QUASAR DISTRIBUTORS, LLC
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Other (141)
X-17A-5
Wednesday, 3/1/2023
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP
Tuesday, 2/28/2023
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 11/29/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 11/29/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 11/16/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 11/3/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 11/1/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 11/1/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 9/26/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 9/26/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 9/21/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Wednesday, 6/22/2022
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Wednesday, 6/22/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 6/15/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 6/15/2022
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
FOCUSN
Tuesday, 3/1/2022
None
X-17A-5
Tuesday, 3/1/2022
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 3/1/2021
None
X-17A-5
Monday, 3/1/2021
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Thursday, 2/27/2020
None
X-17A-5
Thursday, 2/27/2020
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP/A
Monday, 9/23/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 6/19/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 5/7/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 4/1/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 3/1/2019
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Wednesday, 2/27/2019
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Wednesday, 2/27/2019
None
40-APP
Thursday, 11/29/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Monday, 11/19/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 10/29/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 10/4/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Monday, 9/17/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 8/29/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 8/2/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 7/25/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 7/18/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 6/19/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 6/8/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 5/17/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
FOCUSN
Thursday, 3/1/2018
None
X-17A-5
Thursday, 3/1/2018
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
40-APP
Monday, 2/26/2018
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 11/29/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 11/14/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 11/2/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/20/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 10/12/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
CORRESP
Friday, 9/8/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
CORRESP
Friday, 9/8/2017
A correspondence can be sent as a document with another submission type or can be sent as a separate submission.
40-APP/A
Friday, 9/8/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 9/8/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 8/29/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 7/27/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 7/21/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 7/20/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 7/12/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 6/14/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 6/7/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 6/7/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 6/7/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 5/11/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Friday, 3/3/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Monday, 2/27/2017
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
FOCUSN
Monday, 2/27/2017
None
40-APP
Tuesday, 2/21/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 2/9/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 1/24/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 1/12/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 1/12/2017
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 10/20/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 10/7/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 9/20/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 9/20/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 9/1/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 6/15/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 5/11/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP WD
Thursday, 4/28/2016
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP
Tuesday, 4/12/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 3/23/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Monday, 2/29/2016
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
APP WD
Monday, 1/25/2016
Withdrawal of an application for exemptive or other relief from the federal securities laws
40-APP/A
Friday, 1/22/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 1/20/2016
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Thursday, 12/3/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 9/30/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Tuesday, 8/18/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 8/12/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 7/2/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Tuesday, 5/26/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Wednesday, 5/20/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
APP ORDR
Friday, 5/1/2015
None
40-APP
Thursday, 4/2/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
X-17A-5
Friday, 2/27/2015
Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rules 17a-5 and 17a-12 thereunder
APP NTC
Tuesday, 2/3/2015
None
40-APP/A
Monday, 1/26/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP/A
Friday, 1/16/2015
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 12/31/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Thursday, 12/18/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
40-APP
Wednesday, 12/10/2014
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products