration statement
S-8 POS
Thursday, 5/1/2014
Post-effective amendment to a S-8 registration statement
S-8
Thursday, 8/1/2013
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B3
Monday, 2/25/2013
Prospectus filed pursuant to Rule 424(b)(3)
424B3
Monday, 2/25/2013
Prospectus filed pursuant to Rule 424(b)(3)
S-8
Tuesday, 6/5/2012
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Friday, 5/4/2012
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-8
Friday, 5/4/2012
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
424B5
Friday, 9/16/2011
Prospectus filed pursuant to Rule 424(b)(5)
424B5
Thursday, 9/15/2011
Prospectus filed pursuant to Rule 424(b)(5)
S-3/A
Monday, 8/22/2011
Registration statement for specified transactions by certain issuers
S-3
Friday, 8/5/2011
Registration statement for specified transactions by certain issuers
424B3
Thursday, 4/1/2010
Prospectus filed pursuant to Rule 424(b)(3)
424B4
Friday, 1/15/2010
Prospectus filed pursuant to Rule 424(b)(4)
S-1/A
Thursday, 1/14/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 1/6/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 1/5/2010
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Thursday, 12/10/2009
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Wednesday, 12/2/2009
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Friday, 11/6/2009
General form of registration statement for all companies including face-amount certificate companies
424B3
Monday, 11/2/2009
Prospectus filed pursuant to Rule 424(b)(3)
S-1
Friday, 10/30/2009
General form of registration statement for all companies including face-amount certificate companies
424B3
Tuesday, 8/18/2009
Prospectus filed pursuant to Rule 424(b)(3)
S-1/A
Thursday, 8/13/2009
General form of registration statement for all companies including face-amount certificate companies
S-1/A
Tuesday, 7/14/2009
General form of registration statement for all companies including face-amount certificate companies
S-8
Wednesday, 6/17/2009
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
S-1
Wednesday, 5/27/2009
General form of registration statement for all companies including face-amount certificate companies
Proxies (58)
DFAN14A
Monday, 5/15/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 5/15/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Wednesday, 5/10/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Tuesday, 5/9/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Monday, 5/8/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Friday, 5/5/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFA14A
Thursday, 5/4/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Monday, 5/1/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Wednesday, 4/26/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Friday, 4/21/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 4/20/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Thursday, 4/13/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DFAN14A
Wednesday, 4/12/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFC14A
Tuesday, 4/11/2023
Definitive proxy statement in connection with contested solicitations
DEFA14A
Monday, 4/10/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFC14A
Friday, 4/7/2023
Definitive proxy statement in connection with contested solicitations
PRRN14A
Thursday, 4/6/2023
Revised preliminary proxy statement filed by non-management
PRER14A
Wednesday, 4/5/2023
Preliminary revised proxy soliciting materials
PREC14A
Monday, 3/27/2023
Preliminary proxy statement in connection with contested solicitations
DFAN14A
Monday, 3/27/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 3/27/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Tuesday, 3/21/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
PREC14A
Tuesday, 3/21/2023
Preliminary proxy statement in connection with contested solicitations
DFAN14A
Friday, 2/24/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Thursday, 1/19/2023
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DFAN14A
Wednesday, 1/18/2023
Definitive additional proxy soliciting materials filed by non-management including Rule 14(a)(12) material
DEFA14A
Monday, 3/14/2022
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEF 14A
Monday, 3/14/2022
Definitive proxy statements
PRER14A
Monday, 3/7/2022
Preliminary revised proxy soliciting materials
PRE 14A
Friday, 3/4/2022
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEFA14A
Monday, 4/5/2021
Definitive additional proxy soliciting materials including Rule 14(a)(12) material. Note: Submission type DEFA14A can be filed as part of Form 8-K. For filers subject to 8-K filing requirements, we recommend the use of the 8-K combined form type as the easiest method for fulfilling your filing requirement for both forms.
DEFR14A
Monday, 4/5/2021
Definitive revised proxy soliciting materials
DEF 14A
Thursday, 3/18/2021
Definitive proxy statements
DEF 14A
Thursday, 3/19/2020
Definitive proxy statements
PRE 14A
Wednesday, 3/4/2020
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 3/11/2019
Definitive proxy statements
PRE 14A
Thursday, 2/28/2019
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Wednesday, 3/14/2018
Definitive proxy statements
DEF 14A
Tuesday, 3/14/2017
Definitive proxy statements
DEF 14A
Tuesday, 3/15/2016
Definitive proxy statements
PRE 14A
Wednesday, 3/2/2016
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Thursday, 3/12/2015
Definitive proxy statements
DEF 14A
Friday, 3/14/2014
Definitive proxy statements
DEF 14A
Friday, 3/22/2013
Definitive proxy statements
PRE 14A
Friday, 3/8/2013
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 3/26/2012
Definitive proxy statements
PRE 14A
Wednesday, 3/14/2012
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14A
Monday, 4/4/2011
Definitive proxy statements
DEF 14A
Thursday, 4/1/2010
Definitive proxy statements
DEF 14A
Wednesday, 4/29/2009
Definitive proxy statements
DEF 14A
Thursday, 6/5/2008
Definitive proxy statements
PRE 14A
Friday, 5/16/2008
Preliminary proxy statement not related to a contested matter or merger/acquisition
DEF 14C
Friday, 2/8/2008
Definitive information statements
PRE 14C
Monday, 1/28/2008
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14C
Wednesday, 9/19/2007
Definitive information statements
PRE 14C
Friday, 9/7/2007
Preliminary information statement not related to a contested matter or merger/acquisition
DEF 14C
Wednesday, 1/18/2006
Definitive information statements
PRE 14C
Friday, 12/23/2005
Preliminary information statement not related to a contested matter or merger/acquisition